Aktuelle Jobs im Zusammenhang mit Regulatory Compliance Analyst, Frankfurt - Frankfurt am Main, Hessen - Goldman Sachs
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and managing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive compliance risk management program that operates across the enterprise. As an independent control function, we...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, addressing, and minimizing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to preventing, identifying, and managing compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's culture of compliance. This is achieved through a comprehensive enterprise-wide compliance risk management program. As an independent control function and a vital part of the...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division is dedicated to identifying, addressing, and minimizing compliance, regulatory, and reputational risks across the organization, thereby enhancing the firm's compliance culture. This is achieved through a comprehensive compliance risk management program that spans the entire enterprise. As an independent control function and a crucial...
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Regulatory Compliance Analyst
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division plays a crucial role in identifying, preventing, and mitigating compliance, regulatory, and reputational risks throughout the organization, thereby enhancing the firm's compliance culture. We achieve this through a comprehensive enterprise-wide compliance risk management program. As an independent control function and part of the...
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Compliance Analyst
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Compliance Analyst
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Business Analyst
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Compliance Officer
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Compliance and Regulatory Affairs Specialist
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Compliance Officer
Vor 2 Tagen
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Regulatory Compliance Analyst, Frankfurt
vor 2 Monaten
YOUR IMPACT
As a key member of the Risk Division's Regulatory Compliance team in Frankfurt, you will be instrumental in overseeing and executing pertinent risk management regulations and processes across various risk functions, alongside regional and legal entity governance in the EMEA region. Your responsibilities will include leading projects and engaging in activities tied to significant regulatory initiatives, as well as managing evolving or emerging risks and the governance of the division's frameworks and processes for Goldman Sachs entities in the region.
OUR IMPACT
The Risk Division comprises specialists tasked with managing the firm's credit, market, liquidity, operational, and model risk. Whether evaluating the creditworthiness of the firm's counterparties, monitoring market risks linked to trading activities, or providing analytical and regulatory compliance support, our contributions are vital to the firm's success. This division is well-suited for collaborative individuals who exhibit strong ethics and meticulous attention to detail.
We operate within the Risk Division (second line of defense) responsible for overseeing the Division's regulatory compliance and legal entity governance across various risk disciplines (i.e., market risk, credit risk, finance risk, operational risk, model risk), while also leading other significant initiatives for the Division. The Regulatory Compliance function manages and supervises regulatory interactions and obligations, essential legal entity governance processes concerning risk identification, risk strategy, and risk appetite, and leads related communications with internal and external parties, including regulators and senior management.
In fulfilling its role, we collaborate closely with all areas within the Risk Division, as well as with various groups across the firm, including Controllers, Global Banking & Markets, Internal Audit, and Technology. Specifically, the team partners with the firm's Credit Risk, Market Risk, Finance Risk, Operational Risk, and Model Risk Management departments to ensure appropriate oversight of related regulatory requirements and the division's frameworks and internal governance from a legal entity perspective.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Lead the execution of regulatory deliverables, examinations, and overall engagement, focusing on credit risk, market risk, and operational risk.
- Engage with regulators as part of the ongoing supervision process, regulatory examinations, and other deliverables.
- Manage regulatory interpretations and collaborate with the Finance Division's Regulatory Controllers and other stakeholders to ensure the appropriateness of capital interpretations, methodologies, and processes.
- Conduct regulatory self-assessments and address associated gaps, including reviewing, interpreting, and providing guidance on the impact of pending requirements. Participate in regulatory working groups.
- Oversee the implementation of initiatives related to new rules, regulatory exam feedback, or internal framework enhancements, liaising across relevant business, technology, and control functions to prioritize risks, challenge approaches, and drive appropriate risk responses.
- Monitor internal and external business activities and the regulatory environment to identify new or emerging risks.
- Enhance the design of the Risk Appetite Statement framework, incorporating assessments on business strategy, capital planning, capacity allocation, and limit calibration.
- Coordinate regional Risk Committee and Board materials, collaborating closely with the heads of Risk functions and stakeholders in Executive Office, Legal, and Controllers.
- Provide thought leadership to develop and institutionalize governance processes and enhance controls, fostering a culture of risk management and mitigation.
- Work closely with regional Chief Risk Officers and other senior stakeholders in the Risk Division.
BASIC QUALIFICATIONS
- Bachelor's or Master's degree.
- Up to 3 years of relevant experience.
- Familiarity with investment banking products, including loan products and derivatives.
- Ability to effectively interact with internal risk experts and various stakeholders outside of Regulatory Compliance and the Risk Division.
- Strong documentation, analytical, presentation, and communication skills.
- Excellent organizational skills and ability to manage multiple assignments concurrently.
- Proficient in Excel, PowerPoint, and Word.
- Functional Expertise - Stays updated with emerging regulations and business, economic, and market trends that may impact risk management.
- Technical Skills - Demonstrates strong technical skills required for the role, pays attention to details, takes initiative to broaden knowledge, and exhibits appropriate financial/analytical skills.
- Drive and Motivation - Effectively manages multiple tasks, takes initiative to enhance personal performance, works diligently towards challenging goals, and persists in the face of obstacles.
- Client and Business Focus - Effectively addresses challenging requests, builds long-term relationships with internal and external stakeholders, identifies needs, and manages expectations.
- Teamwork - Demonstrates strong team player qualities, collaborates with others within and across teams, encourages participation, and acknowledges contributions from others.
- Communication Skills - Clearly communicates relevant and important information, shares ideas with others, and demonstrates sound judgment in escalating issues as appropriate.
- Judgment and Problem Solving - Anticipates questions, plans for contingencies, finds alternative solutions, and identifies clear objectives while analyzing complex issues.
- Creativity/Innovation - Seeks new ways to improve current processes and develop practical solutions with real value.
At Goldman Sachs, we dedicate our people, capital, and ideas to assist our clients, shareholders, and the communities we serve in achieving growth. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain a global presence.
We believe that individual identity enhances professional performance. We are committed to promoting diversity and inclusion within our workplace and beyond, ensuring that every individual has ample opportunities for professional and personal growth through our training, development programs, and wellness initiatives.
