Compliance Officer

vor 2 Monaten

Frankfurt am Main, Deutschland Berenberg Vollzeit

Beschreibung & AnforderungenBerenberg’s Group Compliance unit works closely with the bank’s business lines (Investment Bank, Corporate Banking and Wealth & Asset Management) to prevent, detect and mitigate compliance and regulatory risk across the firm. As an independent control function, Compliance assesses the firm's compliance and regulatory risk, monitors for compliance with laws, rules and regulations, designs and implements controls, policies, procedures and training and leads the bank's responses to regulatory examinations, audits and inquiries.

Team members of Group Compliance are located in the bank’s Hamburg, London and Frankfurt offices. This role, based in Frankfurt, will primarily support Compliance coverage of the bank’s growing Wealth and Asset Management business but will also be exposed to Investment Bank Compliance matters.

Group Compliance is looking for a

**Compliance Officer* - Wealth and Asset Management Frankfurt**

**Your responsibilities**:

- Provide advice and regulatory guidance to the Wealth and Asset Management business and other business lines of Berenberg across all offices of the bank
- Conduct Compliance monitoring and review activities - including ad hoc investigations, as required - as part of the firm’s compliance monitoring program
- Develop and maintain a proactive relationship with the Wealth and Asset Management business
- Assist in the implementation and updating of policies and procedures
- Organise and conduct individual and team training sessions on regulatory requirements and ethical standards
- Work closely with Compliance team members in the Hamburg, Frankfurt and London office locations
- Represent the Compliance function in bank-wide projects

**Your profile**:

- Relevant professional experience in a Compliance role at a bank, investment management firm, audit firm, consultant or comparable position at a regulatory body
- Sound knowledge of German and European regulation, e.g. MiFID, MAR, UCITS, WpHG, MaComp
- Interest in process improvement to drive business performance
- Excellent written and verbal presentation skills in German and English
- Ability to work well in a cross-border team using own initiative
- Commitment to an in-office working culture with regular face-to-face stakeholder engagement
- Proficiency in Microsoft Excel, PowerPoint and Word
- Hands-on attitude, with a flexible approach

Berenberg - Human Resources - Carlo Sannino

Bockenheimer Landstraße 25 - 60325 Frankfurt am Main

Established in 1590, Berenberg is one of the oldest banks in the world, and with this heritage comes fantastic opportunities for bright and aspiring individuals. With its Head Office in Hamburg, Germany, and with a strong presence in the financial centres of London, Frankfurt and New York, it is one of Europe’s leading privately-owned banks. Through its business divisions of Investment Bank, Corporate Banking and Wealth and Asset Management, Berenberg is able to offer a broad range of services into corporations, investment institutions and private individuals.

Berenberg has a strong reputation based on first-class performance, and although the company has a long history it remains entrepreneurial in its approach. A combination of the meritocratic culture and flat hierarchy enables talent to flourish and progress at Berenberg.

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