Deputy Head of Compliance

vor 2 Wochen

Frankfurt am Main, Deutschland CMC Markets Vollzeit

ROLE AND RESPONSIBILITIES
- The Deputy Head of Compliance and Anti Financial Crime role will be responsible for the day-to-day provision of Compliance & Anti Financial Crime services to the business and individual employees across Europe
- Responsible for the review and approval of financial promotions, communications with clients and all other client facing documentation which could impact local clients in Germany and in the European branches in accordance with the relevant regulatory and Group policies;
- Coordinate the development and update of Compliance & Anti Financial Crime policies and procedures to ensure compliance with regulation;
- The Deputy Head of Compliance and Anti Financial Crime will support and deputise the Head of Compliance Europe and the local Compliance Heads in the European branches to ensure sufficient controls are in place to mitigate risks identified; undertaking monitoring and surveillance of business activities
- Perform the Deputy Compliance Officer and Deputy MLRO role for the entity
- Carry out and support the customer complaint handling process, supporting senior management and other employees to ensure all queries are dealt with;
- Coordinate regular and ad hoc management reporting
- The Deputy Head of Compliance and Anti Financial Crime will monitor regulatory developments, performance of gap analyses and identification of measures to ensure full compliance with changing regulatory requirements
- Responsible for oversight of outsourced activities and tasks
- Support the design and deliver of required bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues;
- Ensure appropriate escalation of matters to the Head of Compliance Europe as relevant;
- Carry out and support other functions of the compliance department, including supporting investigations, maintenance of registers, transaction reporting etc;

KEY SKILLS AND EXPERIENCE
- The Deputy Head of Compliance and Anti Financial Crime will be organised and have a self-motivated working style;
- Analytical approach with attention to detail;
- Strong communication skills, written and verbal;
- Able to respond positively to changing priorities;
- Previous quality experience in a senior compliance and/or AFC related role;
- Willingness to learn new regulatory regimes and show adaptability to local considerations;
- Fluency in English and German other European languages are a plus
- Ability to liaise with internal and external customers with tact and diplomacy
- Leadership skills
- Strong team player;
- Strong ability to build relationships;

  • Deputy Mlro

    vor 4 Wochen

    Frankfurt am Main, Deutschland Saxton Leigh Vollzeit

    **THE COMPANY**: Our client is multinational Corporate and Retail Banking company. They are looking for someone to take on the role as Deputy MLRO & Compliance Officer for their team in Frankfurt. **THE RESPONSIBILITIES**: - Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti - Money Laundering...

  • Senior Compliance Officer

    vor 3 Wochen

    Frankfurt, Deutschland Selby Jennings Vollzeit

    Responsibilities:Framework Development & Compliance OversightSupport Head of Compliance in developing EU compliance framework (MaComp, MiFID II).Ensure adherence to key regulations (MaComp, MiFID II) across the organization.Have a view to an EU development of regulatory topics, assisting the branches across Europe.Policy Development & ImplementationDevelop...

  • Deputy Head of Finance

    vor 3 Wochen

    Frankfurt, Deutschland YiDa Business Consulting & Translation Services Vollzeit

    Über unseren Kunde Für unseren Mandanten, die Tochtergesellschaft eines weltweit renommierten Finanzinstituts (Fortune Global 500 Unternehmen) in Frankfurt, suchen wir einen Deputy Head of Finance & Accounting (Vollzeitstelle). Ihre Qualifikationen: Abgeschlossenes betriebswirtschaftliches Studium mit Schwerpunkt Banken bzw. Rechnungswesen;...

  • Head of Compliance and Mlro

    Vor 5 Tagen

    Frankfurt am Main, Deutschland Indigo Headhunters Vollzeit

    Our client is a leading international bank with a branch office and banking licence in Germany. The **Frankfurt office** is mainly active in corporate banking, supporting its clients with operational business, investments and export activities. Target customers are particularly companies in the manufacturing industry. We are looking for a **Head of...

  • Head of Compliance

    Vor 5 Tagen

    Frankfurt am Main, Deutschland MAM Gruppe Vollzeit

    **Tasks**: - Technical and disciplinary management of one employee, as well as technical management of local compliance officers around the world - Continued development and implementation of our compliance management system - Incident reporting and management, as well as evaluation of the whistleblower system - Promotion of continuous analysis of...

  • Afc Control Oversight

    Vor 5 Tagen

    Frankfurt am Main, Deutschland Deutsche Bank Vollzeit

    **AFC Control Oversight - Deputy head (M/F/x)**: **Job ID**:R0283530**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2023-11-27**Location**:Frankfurt**Position Overview**: Deutsche Bank (DB) benefits from having a highly experienced and dedicated Anti Financial Crime (AFC) function, which performs a crucial role in keeping DBs business...

  • Head of Compliance

    Vor 5 Tagen

    Frankfurt am Main, Deutschland Deep Blue Recruitment Vollzeit

    We are hiring for a leading global Fintech that is looking for someone to leverage their experience and expertise to lead the German Compliance function through a significant transformation programme and beyond. As Head of Compliance - Germany, you will drive change, harnessing artificial intelligence and the latest technologies to create an efficient and...

  • Deputy MLRO

    Vor 7 Tagen

    Frankfurt, Deutschland Saxton Leigh Vollzeit

    THE COMPANY: Our client is multinational Corporate and Retail Banking company. They are looking for someone to take on the role as Deputy MLRO & Compliance Officer for their team in Frankfurt. THE RESPONSIBILITIES: Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti- Money Laundering legislation and...

  • Deputy Anti-money Laundering Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland Bank of America Vollzeit

    **Job Title**: Deputy Anti Money Laundering Officer **Corporate Title**:Vice President **Location**: Frankfurt **Company Overview**: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...

  • Head Analytical Compliance, Analytical Operations

    Vor 4 Tagen

    Ludwigshafen am Rhein, Deutschland ABBVIE Vollzeit

    **Head Analytical Compliance, Analytical Operations, Biologics Analytical **Fulltime or part-time (minimum 80%)** **Primary function** - Leads and develops a team covering Compliance, Doc Management, ER/CAPA and Change Management - Develops and implements short and mid-term strategy for the Compliance group and manages effectively local and global...

  • Head of Quality

    vor 4 Wochen

    Frankfurt am Main, Deutschland Corden Pharma International GmbH Vollzeit

    CordenPharma ist ein führender Anbieter für die Entwicklung und Herstellung von pharmazeutischen Wirkstoffen (APIs), Hilfsstoffen, Fertigarzneimitteln und Verpackungsaktivitäten mit mehr als 2.600 Mitarbeitenden weltweit. Mit unseren Dienstleistungen unterstützen wir Pharma - und Biotech-Unternehmen bei der Herstellung von Medikamenten mit dem...

  • Head of Legal

    vor 3 Wochen

    Frankfurt, Deutschland ET GLOBAL Vollzeit

    Head of Legal & Compliance (m/w/d) Die E3 World vereint das Beste aus zwei Welten und ist der führende Dienstleister im Bereich Live Marketing, Messen und Events. Professionelle Consultingleistung für neue hybride Veranstaltungskonzepte mit digitalem Content sind genauso Teil unserer DNA, wie das klassische Markenerlebnis. Mit starken Marken bieten...

  • Head of Legal

    vor 3 Wochen

    Frankfurt, Deutschland E3 WORLD GmbH Vollzeit

    Die E3 World vereint das Beste aus zwei Welten und ist der führende Dienstleister im Bereich Live Marketing, Messen und Events. Professionelle Consultingleistung für neue hybride Veranstaltungskonzepte mit digitalem Content sind genauso Teil unserer DNA, wie das klassische Markenerlebnis. Mit starken Marken bieten wir unseren Kunden sowohl lokale als auch...

  • Deputy Aml Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland YiDa Business Consulting & Translation Services Vollzeit

    **About our client**: Our client, for whom we are seeking a deputy AML Office (full-time job), is a worldwide successful and well-known financial institution from China (Fortune Global 500) **Qualifications and knowledge**: - Ideally bachelor/master in Finance/Law or relevant - Several years of working experience as an AML Analyst with an internationally...

  • Specialist, Regulatory Compliance

    vor 4 Wochen

    Frankfurt am Main, Deutschland Standard Chartered Vollzeit

    **Job***: Compliance **Primary Location***: Europe & Americas-Germany-Frankfurt **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 21/Apr/2023, 5:09:47 AM **Unposting Date***: Ongoing **The Role Responsibilities** - To support the MaRisk Compliance function (AT 4.4.2. MaRisk) as the senior member of staff ensure the...

  • Head of Implementation Science

    Vor 5 Tagen

    Frankfurt Am Main, Deutschland BI International GmbH Vollzeit

    **The Position**: Join Boehringer Ingelheim as our Medical Affairs Head of Implementation Science (MA-IS). In this pioneering role, you'll lead the integration of Implementation Science into our drug development paradigm, shaping the future of healthcare. Be part of our evolution, build a team, and influence clinical practice. Let's make a difference...

  • Head of Accounting Operations

    Vor 4 Tagen

    Frankfurt am Main, Deutschland Robert Walters Germany Vollzeit

    We are seeking a highly skilled and experienced professional as the Head of Accounting Operations (m/f/d) for an ECB regulated Corporate Investment Bank in Frankfurt, Germany. As the Head of Accounting Operations (m/f/d), you will be responsible for overseeing and managing the ac-counting operations, financial reporting, and regulatory compliance for the...

  • Head of EHS Germany

    vor 1 Woche

    Frankfurt Am Main, Deutschland BI Pharma GmbH&Co.KG Vollzeit

    **DIE STELLE**: Als "Head of EHS Germany" spielen Sie eine entscheidende Rolle bei der Umsetzung der regionalen EHS-Strategie. Sie übernehmen die Verantwortung für die Erreichung der Ziele und die Einhaltung aller länderspezifischen rechtlichen Anforderungen und Themen. Dabei haben Sie zudem stets unsere globale Strategie und die globalen Zielen im...

  • Head of Finance

    Vor 5 Tagen

    Frankfurt am Main, Deutschland Caiz Development GmbH Vollzeit

    Caiz Development GmbH is an company offering innovative technology-based financial services and solutions for everyone. As we are building and exploring new markets with the world's first Islamic decentralized blockchain and cryptocurrency, we also want to expand our young and dynamic team. You will face a highly collaborative work environment that is very...

  • Head of Internal Audit, Lbcmw

    Vor 5 Tagen

    Frankfurt am Main, Deutschland Lloyds Banking Group Vollzeit

    End Date Sunday 10 December 2023 Salary Range £0 - £0 Agile Working Options Job Description Summary **Job Description**: JOB TITLE: Head of Internal Audit SALARY: Competitive LOCATION: Frankfurt am Main, Germany HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at...