Compliance and Risk Officer

Risk and Compliance Officer, GermanyAbout the CompanyOur client is a Global Insurance Broker that is expanding its offering in arranging transactions in securities and other investments that complement its core insurance broking business. Our client is in the process of applying for authorisation for a new MiFID investment firm in Germany to support its...

Germany, Italy, Luxembourg - Audit - Group Functions **Job Reference #** - 274934BR **City** - Frankfurt am Main, Luxembourg **Job Type** - Full Time **Your role** - Are you a sharp evaluator of risk? Can you investigate complex solutions? Do you have specific experience of Compliance and Operational risks? - We're looking for an Auditor who can: - drive...

**Principal Activities** - Drive or work as a team member on reviews and audits of specific compliance and operational risk topics - Analyze and assess risks arising from both the business and support functions - Identify and evaluate the effectiveness of controls designed to address those risks - Develop recommendations for items that solution owners should...

**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

Minimum 3 years of audit experience - Risk & internal control frameworks understanding - German and English communication abilities, both written and verbal - Exceptional attention to detail with a problem-solving mindset - Ability to work under pressure, handle stress and deliver high-standard results quickly - Ability to work with remote teams with the...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. We are an international service provider for the financial industry, have a strong market position, satisfied long-standing customers and...

Job Title: Compliance Risk Management Snr Analyst - Central Compliance (Germany)Business: Compliance Risk ManagementDivision: ICRMOfficer Title: AVPC-Grade: C12Location: FrankfurtLegal Entity: CGMEJob Purpose/Overview:Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,...

**Title**: CGME and Germany Chief Risk Officer and CGME Board Member **Business**: Risk Management **Division**:Banking and International Risk, Europe Cluster Risk Management **Officer Title**: Managing Director (MD) **C-Grade**: C16 **Location**: Frankfurt **Legal Entity**: CGME **Role posted until**: 13 June 2023 **Job Purpose/Overview**: -...

Our client is a leading international bank with a branch office and banking licence in Germany. The **Frankfurt office** is mainly active in corporate banking, supporting its clients with operational business, investments and export activities. Target customers are particularly companies in the manufacturing industry. We are looking for a **Head of...

**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...

**WHAT YOU'LL DO**: **_You can work up to 20 hours/week during your semesters and up to 40 hours/week during your vacation time. The role offers enough flexibility to combine personal, academic and professional life. This is a temporary role from min. 12 to max. 24 months. You need to be an enrolled university student in Germany._** **YOU'RE GOOD AT**: Your...

**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for...

**Req ID**: 60010 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Frankfurt About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by constantly looking for ways to improve our customers’ financial wellbeing so they can achieve incredible things - be it buying...

**Req ID**: 60010 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Frankfurt About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by constantly looking for ways to improve our customers’ financial wellbeing so they can achieve incredible things - be it buying...

**Operational Rigour Risk and Controls** **Frankfurt** As a Barclays Operational Rigour Risk and Controls, you will be assisting the EU Head of International Corporate Banking, Operational Rigour Team, alongside Coverage Banking division. For this role, you will be accountable for end-to-end global risk, control, and governance function. Evolving and...

**The Position**: In line with our focus on customer centricity we establish the new position Global Compliance Officer Finance & Group Functions. This exciting role will enable a risk-based compliance approach and establish close collaboration between Ethics & Compliance and the Finance & Group Functions. **Tasks & responsibilities**: - One of your key...

Our client excels in the fintech sector by providing innovative investment solutions through advanced technology. They collaborate closely with financial institutions, including insurance companies and banking organisations, offering products that enhance their operations. As a result of their cutting-edge approach and strategic partnerships, they are...

Our client excels in the fintech sector by providing innovative investment solutions through advanced technology. They collaborate closely with financial institutions, including insurance companies and banking organisations, offering products that enhance their operations. As a result of their cutting-edge approach and strategic partnerships, they are...

WHO WE ARE Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its...