Aktuelle Jobs im Zusammenhang mit Compliance and Risk Management Professional - Frankfurt am Main, Hessen - CMC Markets
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Head of Compliance and Risk Management
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCultivate a strong Compliance and Risk Management culture within CMC Markets Germany GmbH, ensuring the company remains compliant with European and German regulations.As Head of Compliance and Risk Management, you will be responsible for reviewing regulatory developments across Europe and Germany, assessing their applicability, and proposing solutions for...
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Head of Compliance and Risk Management
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets is seeking a highly experienced Head of Compliance and Risk Management to lead the functional and disciplinary management of the Compliance & Anti-Financial Crime department for the European region.This role will involve the management of the overall Compliance programme for CMC Markets Germany GmbH, including its European branches, covering...
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Risk and Compliance Project Lead
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland The Boston Consulting Group VollzeitRole OverviewAs a Project Leader in our Risk and Compliance Practice, you will partner with clients across industries to tackle their most complex challenges and drive transformative change. You will lead cross-functional project teams, develop and execute strategic initiatives, and provide expertise on risk management, compliance, and regulatory matters.Key...
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Compliance and Risk Management Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCareer Opportunity at CMC MarketsCMC Markets is seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong...
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Compliance and Risk Management Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCareer Opportunity at CMC MarketsCMC Markets is seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong...
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Compliance and Risk Management Specialist
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland RUTRONIK Electronics Worldwide VollzeitAbout the RoleWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at RUTRONIK Electronics Worldwide. As a key member of our Governance team, you will be responsible for driving our group-wide Risk Management System and overseeing global risk management activities.Key ResponsibilitiesDevelop and implement organizational...
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Compliance and Risk Management Specialist
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland RUTRONIK Electronics Worldwide VollzeitAbout the RoleWe are seeking a highly skilled Compliance and Risk Management Specialist to join our team at RUTRONIK Electronics Worldwide. As a key member of our Governance team, you will be responsible for driving our group-wide Risk Management System and overseeing global risk management activities.Key ResponsibilitiesDevelop and implement organizational...
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Head of Compliance and Risk Management
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitCMC Markets, a leading global provider of online trading and investing, is seeking a seasoned professional to lead its Compliance and Anti-Financial Crime department in Europe.The ideal candidate will have significant experience in the capital market sector, with a strong background in regulatory compliance and risk management.Key responsibilities will...
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Compliance and Risk Management Specialist
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJoin Our Team at CMC MarketsCMC Markets is a leading global provider of online trading and investing, with a comprehensive retail, professional, and institutional offering.We are seeking a suitably qualified Compliance Manager to support our European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Support the European...
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Compliance and Risk Management Specialist
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJoin Our Team at CMC MarketsCMC Markets is a leading global provider of online trading and investing, with a comprehensive retail, professional, and institutional offering.We are seeking a suitably qualified Compliance Manager to support our European Compliance & Anti-Financial Crime function in our Frankfurt office.Key Responsibilities:Support the European...
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Compliance and Risk Management Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCareer Opportunity at CMC MarketsWe are seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring our business operations are compliant with regulatory requirements.Key...
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Compliance and Risk Management Specialist
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCareer Opportunity at CMC MarketsWe are seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring our business operations are compliant with regulatory requirements.Key...
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Quality Management and Risk Leadership
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland AGAPLESION VollzeitAbout AGAPLESIONAGAPLESION is a leading healthcare provider with a strong commitment to excellence in medical and nursing care. Our state-of-the-art facilities and cutting-edge technology enable us to deliver high-quality patient care and services.Job SummaryWe are seeking a highly skilled and experienced professional to lead our Quality Management and Risk...
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IT Governance, Risk and Compliance Business Consultant
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland msg VollzeitAbout msg for banking agmsg for banking ag is a leading provider of innovative IT solutions and strategic consulting services to the financial industry. Our team of experts is dedicated to helping our clients navigate the complexities of IT governance, risk management, and compliance.Job SummaryWe are seeking a highly motivated and experienced Business...
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IT Governance, Risk and Compliance Business Consultant
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland msg VollzeitAbout msg for banking agmsg for banking ag is a leading provider of innovative IT solutions and strategic consulting services to the financial industry. Our team of experts is dedicated to helping our clients navigate the complexities of IT governance, risk management, and compliance.Job SummaryWe are seeking a highly motivated and experienced Business...
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Quality Management and Risk Leadership
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland AGAPLESION VollzeitAbout AGAPLESIONAGAPLESION is a leading healthcare provider with a strong commitment to quality and innovation. Our team of experts is dedicated to delivering exceptional patient care and services.Job SummaryWe are seeking a highly skilled and experienced professional to lead our Quality Management and Risk team. The successful candidate will be responsible...
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Quality Management and Risk Leadership
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland AGAPLESION VollzeitAbout AGAPLESIONAGAPLESION is a leading healthcare provider with a strong commitment to quality and innovation. Our team of experts is dedicated to delivering exceptional patient care and services.Job SummaryWe are seeking a highly skilled and experienced professional to lead our Quality Management and Risk team. The successful candidate will be responsible...
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Project Leader, Risk Management
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland The Boston Consulting Group VollzeitJob Title: Project Leader, RiskWe are seeking a highly skilled Project Leader, Risk to join our team at The Boston Consulting Group. As a key member of our Risk and Compliance Practice, you will work closely with clients across industries to develop and implement effective risk management strategies.About the Role:As a Project Leader, Risk, you will be...
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Project Leader, Risk Management
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland The Boston Consulting Group VollzeitJob Title: Project Leader, RiskWe are seeking a highly skilled Project Leader, Risk to join our team at The Boston Consulting Group. As a key member of our Risk and Compliance Practice, you will work closely with clients across industries to develop and implement effective risk management strategies.About the Role:As a Project Leader, Risk, you will be...
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Risk Management Professional
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Plenum VollzeitAbout the RoleWe are seeking a highly skilled Risk Management Professional to join our team at Plenum. As a Risk Manager, you will be responsible for identifying, assessing, and mitigating risks associated with our clients' financial institutions and sustainability initiatives.Key ResponsibilitiesDevelop and implement risk management strategies and...
Compliance and Risk Management Professional
vor 2 Monaten
CMC Markets is seeking a highly skilled Compliance and Risk Management Professional to support the European Compliance and Anti-Financial Crime function in our Frankfurt office.
Key Responsibilities- Develop and maintain documentation, including policies, procedures, and frameworks, to ensure compliance with changing regulatory environments.
- Assist in preparing responses to regulatory queries and requests, as well as consultation papers.
- Participate in regulatory audits, organization, coordination, and remediation activities.
- Review and approve financial promotions, communications with clients, and other client-facing documentation to ensure compliance with regulatory requirements.
- Ensure compliance with personal account trading and outside business interest requirements.
- Provide regular and ad-hoc management reporting, coordination of the annual Compliance and AFC Report.
- Design and deliver compliance training to staff, focusing on key aspects of the business and current regulatory issues.
- Support the customer complaint handling process and ensure all queries are dealt with.
- Perform monitoring and reviews, including Market Abuse Monitorings and Client Classifications.
- Perform second-level controls as defined in the Control Plan.
- Maintain personal and professional development to meet the changing demands of the role.
- Ensure a clear, fair, and consistent high-quality service is provided to customers, clients, and colleagues.
- Take all reasonable steps to ensure appropriate confidentiality.
- 3 years of experience in a Compliance and/or AFC role within the area of Capital Markets and Securities Compliance of a financial services institution.
- Knowledge of European regulatory requirements.
- An Economic or Legal background is preferred.
- Fluency in English and German; other European languages are a plus.
CMC Markets is a leading financial services company that values diversity and inclusion. We are committed to creating a workplace where our people feel confident to be themselves, feel valued, and are able to do their best work. We seek out unique perspectives and invite them in, because we know it will lead to better outcomes for everyone.
