Aktuelle Jobs im Zusammenhang mit Regulatory Compliance Analyst - Frankfurt am Main, Hessen - Goldman Sachs
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
-
Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Regulatory Compliance Specialist
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with changing regulatory requirements.Prepare responses to regulatory queries and...
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Regulatory Compliance Specialist
Vor 4 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with the changing regulatory environment.Prepare responses to regulatory queries...
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Regulatory Compliance Specialist
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitRole and Responsibilities:As a Compliance Manager at CMC Markets, you will be responsible for supporting the European Compliance & Anti Financial Crime function in our Frankfurt office. This includes assisting in the development of documentation, preparing responses to regulatory queries, and involvement in regulatory audits.Key Skills and Experience:3 years...
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Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
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Business Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Frankfurter Sparkasse VollzeitAbout the RoleWe are seeking a highly skilled Business Analyst to join our team at Frankfurter Sparkasse. As a Business Analyst, you will play a key role in supporting the development and implementation of our regulatory strategies.Key ResponsibilitiesProvide expert analysis and advice on regulatory matters to support business decisionsDevelop and maintain...
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Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
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Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. We achieve this through our enterprise-wide compliance risk management program, which includes assessing compliance risk, monitoring regulatory changes, designing and implementing...
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Compliance Officer
Vor 2 Tagen
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitWe are seeking a highly skilled Compliance Officer to join our team at Hirschman Associates in Frankfurt. This is a fantastic opportunity to work in a dynamic and international environment.Job DescriptionThe Compliance Officer will be responsible for supporting our European Compliance & Anti-Financial Crime function. This includes developing documentation,...
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Compliance and Regulatory Affairs Specialist
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACTAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our team assesses the firm's compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls,...
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Regulatory Reporting Analyst
vor 1 Tag
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitYour RolePictet & Cie (Europe) AG is seeking a skilled Regulatory Reporting Analyst to join its European Regulatory Reporting team. This is a unique opportunity to contribute to the expansion of the pan-European Regulatory Reporting function.As a Regulatory Reporting Analyst, you will be responsible for ensuring timely, accurate, and complete regulatory...
Regulatory Compliance Analyst
vor 2 Monaten
YOUR ROLE
As a vital member of the Risk Division's Regulatory Compliance team in Frankfurt, you will contribute significantly to the supervision and execution of pertinent risk management regulations and processes across various risk functions, alongside regional and legal entity governance in the EMEA area. Your responsibilities will include spearheading projects and engaging in activities tied to critical regulatory initiatives, as well as managing evolving or emerging risks and overseeing the governance of the division's frameworks and processes for Goldman Sachs entities in the region.
OUR MISSION
The Risk Division comprises specialists tasked with managing the firm's credit, market, liquidity, operational, and model risk. Whether evaluating the creditworthiness of the firm's counterparties, monitoring market risks linked to trading activities, or providing analytical and regulatory compliance support, our efforts directly contribute to the firm's success. This division is well-suited for collaborative individuals who possess strong ethics and meticulous attention to detail.
We function within the Risk Division (the second line of defense) responsible for overseeing the Division's regulatory compliance and legal entity governance across risk disciplines (i.e., market risk, credit risk, finance risk, operational risk, model risk), while also leading other significant initiatives for the Division. The Regulatory Compliance function manages and supervises regulatory interactions and obligations, essential legal entity governance processes, such as risk identification, risk strategy, and risk appetite, and leads related communications with internal and external parties, including regulators and senior management.
In executing its role, we collaborate closely with all areas within the Risk Division, as well as various groups across the firm, including Controllers, Global Banking & Markets, Internal Audit, and Technology. Specifically for this role, the team partners with the firm's Credit Risk, Market Risk, Finance Risk, Operational Risk, and Model Risk Management departments to ensure appropriate oversight of related regulatory requirements and the division's frameworks and internal governance from a legal entity perspective.
HOW YOU WILL ACHIEVE YOUR POTENTIAL
- Lead the execution of regulatory deliverables, examinations, and overall engagement, focusing on credit risk, market risk, and operational risk.
- Engage with regulators as part of the ongoing supervision process, regulatory examinations, and other deliverables.
- Oversee regulatory interpretation and collaborate with the Finance Division's Regulatory Controllers and other stakeholders to ensure the appropriateness of capital interpretations, methodologies, and processes.
- Conduct regulatory self-assessments and remediate associated gaps, including reviewing, interpreting, and providing guidance on the impact of pending requirements. Participate in regulatory working groups.
- Manage the implementation of initiatives related to new rules, regulatory exam feedback, or internal framework enhancements, liaising across relevant business, technology, and control functions to prioritize risks, challenge approaches, and drive appropriate risk responses.
- Monitor internal and external business activities and the regulatory environment to identify new or emerging risks.
- Enhance the design of the Risk Appetite Statement framework, incorporating assessments on business strategy, capital planning, capacity allocation, and limit calibration.
- Coordinate regional Risk Committee and Board materials, working closely with the heads of Risk functions and stakeholders in Executive Office, Legal, and Controllers.
- Provide thought leadership to develop and institutionalize governance processes and enhance controls, fostering a culture of risk management and mitigation.
- Collaborate closely with regional Chief Risk Officers and other senior stakeholders in the Risk Division.
BASIC QUALIFICATIONS
- Bachelor's or Master's degree.
- Up to 3 years of relevant experience.
- Familiarity with investment banking products, including loan products and derivatives.
- Ability to interact comfortably and effectively with internal risk experts and various stakeholders outside of Regulatory Compliance and the Risk Division.
- Strong documentation, analytical, presentation, and communication skills.
- Excellent organizational skills and the ability to manage multiple assignments concurrently.
- Proficient in Excel, PowerPoint, and Word.
- Functional Expertise - Stays updated with emerging regulations and business, economic, and market trends that may impact risk management.
- Technical Skills - Demonstrates strong technical skills required for the role, pays attention to detail, takes initiative to broaden knowledge, and exhibits appropriate financial/analytical skills.
- Drive and Motivation - Effectively manages multiple tasks, takes initiative to enhance personal performance, works diligently towards challenging goals, and persists in the face of obstacles.
- Client and Business Focus - Effectively manages challenging requests, builds long-term relationships with internal and external stakeholders, identifies needs, and manages expectations.
- Teamwork - Demonstrates strong team player qualities, collaborates with others within and across teams, encourages participation, and acknowledges contributions from others.
- Communication Skills - Clearly communicates relevant and important information, shares new ideas, and demonstrates sound judgment in escalating issues as appropriate.
- Judgment and Problem Solving - Anticipates questions, plans for contingencies, finds alternative solutions, and identifies clear objectives while analyzing complex issues.
- Creativity/Innovation - Seeks new ways to improve current processes and develop practical solutions with real value.
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Established in 1869, we are a premier global investment banking, securities, and investment management firm. Headquartered in New York, we maintain a global presence.
We believe that individuality enhances performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring every individual has ample opportunities for professional and personal growth through training, development, and wellness programs.
