Regulatory Compliance Officer m/f/d
vor 1 Monat
Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.
We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful candidate will play a key role in ensuring that the operations comply with all relevant financial regulations and industry best practices.
Tasks- Monitor Regulatory Landscape: Stay abreast of changes in financial regulations at both the domestic and international levels. Assess the impact of regulatory developments on the bank's operations and develop strategies for compliance.
- Policy Development: Collaborate with internal stakeholders to develop and update policies and procedures that align with regulatory requirements. Ensure that these policies are communicated effectively throughout the organization.
- Risk Assessment: Conduct regular risk assessments to identify areas of potential non-compliance and develop strategies to mitigate these risks. Work closely with other departments to implement effective risk management practices.
- Training and Education: Provide training sessions and educational materials to ensure that employees are aware of and understand relevant regulations. Foster a culture of compliance throughout the organization.
- Regulatory Reporting: Oversee the preparation and submission of regulatory reports to relevant authorities. Ensure the accuracy and timeliness of these submissions.
- Audit Support: Collaborate with internal and external auditors during regulatory audits. Address any findings and implement corrective actions as needed.
- Investigations: Conduct investigations into potential compliance violations and coordinate corrective actions. Maintain documentation of investigations and resolutions.
- Bachelor's degree in Finance, Business, Law, or a related field. Advanced degree or relevant professional certification (e.g., CAMS, CRCM) is a plus.
- Proven experience in regulatory compliance within the financial services industry, with a focus on international regulations.
- Strong knowledge of banking regulations, anti-money laundering (AML), and know-your-customer (KYC) requirements.
- Excellent analytical and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work collaboratively with cross-functional teams.
- Detail-oriented with a high level of accuracy.
- pension and BVV
- travel expenses
- lunch vouchers
- hybrid working model
- Other company benefits
Our client is an equal opportunity employer committed to diversity and inclusion. We encourage applications from candidates of all backgrounds.
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Deutschland Angove Partners Vollzeit**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...
-
Compliance Officer
vor 1 Monat
Frankfurt, Deutschland Société Générale Assurances VollzeitCompliance Officer (m/f/d) Permanent contract|Frankfurt am Main|Compliance Compliance Officer (m/f/d) Frankfurt am Main, Germany Permanent contract Compliance Ihre aufgaben You will focus on providing proactive real-time compliance and regulatory advice to some of the transversal topics within Societe Generale Frankfurt branch and...
-
Compliance Officer
Vor 5 Tagen
Frankfurt, Deutschland Moody's VollzeitMoody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...
-
Compliance Officer
Vor 5 Tagen
Frankfurt, Deutschland Moody's VollzeitMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply! You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...
-
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Risk and Compliance Officer
vor 4 Wochen
Frankfurt, Deutschland Angove Partners VollzeitRisk and Compliance Officer, GermanyAbout the CompanyOur client is a Global Insurance Broker that is expanding its offering in arranging transactions in securities and other investments that complement its core insurance broking business. Our client is in the process of applying for authorisation for a new MiFID investment firm in Germany to support its...
-
Compliance, Regulatory Affairs, Analyst, Frankfurt
vor 2 Wochen
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Compliance Officer
Vor 6 Tagen
Frankfurt, Deutschland MAM Gruppe VollzeitOur client excels in the fintech sector by providing innovative investment solutions through advanced technology. They collaborate closely with financial institutions, including insurance companies and banking organisations, offering products that enhance their operations. As a result of their cutting-edge approach and strategic partnerships, they are...
-
Compliance Officer
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Moody's VollzeitMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...
-
Regulatory Control Officer
vor 1 Monat
Frankfurt, Deutschland Société Générale Assurances VollzeitRegulatory Control Officer (m/f/d) Permanent contract|Frankfurt am Main|Banking operations processing Regulatory Control Officer (m/f/d) Frankfurt am Main, Germany Permanent contract Banking operations processing Responsibilities Ausführen des regulatorischen Reportings in enger Zusammenarbeit mit Teams in Indien Pflege und...
-
Senior Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Deutsche Bank Vollzeit**Senior Compliance Officer - Senior Regulatory Control Advisor (d/m/w) im Controls Testing & Assurance Team für die Bereiche Corporate Bank, Investment Bank & Capital Release Unit Germany**: **Job ID**:R0329847**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-23**Location**:Frankfurt**Position Overview**: **Teambeschreibung und...
-
Frankfurt am Main, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...
-
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Frankfurt am Main, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...
-
Regulatory Control Officer
vor 1 Monat
Frankfurt, Deutschland Société Générale VollzeitDie Société Générale S.A. ist einer der größten Finanzdienstleister der Eurozone. Die Gruppe beschäftigt mehr als 117.000 Mitarbeiter, ist in 60 Ländern vertreten und begleitet täglich 25 Millionen Kunden weltweit. Die Teams der Société Générale bieten Privat- und Firmenkunden sowie institutionellen Investoren Beratung und Dienstleistungen. Im...
-
Compliance, Regulatory Affairs, Analyst, Frankfurt
vor 2 Wochen
Frankfurt am Main, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line...
-
Regulatory Officer
Vor 5 Tagen
Frankfurt, Deutschland EUREX Frankfurt AG VollzeitYour area of work “Trade Venue Regulation” oversees the European and National regulatory framework applicable to Eurex Deutschland and Frankfurt Stock Exchange and to the exchange operators Eurex Frankfurt AG and Deutsche Börse AG in the context of an exchange organisation. It designs, implements, and executes compliant solutions mindfully balancing...
-
Regional Compliance Officer Europe
vor 1 Monat
Frankfurt am Main, Deutschland DBRS VollzeitAbout the role: DBRS is currently seeking a Regional Compliance Officer for Europe. The Regional Compliance Officer - Europe, will be responsible for the implementation of the DBRS Morningstar Global Compliance Program within Europe. This is a position based in our offices in Madrid or Frankfurt, and reports to the Global Chief Compliance Officer...
-
Compliance Officer
vor 1 Tag
Frankfurt am Main, Deutschland Leonteq AG VollzeitWHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...
