Aktuelle Jobs im Zusammenhang mit Regulatory Compliance Specialist, Frankfurt - Frankfurt am Main, Hessen - Goldman Sachs
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Regulatory Compliance Specialist
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with the changing regulatory environment.Prepare responses to regulatory queries...
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Regulatory Compliance Specialist
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly skilled Regulatory Compliance Specialist to support the European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Develop and maintain documentation, including policies, procedures, and frameworks, in line with changing regulatory requirements.Prepare responses to regulatory queries and...
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Regulatory Compliance Specialist
Vor 4 Tagen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitRole and Responsibilities:As a Compliance Manager at CMC Markets, you will be responsible for supporting the European Compliance & Anti Financial Crime function in our Frankfurt office. This includes assisting in the development of documentation, preparing responses to regulatory queries, and involvement in regulatory audits.Key Skills and Experience:3 years...
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Compliance and Regulatory Affairs Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACTAt Goldman Sachs, our Compliance division plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our team assesses the firm's compliance, regulatory, and reputational risk; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls,...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Regulatory Compliance Specialist in GxP
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Global Market Solutions GmbH VollzeitGMS is a leading operational consultancy with expertise in data and digital systems in regulated environments, focusing on the Life Sciences industry.Key ResponsibilitiesAs a Regulatory Compliance Specialist in GxP, you will be responsible for ensuring that all equipment, systems, and processes within our GxP-regulated environments are qualified and...
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Regulatory Compliance Specialist in GxP
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Global Market Solutions GmbH VollzeitGMS is a leading operational consultancy with expertise in data and digital systems, operating in the regulated environment of the Life Science industry. We empower our customers' ongoing digital transformation and transform challenges into opportunities.Key ResponsibilitiesAs a Regulatory Compliance Specialist in GxP, you will be responsible for ensuring...
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Compliance Specialist
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitAs a Compliance Specialist at Societe Generale Frankfurt Branch, you will play a crucial role in ensuring the integrity and reputation of the Branch by facilitating lawful and ethical business conduct, identifying regulatory solutions, and promoting a culture of compliance.The Compliance Department protects the Branch by safeguarding its integrity and...
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Regulatory Compliance Specialist in Trustee
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland THE BANK OF NEW YORK MELLON CORPORATION VollzeitMake a difference in the world of finance.BNY Mellon is seeking a highly skilled Regulatory Compliance Specialist in Trustee to join our team in Germany. As a key member of our Trustee & Depository Germany team, you will play a critical role in ensuring the smooth operation of our financial services.Key Responsibilities:Regulatory controls of payment in...
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Frankfurt am Main, Hessen, Deutschland THE BANK OF NEW YORK MELLON CORPORATION VollzeitMake a difference in the world of finance.BNY Mellon is seeking a highly skilled Regulatory Compliance Specialist to join our Trustee Operations team. As a key member of our team, you will be responsible for ensuring the accurate and timely execution of regulatory controls and compliance with relevant laws and regulations.Key Responsibilities:Regulatory...
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Frankfurt am Main, Hessen, Deutschland THE BANK OF NEW YORK MELLON CORPORATION VollzeitMake a difference in the world of finance.BNY Mellon is seeking a highly skilled Regulatory Compliance Specialist to join our Trustee Services team. As a key member of our team, you will be responsible for ensuring the accuracy and integrity of our regulatory controls, including payment in Mutual Funds and Special Funds, subscriptions and redemptions, and...
Regulatory Compliance Specialist, Frankfurt
vor 2 Monaten
Our division is dedicated to preventing, identifying, and mitigating compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the second line of defense, Compliance evaluates the firm's compliance, regulatory, and reputational risks; monitors adherence to new or revised laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent assessments; investigates, surveils, and monitors for compliance risks and violations; and leads the firm's responses to regulatory examinations, audits, and inquiries. You will collaborate with a diverse team comprising members from various academic and professional backgrounds, including law, accounting, sales, and trading. We seek individuals who demonstrate sound judgment, curiosity, and adaptability to a dynamic regulatory environment.
YOUR ROLE
The position we are looking to fill is within the Regulatory Affairs team of the Compliance function based in Frankfurt, providing oversight for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will assist the Chief Compliance Officer in upholding the Compliance program for GSBE's operations and support core Compliance function tasks as mandated by relevant regulations. Responsibilities encompass, but are not limited to:
- Communicating with regulatory authorities
- Facilitating regulatory inquiries
- Assisting the team during regulatory examinations
- Contributing to Compliance training initiatives
- Supporting regular and ad hoc reporting to governance forums
- Coordinating governance documentation for GSBE
- Assisting in project management and Board reporting
EXPERIENCE REQUIRED
- University degree
- Initial professional experience in compliance or financial services is essential.
- Fundamental understanding of the European regulatory landscape relevant to the Compliance function (e.g., ESMA GL, EBA GL, MaComp, MaRisk, etc.)
- Strong interpersonal skills and effective written and verbal communication abilities.
- Robust analytical and problem-solving skills, with the capacity to exercise sound and balanced judgment.
- Exceptional organizational skills
- Meticulous attention to detail
- Fluency in English and German.
ABOUT GOLDMAN SACHS
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Established in 1869, we are a premier global investment banking, securities, and investment management firm. With our headquarters in New York, we operate offices worldwide.
We believe that individual identity enhances professional performance. We are committed to promoting and advancing diversity and inclusion within our workplace and beyond, ensuring that every individual within our firm has numerous opportunities for professional and personal growth, from training and development programs to benefits, wellness, personal finance offerings, and mindfulness initiatives. Learn more about our culture, benefits, and people at Goldman Sachs.
We are dedicated to providing reasonable accommodations for candidates with special needs or disabilities throughout our recruitment process.
