Risk and Compliance Officer

Beschreibung & AnforderungenBerenberg’s Group Compliance unit works closely with the bank’s business lines (Investment Bank, Corporate Banking and Wealth & Asset Management) to prevent, detect and mitigate compliance and regulatory risk across the firm. As an independent control function, Compliance assesses the firm's compliance and regulatory risk,...

About Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...

Our client is a leading international bank with a branch office and banking licence in Germany. The **Frankfurt office** is mainly active in corporate banking, supporting its clients with operational business, investments and export activities. Target customers are particularly companies in the manufacturing industry. We are looking for a **Head of...

If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. We are an international service provider for the financial industry, have a strong market position, satisfied long-standing customers and are continuously growing with our existing products and services. For this vacancy we are looking...

Responsibilities:Framework Development & Compliance OversightSupport Head of Compliance in developing EU compliance framework (MaComp, MiFID II).Ensure adherence to key regulations (MaComp, MiFID II) across the organization.Have a view to an EU development of regulatory topics, assisting the branches across Europe.Policy Development & ImplementationDevelop...

ProCredit. We are an international group of development-oriented commercial banks for small and medium enterprises (SMEs). We are active in Southeastern and Eastern Europe, South America and Germany. Our overarching goal is to combine a high developmental impact with economic success. This position is based in Frankfurt am Main at ProCredit Holding, the...

Description du poste BforBank is a long-standing player in online banking in France. Part of the Crédit Agricole Group, historic leader in retail banking in Europe and based on the model of a Tech-company, we place innovation and digital at the heart of our transformation. We are a team of 500 passionate people, all committed and united by an...

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. We are an international service provider for the financial industry, have a strong market position, satisfied long-standing customers and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. We are an international service provider for the financial industry, have a strong market position, satisfied long-standing customers and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. We are an international service provider for the financial industry, have a strong market position, satisfied long-standing...

We are looking for an Enterprise Information Security Governance Risk & Compliance Advisor (m/f/d). Join Robert Half's international team as an Enterprise Information Security Governance Risk & Compliance Advisor (m/f/d) and help us shape our future. Our mission is to be a great place to work and to provide a pleasant working atmosphere that enables our...

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...

Who we are looking for Why this role is important to us Join us if making your mark in the capital markets industry from day one is a challenge you are up for. What you will be responsible for As Business Risk Management, Officer you will - Monitor and track essential daily/monthly/quarterly checklists, lead and provide oversight & tracking for our...

**THE COMPANY**: Our client is multinational Corporate and Retail Banking company. They are looking for someone to take on the role as Deputy MLRO & Compliance Officer for their team in Frankfurt. **THE RESPONSIBILITIES**: - Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti - Money Laundering...

**Description du poste**: BforBank is a long-standing player in online banking in France. Part of the Crédit Agricole Group, historic leader in retail banking in Europe and based on the model of a “Tech-company”, we place innovation and digital at the heart of our transformation. We are a team of 500 passionate people, all committed and united by an...

A well-established and multinational consultancy is seeking a compliance officer to focusing strictly on financial services.Responsibilities:Ensure compliance framworks both internally and externally.Provide a premier compliance advisory services to their clients in the areas of MIFID, MaRisk, WpHG, and Financial Crime.Develop risk management...

Deine Aufgaben  Als (Senior) Consultant für Non-Financial Risk und Compliance erwartet dich ein vielfältiges Tätigkeitsfeld, in welchem du dich aktiv einbringen kannst: Non-Financial Risk Management: Gemeinsam gestalten wir die Transformation im Bereich Non-Financial Risk und entwickeln maßgeschneiderte Konzepte zur Verbesserung des...