Regulatory Compliance Analyst

vor 4 Wochen

Frankfurt am Main, Hessen, Deutschland Goldman Sachs Vollzeit

OUR IMPACT

Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the firm's second line of defense, Compliance evaluates the firm's compliance, regulatory, and reputational risks; monitors adherence to new or revised laws, rules, and regulations; develops and implements controls, policies, procedures, and training; conducts independent assessments; investigates, surveils, and monitors for compliance risks and violations; and leads the firm's responses to regulatory examinations, audits, and inquiries. You will collaborate with a diverse team comprising members from various academic and professional backgrounds, including law, accounting, sales, and trading. We seek individuals who demonstrate sound judgment, curiosity, and adaptability to a dynamic regulatory environment.

YOUR ROLE

The position we are looking to fill is within the Regulatory Affairs team of the Compliance function based in Frankfurt, providing support for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will assist the Chief Compliance Officer in upholding the Compliance program for GSBE's operations and support essential Compliance function tasks as mandated by MaComp and MaRisk. Responsibilities include, but are not limited to:

  • Communicating with regulatory authorities
  • Facilitating regulatory inquiries
  • Assisting the team during regulatory examinations
  • Conducting Compliance training sessions
  • Supporting regular and ad hoc reporting to governance forums
  • Coordinating governance documentation for GSBE
  • Assisting with project management and Board reporting

EXPERIENCE REQUIRED

  • University degree
  • Initial professional experience in compliance or financial services is essential.
  • Fundamental understanding of the European regulatory landscape relevant to the Compliance function (e.g., ESMA GL, EBA GL, MaComp, MaRisk)
  • Strong interpersonal skills and effective written and verbal communication abilities.
  • Excellent analytical and problem-solving capabilities, with the ability to exercise sound and balanced judgment.
  • Outstanding organizational skills
  • Meticulous attention to detail
  • Fluency in English and German.

ABOUT GOLDMAN SACHS
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Established in 1869, we are a premier global investment banking, securities, and investment management firm. With our headquarters in New York, we operate offices worldwide.
We believe that individual uniqueness enhances professional performance. We are committed to promoting and advancing diversity and inclusion within our workplace and beyond, ensuring that every individual within our firm has numerous opportunities for professional and personal growth, including training and development programs, firmwide networks, benefits, wellness initiatives, and mindfulness offerings. Discover more about our culture, benefits, and people at our careers page.
We are dedicated to providing reasonable accommodations for candidates with special needs or disabilities throughout our recruitment process.

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