Compliance Specialist

Vor 6 Tagen

Frankfurt am Main, Hessen, Deutschland Société Générale Assurances Vollzeit

As a Compliance Specialist at Societe Generale Frankfurt Branch, you will play a crucial role in ensuring the integrity and reputation of the Branch by facilitating lawful and ethical business conduct, identifying regulatory solutions, and promoting a culture of compliance.

The Compliance Department protects the Branch by safeguarding its integrity and reputation, and promoting a culture of compliance. As a Compliance Specialist, you will be involved in almost all relevant compliance tasks of the branch's Compliance team.

Key responsibilities include:

  • Providing high-quality compliance advice to the business on a daily basis
  • Identifying compliance risks and advising the business and service units on mitigating procedures, controls, and trainings
  • Supporting the monitoring of applicable regulatory developments impacting the Branch business and assessing local implementation needs
  • Proactively maintaining relationships and open communication with business lines and other control functions, and promoting Compliance in front of them
  • Conducting recurring internal controls (GPS - Global Permanent Supervision) and organizational tasks (maintenance of employee lists)
  • Organizing and conducting regular general and specific Compliance class trainings
  • Supporting the update of existing local Compliance procedures and identifying the necessity/preparation of German appendices for global procedures due to local specifics
  • Working in close cooperation with the central compliance teams

Requirements:

  • Master's degree in law, business administration, or finance
  • First work experience in a Compliance, Legal, or Regulatory position in a Bank/Financial Institution
  • Good knowledge of the applicable regulatory framework and its German implementation into local law (MiFID, WpHG, ZAG)
  • Fluency in German and English (written and oral) is required; French language skills would be of advantage
  • MS Office skills (like Word, Excel, Outlook, PowerPoint)

Societe Generale Frankfurt Branch operates in a wide range of business activities every day. We are an equal opportunities employer and we are proud to make diversity a strength for our company. Societe Generale is committed to recognizing and promoting all talents, regardless of their beliefs, age, disability, parental status, ethnic origin, nationality, gender identity, sexual orientation, membership of a political, religious, trade union or minority organisation, or any other characteristic that could be subject to discrimination.

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