Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
YOUR ROLE
As a vital member of the Risk Division's Regulatory Compliance team in Frankfurt, you will contribute significantly to the monitoring and execution of pertinent risk management regulations and procedures across various risk functions, alongside regional and legal entity governance within the EMEA area. Your responsibilities will include spearheading projects and engaging in activities tied to significant regulatory initiatives, as well as managing evolving or emerging risks and overseeing the governance of the division's frameworks and processes for Goldman Sachs entities in the region.
OUR CONTRIBUTION
The Risk Division comprises specialists tasked with managing the firm's credit, market, liquidity, operational, and model risk. Whether evaluating the creditworthiness of the firm's counterparties, tracking market risks linked to trading activities, or providing analytical and regulatory compliance support, our efforts directly contribute to the firm's success. This division is ideal for collaborative individuals who possess strong ethics and meticulous attention to detail.
We operate within the Risk Division (the second line of defense) and are responsible for overseeing the Division's regulatory compliance and legal entity governance across various risk disciplines (i.e., market risk, credit risk, finance risk, operational risk, model risk), while also leading other critical initiatives for the Division. The Regulatory Compliance function manages and supervises regulatory interactions and obligations, essential legal entity governance processes concerning risk identification, risk strategy, and risk appetite, and leads related communications with both internal and external parties, including regulators and senior management.
In executing our responsibilities, we collaborate closely with all areas within the Risk Division, as well as with various groups across the firm, including Controllers, Global Banking & Markets, Internal Audit, and Technology. Specifically for this role, the team partners with the firm's Credit Risk, Market Risk, Finance Risk, Operational Risk, and Model Risk Management departments to ensure adequate oversight of related regulatory requirements and the division's frameworks and internal governance from a legal entity perspective.
HOW YOU WILL ACHIEVE YOUR POTENTIAL
- Lead the execution of regulatory deliverables, examinations, and overall engagement, focusing on credit risk, market risk, and operational risk.
- Engage with regulators as part of the ongoing supervision process, regulatory examinations, and other deliverables.
- Oversee regulatory interpretation and collaborate with the Finance Division's Regulatory Controllers and other stakeholders to ensure the appropriateness of capital interpretations, methodologies, and processes.
- Conduct regulatory self-assessments and address associated gaps, including reviewing, interpreting, and providing guidance on the impact of pending requirements. Participate in regulatory working groups.
- Manage the implementation of initiatives related to new regulations, feedback from regulatory examinations, or enhancements to internal frameworks, liaising across relevant business, technology, and control functions to prioritize risks, challenge approaches, and drive appropriate risk responses.
- Monitor internal and external business activities and the regulatory landscape to identify new or emerging risks.
- Enhance the design of the Risk Appetite Statement framework, incorporating assessments on business strategy, capital planning, capacity allocation, and limit calibration.
- Coordinate regional Risk Committee and Board materials, collaborating closely with the heads of Risk functions and stakeholders in Executive Office, Legal, and Controllers.
- Provide thought leadership to develop and institutionalize governance processes and enhance controls, fostering a culture of risk management and mitigation.
- Work closely with regional Chief Risk Officers and other senior stakeholders in the Risk Division.
BASIC QUALIFICATIONS
- Bachelor's or Master's degree.
- Up to 3 years of relevant experience.
- Familiarity with investment banking products, including loan products and derivatives.
- Ability to effectively interact with internal risk experts and various stakeholders outside of Regulatory Compliance and the Risk Division.
- Strong documentation, analytical, presentation, and communication skills.
- Excellent organizational skills and the ability to manage multiple assignments concurrently.
- Proficient in Excel, PowerPoint, and Word.
- Functional Expertise - Stays informed about emerging regulations as well as business, economic, and market trends that may impact risk management.
- Technical Skills - Demonstrates strong technical skills necessary for the role, pays attention to detail, takes initiative to broaden knowledge, and exhibits appropriate financial/analytical skills.
- Drive and Motivation - Effectively manages multiple tasks, takes initiative to enhance personal performance, works diligently towards challenging goals, and perseveres in the face of obstacles.
- Client and Business Focus - Effectively addresses challenging requests, builds long-term relationships with internal and external stakeholders, identifies and defines needs, and manages expectations.
- Teamwork - Demonstrates strong collaboration skills, encourages participation and contribution from team members, and acknowledges others' contributions.
- Communication Skills - Clearly communicates relevant and important information, shares ideas with others, and demonstrates sound judgment in escalating issues as appropriate.
- Judgment and Problem Solving - Anticipates questions, plans for contingencies, identifies alternative solutions, and establishes clear objectives while analyzing complex issues.
- Creativity/Innovation - Seeks new ways to enhance current processes and develop practical solutions with real value.
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Founded in 1869, we are a premier global investment banking, securities, and investment management firm. Headquartered in New York, we maintain a global presence.
We believe that individual identity enhances professional performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring that every individual within our firm has ample opportunities for professional and personal growth through training, development, and wellness programs.
-
Regulatory Compliance Analyst, Frankfurt
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst, Frankfurt
vor 9 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitRegulatory Compliance Analyst - Frankfurt YOUR IMPACT As a key member of the Risk Division's Regulatory Compliance team in Frankfurt, you will be instrumental in overseeing and executing pertinent risk management regulations and processes across various risk functions, alongside regional and legal entity governance within the EMEA region. Your...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitRegulatory Compliance Analyst - Frankfurt YOUR IMPACT As a key member of the Risk Division's Regulatory Compliance team in Frankfurt, you will be instrumental in overseeing and executing pertinent risk management regulations and processes across various risk functions, alongside regional and legal entity governance in the EMEA region. Your responsibilities...
-
Regulatory Compliance Analyst
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst
vor 17 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Regulatory Compliance Analyst
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 17 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Regulatory Compliance Analyst, Frankfurt
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
-
Regulatory Compliance Analyst, Frankfurt
vor 16 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitRegulatory Compliance Analyst - Frankfurt YOUR IMPACT As a vital member of the Risk Division's Regulatory Compliance team in Frankfurt, you will be instrumental in overseeing and executing pertinent risk management regulations and processes across various risk functions, as well as regional and legal entity governance within the EMEA area. Your...
-
Regulatory Compliance Analyst
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitRegulatory Compliance Analyst - Frankfurt YOUR ROLE As a vital member of the Risk Division's Regulatory Compliance team in Frankfurt, you will contribute significantly to the supervision and execution of pertinent risk management regulations and processes across various risk functions, alongside regional and legal entity governance in the EMEA area. Your...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitRegulatory Engagement - Analyst, Frankfurt YOUR IMPACT As a vital member of the Risk Division's Regulatory Engagement team in Frankfurt, you will contribute significantly to the supervision and execution of pertinent risk management regulations and processes across various risk functions, as well as regional and legal entity governance within the EMEA...
-
Regulatory Compliance Specialist, Frankfurt
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and mitigating compliance, regulatory, and reputational risks across the organization, while also enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the second...
-
Regulatory Compliance Specialist, Frankfurt
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and mitigating compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the second line...
-
Regulatory Compliance Specialist, Frankfurt
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitPosition Overview Our Role The Compliance division plays a crucial role in safeguarding the firm against compliance, regulatory, and reputational risks. By implementing a comprehensive compliance risk management framework, we aim to enhance the culture of compliance throughout the organization. As a vital component of the second line of defense, our team...
-
Compliance Analyst
Vor 2 Tagen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
-
Compliance Analyst
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
