Aktuelle Jobs im Zusammenhang mit Regulatory Compliance Analyst, Frankfurt - Frankfurt am Main, Hessen - Goldman Sachs
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
-
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
-
Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
-
Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
-
Regulatory Compliance Specialist
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitRole and Responsibilities:As a Compliance Manager at CMC Markets, you will be responsible for supporting the European Compliance & Anti Financial Crime function in our Frankfurt office. This includes assisting in the development of documentation, preparing responses to regulatory queries, and involvement in regulatory audits.Key Skills and Experience:3 years...
-
Regulatory Compliance Specialist
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with changing regulatory requirements.Prepare responses to regulatory queries and...
-
Regulatory Compliance Specialist
Vor 4 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with the changing regulatory environment.Prepare responses to regulatory queries...
-
Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
-
Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
-
Compliance Officer
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitJob SummarySociete Generale Frankfurt Branch is seeking a highly skilled Compliance Officer to join its team. As a Compliance Officer, you will be responsible for providing proactive real-time compliance and regulatory advice to the business unit GTPS.Key ResponsibilitiesProvide high-quality compliance advice to the business unit on a daily basis.Identify...
-
Compliance and Regulatory Affairs Specialist
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACTAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our team assesses the firm's compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls,...
-
Compliance Officer
Vor 2 Tagen
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitWe are seeking a highly skilled Compliance Officer to join our team at Hirschman Associates in Frankfurt. This is a fantastic opportunity to work in a dynamic and international environment.Job DescriptionThe Compliance Officer will be responsible for supporting our European Compliance & Anti-Financial Crime function. This includes developing documentation,...
Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
YOUR IMPACT
As a vital member of the Risk Division's Regulatory Engagement team in Frankfurt, you will contribute significantly to the supervision and execution of pertinent risk management regulations and processes across various risk functions, as well as regional and legal entity governance within the EMEA region. Your responsibilities will include spearheading projects and engaging in activities related to key regulatory initiatives, alongside managing evolving or emerging risks and overseeing the governance of the division's frameworks and processes for Goldman Sachs entities in the region.
OUR IMPACT
The Risk Division comprises specialists dedicated to managing the firm's credit, market, liquidity, operational, and model risk. Whether evaluating the creditworthiness of the firm's counterparties, monitoring market risks linked to trading activities, or providing analytical and regulatory compliance support, our efforts directly contribute to the firm's success. This division is well-suited for collaborative individuals who possess strong ethics and meticulous attention to detail.
We function within the Risk Division (second line of defense) and are responsible for overseeing the Division's regulatory compliance and legal entity governance across various risk disciplines (e.g., market risk, credit risk, finance risk, operational risk, model risk), while also leading other significant initiatives for the Division. The Regulatory Engagement function manages and supervises regulatory interactions and obligations, essential legal entity governance processes such as risk identification, risk strategy, and risk appetite, and leads related communications with internal and external parties, including regulators and senior management.
In executing our role, we collaborate closely with all areas within the Risk Division, as well as various groups across the firm, including Controllers, Global Banking & Markets, Internal Audit, and Technology. Specifically for this role, the team partners with the firm's Credit Risk, Market Risk, Finance Risk, Operational Risk, and Model Risk Management departments to ensure adequate oversight of related regulatory requirements and the division's frameworks and internal governance from a legal entity perspective.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Lead the execution of regulatory deliverables, examinations, and overall engagement, focusing on credit risk, market risk, and operational risk.
- Engage with regulators as part of the ongoing supervision process, regulatory examinations, and other deliverables.
- Oversee regulatory interpretation and collaborate with the Finance Division's Regulatory Controllers and other stakeholders to ensure the appropriateness of capital interpretations, methodologies, and processes.
- Conduct regulatory self-assessments and address associated gaps, including reviewing, interpreting, and providing guidance on the impact of pending requirements. Participate in regulatory working groups.
- Manage the implementation of initiatives related to new rules, regulatory exam feedback, or internal framework enhancements, liaising across relevant business, technology, and control functions to prioritize risks, challenge approaches, and drive appropriate risk responses.
- Monitor internal and external business activities and the regulatory environment to identify new or emerging risks.
- Enhance the design of the Risk Appetite Statement framework, incorporating assessments on business strategy, capital planning, capacity allocation, and limit calibration.
- Coordinate regional Risk Committee and Board materials, collaborating closely with the heads of Risk functions and stakeholders in Executive Office, Legal, and Controllers.
- Provide thought leadership to develop and institutionalize governance processes and enhance controls, fostering a culture of risk management and mitigation.
- Work closely with regional Chief Risk Officers and other senior stakeholders in the Risk Division.
BASIC QUALIFICATIONS
- Bachelor's or Master's degree.
- Up to 3 years of relevant experience.
- Familiarity with investment banking products, including loan products and derivatives.
- Ability to effectively interact with internal risk experts and various stakeholders outside of Regulatory Engagement and the Risk Division.
- Strong documentation, analytical, presentation, and communication skills.
- Excellent organizational skills and the ability to manage multiple assignments concurrently.
- Proficient in Excel, PowerPoint, and Word.
- Functional Expertise - Stays informed about emerging regulations and business, economic, and market trends that may impact risk management.
- Technical Skills - Demonstrates strong technical skills required for the role, pays attention to details, takes initiative to broaden knowledge, and exhibits appropriate financial/analytical skills.
- Drive and Motivation - Effectively manages multiple tasks, takes initiative to enhance personal performance, works diligently towards challenging goals, and persists in the face of obstacles.
- Client and Business Focus - Effectively addresses challenging requests, builds long-term relationships with internal and external stakeholders, identifies needs, and manages expectations.
- Teamwork - Demonstrates strong collaboration skills, encourages participation from team members, and acknowledges others' contributions.
- Communication Skills - Clearly communicates relevant information, shares new ideas, and demonstrates sound judgment in escalating issues as appropriate.
- Judgment and Problem Solving - Anticipates questions, plans for contingencies, identifies alternative solutions, and effectively analyzes complex issues.
- Creativity/Innovation - Seeks new ways to enhance current processes and develop practical, creative solutions.
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Founded in 1869, we are a premier global investment banking, securities, and investment management firm. Headquartered in New York, we maintain a global presence.
We believe that individual identity enhances professional performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring that every individual within our firm has numerous opportunities for professional and personal growth through training, development, and wellness programs.
