AML Risk Management Officer

vor 4 Wochen

Frankfurt am Main, Hessen, Deutschland StoneX Vollzeit

Overview

Permanent, Full-time, hybrid #LI-Hybrid #LI-SD1

Connecting clients to markets – and talent to opportunity.

With a diverse workforce and a broad client base, we are a leading provider in the financial services sector, dedicated to connecting clients with global markets while focusing on innovation and delivering exceptional products and services.

Whether you aspire to build a career in retail client services or delve into institutional investment strategies, our organization offers a multitude of opportunities for professional growth and advancement.

Position Purpose:

The primary objective of this role is to deliver high-quality AML compliance support across various sectors of the organization. You will provide guidance to local management and, when necessary, the Board of Directors on strategies to manage statutory, regulatory, and operational risks, ensuring compliance in all business operations.

Key Responsibilities:


• Collaborate with senior management and compliance teams to establish a comprehensive AML, ABC, CFT, and sanctions control framework.

• Ensure that policies and procedures to mitigate money laundering and terrorist financing risks are current, effectively communicated, and compliant with relevant regulations.

• Conduct a thorough analysis of existing policies against applicable AML/CFT regulations and best practices.

• Verify that client onboarding processes align with legal and regulatory standards.

• Review alerts and escalations from various business units, ensuring appropriate sign-off from senior management in high-risk scenarios.

• Investigate suspicious activities and report findings to the relevant authorities, maintaining access to all necessary data and documentation.

• Prepare and submit timely external reports on AML, CTF, ABC, and sanctions to regulatory bodies.

• Oversee any outsourced AML/CTF services, escalating concerns as necessary.

• Provide senior management with timely updates and information pertinent to financial crime risk management.

• Maintain ongoing internal monitoring and reporting on the effectiveness of the AML program.

• Lead responses to information requests from regulatory authorities.

• Develop and enhance the business's ML/TF risk assessment, ensuring a comprehensive inventory of risks.

• Support internal and external audits, following up on recommendations.

• Stay informed on relevant AML/CTF laws and regulations, ensuring compliance with German Money Laundering Regulations.

• Maintain an inventory of essential AML/CTF laws and regulations for staff reference.

• Advise senior management on relevant legal and regulatory developments.

• Facilitate training and awareness programs for employees regarding AML/CTF compliance.

• Assist in the creation and management of a risk-based Financial Crime Prevention annual plan.

• Participate in various projects as required.

• Attend workshops and seminars to remain updated on AML/CTF matters.

• Provide ongoing support and guidance within the organization.

Qualifications:


• 3 to 5 years of relevant experience in compliance and AML.

• Strong organizational skills.

• In-depth knowledge of German financial crime laws and industry practices.

• Excellent analytical abilities.

• Strong interpersonal and communication skills.

• Effective problem-solving capabilities.

• Proactive mindset with innovative thinking.

• High integrity and professionalism.

• Ability to manage stress and adapt to changing tasks.

• Capability to work independently with minimal supervision.

• Proficiency in German and English.

• Strong listening and communication skills.

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