Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
OUR IMPACT
Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial part of the second line of defense, Compliance evaluates the firm's exposure to compliance, regulatory, and reputational risks; ensures adherence to evolving laws, rules, and regulations; develops and implements controls, policies, procedures, and training; conducts independent assessments; investigates and monitors compliance risks and violations; and leads the firm's responses to regulatory reviews, audits, and inquiries. You will collaborate with a diverse team comprising individuals from various academic and professional backgrounds, including law, accounting, sales, and trading. We seek candidates who demonstrate sound judgment, curiosity, and adaptability to a dynamic regulatory environment.
YOUR ROLE
The position available is within the Regulatory Affairs team of the Compliance function located in Frankfurt, providing oversight for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will assist the Chief Compliance Officer in upholding the Compliance program for GSBE's operations and will support essential Compliance function tasks as mandated by MaComp and MaRisk. Responsibilities include, but are not limited to:
- Submitting notifications to regulatory authorities
- Facilitating regulatory inquiries
- Assisting the team during regulatory examinations
- Conducting Compliance training sessions
- Supporting regular and ad hoc reporting to governance forums
- Coordinating governance documentation for GSBE
- Assisting with project management and Board reporting
EXPERIENCE REQUIRED
- University degree
- Initial professional experience in compliance or financial services is essential
- Fundamental understanding of the European regulatory landscape relevant to the Compliance function (e.g., ESMA GL, EBA GL, MaComp, MaRisk)
- Strong interpersonal skills and effective written and verbal communication abilities
- Excellent analytical and problem-solving capabilities, with the ability to exercise sound and balanced judgment
- Outstanding organizational skills
- Meticulous attention to detail
- Fluency in English and German
ABOUT GOLDMAN SACHS
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Established in 1869, we are a premier global investment banking, securities, and investment management firm, with our headquarters in New York and offices worldwide.
We believe that individual uniqueness enhances professional performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring that every individual has numerous opportunities for professional and personal development, supported by our training and development programs, firmwide networks, benefits, wellness initiatives, and mindfulness offerings. Discover more about our culture, benefits, and people at our careers page.
We are dedicated to providing reasonable accommodations for candidates with special needs or disabilities throughout our recruitment process.
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
-
Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
-
Regulatory Compliance Specialist
Vor 4 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitRole and Responsibilities:As a Compliance Manager at CMC Markets, you will be responsible for supporting the European Compliance & Anti Financial Crime function in our Frankfurt office. This includes assisting in the development of documentation, preparing responses to regulatory queries, and involvement in regulatory audits.Key Skills and Experience:3 years...
-
Regulatory Compliance Specialist
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with changing regulatory requirements.Prepare responses to regulatory queries and...
-
Regulatory Compliance Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with the changing regulatory environment.Prepare responses to regulatory queries...
-
Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
-
Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
-
Compliance Officer
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitJob SummarySociete Generale Frankfurt Branch is seeking a highly skilled Compliance Officer to join its team. As a Compliance Officer, you will be responsible for providing proactive real-time compliance and regulatory advice to the business unit GTPS.Key ResponsibilitiesProvide high-quality compliance advice to the business unit on a daily basis.Identify...
-
Compliance and Regulatory Affairs Specialist
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACTAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our team assesses the firm's compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls,...
-
Compliance Officer
Vor 4 Tagen
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitWe are seeking a highly skilled Compliance Officer to join our team at Hirschman Associates in Frankfurt. This is a fantastic opportunity to work in a dynamic and international environment.Job DescriptionThe Compliance Officer will be responsible for supporting our European Compliance & Anti-Financial Crime function. This includes developing documentation,...
-
Regulatory Reporting Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet & Cie (Europe) AG is seeking a highly skilled Regulatory Reporting Analyst to join its European Regulatory Reporting team in Frankfurt am Main. As a key member of the team, you will be responsible for producing regulatory and prudential reports for BaFin and the Bundesbank, ensuring timely, accurate, and complete reporting.Key...
-
Regulatory Reporting Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitAbout the RolePictet & Cie (Europe) AG is seeking a highly skilled Regulatory Reporting Analyst to join its European Regulatory Reporting team in Frankfurt am Main. As a key member of the team, you will be responsible for producing regulatory and prudential reports for BaFin and the Bundesbank, ensuring timely, accurate, and complete reporting.Key...
