Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
OUR IMPACT
Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial part of the second line of defense, Compliance evaluates the firm's exposure to compliance, regulatory, and reputational risks; ensures adherence to evolving laws, rules, and regulations; develops and implements controls, policies, procedures, and training; conducts independent assessments; investigates and monitors compliance risks and violations; and leads the firm's responses to regulatory reviews, audits, and inquiries. You will collaborate with a diverse team comprising individuals from various academic and professional backgrounds, including law, accounting, sales, and trading. We seek candidates who demonstrate sound judgment, curiosity, and adaptability to a dynamic regulatory environment.
YOUR ROLE
The position available is within the Regulatory Affairs team of the Compliance function located in Frankfurt, providing oversight for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will assist the Chief Compliance Officer in upholding the Compliance program for GSBE's operations and will support essential Compliance function tasks as mandated by MaComp and MaRisk. Responsibilities include, but are not limited to:
- Submitting notifications to regulatory authorities
- Facilitating regulatory inquiries
- Assisting the team during regulatory examinations
- Conducting Compliance training sessions
- Supporting regular and ad hoc reporting to governance forums
- Coordinating governance documentation for GSBE
- Assisting with project management and Board reporting
EXPERIENCE REQUIRED
- University degree
- Initial professional experience in compliance or financial services is essential
- Fundamental understanding of the European regulatory landscape relevant to the Compliance function (e.g., ESMA GL, EBA GL, MaComp, MaRisk)
- Strong interpersonal skills and effective written and verbal communication abilities
- Excellent analytical and problem-solving capabilities, with the ability to exercise sound and balanced judgment
- Outstanding organizational skills
- Meticulous attention to detail
- Fluency in English and German
ABOUT GOLDMAN SACHS
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Established in 1869, we are a premier global investment banking, securities, and investment management firm, with our headquarters in New York and offices worldwide.
We believe that individual uniqueness enhances professional performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring that every individual has numerous opportunities for professional and personal development, supported by our training and development programs, firmwide networks, benefits, wellness initiatives, and mindfulness offerings. Discover more about our culture, benefits, and people at our careers page.
We are dedicated to providing reasonable accommodations for candidates with special needs or disabilities throughout our recruitment process.
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