Aktuelle Jobs im Zusammenhang mit Senior Compliance Officer - Frankfurt am Main - Leonteq AG
-
Senior Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitJob Title: Senior Compliance OfficerLocation: FrankfurtJob Type: Full-timeAbout the Role:We are seeking a highly skilled Senior Compliance Officer to join our team in Frankfurt. As a key member of our compliance team, you will be responsible for ensuring that our client's cryptocurrency operations are in compliance with all relevant national and...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland DZ BANK AG VollzeitJobbeschreibungWir suchen einen erfahrenen Senior Compliance Officer, der unsere Compliance-Abteilung bei der Umsetzung von Geldwäsche- und Betrugspräventionsmaßnahmen unterstützt.HauptraumfelderGeldwäsche- und Betrugsprävention: Sie werden sich mit den rechtlichen und regulatorischen Vorgaben auseinandersetzen und sicherstellen, dass unsere...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland DZ BANK AG VollzeitJobbeschreibungWir suchen einen erfahrenen Senior Compliance Officer, der unsere Compliance-Abteilung bei der Umsetzung von Geldwäsche- und Betrugspräventionsmaßnahmen unterstützt.HauptraumfelderGeldwäsche- und Betrugsprävention: Sie werden sich mit den rechtlichen und regulatorischen Vorgaben auseinandersetzen und sicherstellen, dass unsere...
-
(Senior) Compliance Officer
vor 4 Monaten
Frankfurt am Main, Deutschland Indigo Headhunters VollzeitIndigo Headhunters Frankfurt am Main, GermanyPosted 25 minutes ago Permanent Nach Vereinbarung Wir suchen für ein führendes internationales Immobiliendienstleistungsunternehmen einen (Senior) Compliance Officer (all genders) - mit dem Schwerpunkt Financial Security am Standort Frankfurt. Das Unternehmen steht in Deutschland seit über 60 Jahren für...
-
Senior Compliance Officer
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitSenior Compliance RoleWe are seeking a highly skilled Senior Compliance professional to join our team at Selby Jennings. As a key member of our organization, you will be responsible for ensuring compliance with all relevant national and international regulations governing the cryptocurrency sector.Key Responsibilities:Develop and implement effective...
-
Senior Compliance Officer
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitSenior Compliance RoleWe are seeking a highly skilled Senior Compliance professional to join our team at Selby Jennings. As a key member of our organization, you will be responsible for ensuring compliance with all relevant national and international regulations governing the cryptocurrency sector.Key Responsibilities:Develop and implement effective...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitSenior Compliance RoleWe are seeking a highly skilled Senior Compliance professional to join our team at Selby Jennings. As a key member of our organization, you will be responsible for ensuring compliance with all relevant national and international regulations governing the cryptocurrency sector.Key Responsibilities:Develop and implement effective...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitSenior Compliance RoleWe are seeking a highly skilled Senior Compliance professional to join our team at Selby Jennings. As a key member of our organization, you will be responsible for ensuring compliance with all relevant national and international regulations governing the cryptocurrency sector.Key Responsibilities:Develop and implement effective...
-
Senior Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Deutsche Bank VollzeitJobbeschreibung: Wir suchen einen erfahrenen Compliance Officer für unser Corporate Bank, Investment Bank & Capital Release Unit Team Germany. Als Teil der globalen Schlüsselfunktion Compliance Testing & Assurance (CT&A) bei der Deutsche Bank AG sind wir für die Wirksamkeit von Kontrollen verantwortlich, insbesondere in Bezug auf Compliance-Risiken und...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland DZ BANK AG VollzeitJobbeschreibungAls Senior-Referent (m/w/d) analysieren Sie die Relevanz neuer gesetzlicher und regulatorischer Vorgaben auf nationaler und europäischer Ebene hinsichtlich ihrer Relevanz in Bezug auf Geldwäsche- sowie Betrugsprävention.VerantwortlichkeitenEntwickeln bzw. aktualisieren Sie interne Grundsätze und Verfahren zur Verhinderung von Geldwäsche...
-
Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland DZ BANK AG VollzeitJobbeschreibungAls Senior-Referent (m/w/d) analysieren Sie die Relevanz neuer gesetzlicher und regulatorischer Vorgaben auf nationaler und europäischer Ebene hinsichtlich ihrer Relevanz in Bezug auf Geldwäsche- sowie Betrugsprävention.VerantwortlichkeitenEntwickeln bzw. aktualisieren Sie interne Grundsätze und Verfahren zur Verhinderung von Geldwäsche...
-
Senior Compliance Advisory Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Apollo Solutions VollzeitA prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. Some of your tasks will be: - Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental...
-
Senior Compliance Officer
vor 5 Monaten
Frankfurt am Main, Deutschland PICTET Vollzeit**Your team**: - Nach dem erfolgreichen Aufbau ihres europäischen Hauptsitzes in Frankfurt am Main verstärkt die Bank Pictet & Cie (Europe) AG (BPAG) ihr europäisches und deutsches Compliance-Team in Frankfurt am Main mit einem Senior Compliance Officer (WpHG / MaComp) / L2 Single Officer.- Diese Position bietet die Chance, in einer spannenden Zeit am...
-
Senior Compliance Officer
vor 5 Monaten
Frankfurt am Main, Deutschland Berenberg VollzeitBeschreibung & AnforderungenFor our **Compliance** Team we are looking to hire: **Senior Compliance Officer (Investment Banking), Frankfurt** The Investment Bank Compliance team at Berenberg forms part of the bank’s Group Compliance division. Team members are located in the bank’s Hamburg, Frankfurt and London offices. This role, based in Frankfurt,...
-
Senior Compliance Officer für DORA und IT-Sicherheit
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Honda Bank GmbH VollzeitÜber unsHonda Bank GmbH ist eine 100%ige Tochter des Honda-Konzerns und seit 1998 in Deutschland tätig. Wir bieten unsere Kunden Finanzierungslösungen für Neuwagen und Motorräder an.AufgabenWir suchen einen erfahrenen Senior Compliance Officer, der sich auf DORA und IT-Sicherheit spezialisiert hat. Als Teil unseres Teams werden Sie verantwortlich sein...
-
Senior Compliance Officer für DORA und IT-Sicherheit
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Honda Bank GmbH VollzeitÜber unsHonda Bank GmbH ist eine 100%ige Tochter des Honda-Konzerns und seit 1998 in Deutschland tätig. Wir bieten unsere Kunden Finanzierungslösungen für Neuwagen und Motorräder an.AufgabenWir suchen einen erfahrenen Senior Compliance Officer, der sich auf DORA und IT-Sicherheit spezialisiert hat. Als Teil unseres Teams werden Sie verantwortlich sein...
-
Senior Compliance Manager
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland 360T VollzeitJob Title: Senior Compliance ManagerAs a Senior Compliance Manager at 360T AG, you will play a critical role in ensuring the company's compliance with laws, regulations, and internal policies. Your responsibilities will include:Key Responsibilities:Develop and implement compliance policies, procedures, and programs to ensure adherence to legal and regulatory...
-
Senior Compliance Manager
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland 360T VollzeitJob Title: Senior Compliance ManagerAs a Senior Compliance Manager at 360T AG, you will play a critical role in ensuring the company's compliance with laws, regulations, and internal policies. Your responsibilities will include:Key Responsibilities:Develop and implement compliance policies, procedures, and programs to ensure adherence to legal and regulatory...
-
Compliance Manager Senior
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland 360T VollzeitJob Title: Senior Compliance ManagerAs a Senior Compliance Manager at 360T, you will be responsible for ensuring the company's compliance with laws, regulations, and internal policies. This role requires a combination of legal, regulatory, and business acumen, as well as strong leadership and communication skills.Key Responsibilities:Develop and implement...
-
Compliance Manager Senior
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland 360T VollzeitJob Title: Senior Compliance ManagerAs a Senior Compliance Manager at 360T, you will be responsible for ensuring the company's compliance with laws, regulations, and internal policies. This role requires a combination of legal, regulatory, and business acumen, as well as strong leadership and communication skills.Key Responsibilities:Develop and implement...
Senior Compliance Officer
vor 3 Monaten
WHO WE ARE
Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions. Leonteq further enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.
- Leonteq generated turnover of CHF 28.9 billion and posted total operating income of CHF 417.8 million in 2021. As of 31 December 2021, Leonteq's shareholders' equity totalled CHF 802.1 million.
- Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively.
- Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.What you'll do
- Responsible for implementing a new Compliance framework for the Retail Flow Business and for the performance of all relevant activities related to it
- Monitoring client transactions and ensure adherence to European AML requirements
- Performing and monitoring the client opening and KYC procedure
- Documentation and life cycle management of relationships
- Drafting and review of risk assessments and compliance monitoring programs
- Support in regard to the implementation policies and relevant standing orders
- Compilation and preparation of the necessary documentation for internal and external examinations (e.g. audits)
- Implementing and maintaining policies and procedures to identify, manage and track risks to which Leonteq is exposed to
- Support the current Compliance Officer and Money Laundering Reporting Officer (MLRO) in all Compliance aspects of Leonteq Securities (Europe) GmbH
- Ensure consistency of Compliance activities across all European branches of the company
- Support Group Compliance in audit related topics
- Compliance reviews and responsibility for local reporting duties
- Communicating with senior management in relation to the risks identified in the company and advising on appropriate actions that could be taken
What you'll need
- Law or Economic degree, at least 5 years of Compliance experience in the German financial sector
- Extensive knowledge and experience in
- product related MiFID/MiFIR provisions (including Product Governance/Target Market/Cost & Charges/Pre-Trade Transparency) and the related German laws and regulations
- market abuse directive and regulation and other market protection regulation on both European and German
- client protection regulation on both European and German level
- German MAComp
- Experience with automatized and standardized AML-tools (onboarding and monitoring)
- Experience in the collaboration with, and monitoring of, external compliance service providers
- Proficient in local legal and regulatory requirements, knowledge of Swiss and European requirements
- Active interest in capital markets and the respective regulations
- Dedicated and responsible personality with strong team-player attitude
- Ability to work independently and to take initiative
- Fluency in German and English
Nice to have
- Knowledge of other European languages
