Head of Compliance and Risk Management

Vor 5 Tagen

Frankfurt am Main, Hessen, Deutschland CMC Markets Vollzeit

Cultivate a strong Compliance and Risk Management culture within CMC Markets Germany GmbH, ensuring the company remains compliant with European and German regulations.

As Head of Compliance and Risk Management, you will be responsible for reviewing regulatory developments across Europe and Germany, assessing their applicability, and proposing solutions for implementation.

Key Responsibilities:

  • Design and deliver bespoke compliance training to staff members, ensuring they understand the changing regulatory environment.
  • Manage regulatory audits, coordinate remediation activities, and maintain strong relationships with key stakeholders.
  • Provide a strong lead in the proactive support of the risk process, identifying, assessing, treating, reporting, and monitoring risks.
  • Ensure risk assessment programs are suitable for purpose and undertaken in a timely manner.
  • Provide guidance and support to other members of the Compliance team, promoting a strong risk culture.

Key Skills & Experience:

  • Significant professional experience in the capital market sector, with a strong understanding of European and German regulations.
  • CCP – Certified Compliance Professional - Desirable.
  • Professional language skills in English and German, with the ability to liaise with internal and external customers with tact and diplomacy.

CMC Markets is an equal opportunities employer, committed to creating a diverse and inclusive workplace where our people feel confident to be themselves, feel valued, and are able to do their best work.

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