Qualified Intermediary Compliance Officer
vor 3 Wochen
About us : We are a leading executive search company specializing in recruiting top talent for financial service providers, currently seeking a Qualified Intermediary (QI) Officer. Your tasks : Serve as the primary contact for risk management's second line of defense Implement QI requirements and enhance the internal control system (ICS) within the QI framework Oversee QI area controlling and assess outsourcing company performance, focusing on QI standards Engage actively in project management to diversify task range Your profile : Extensive experience in US tax law, particularly IRS QI requirements Proficiency in compliance, governance structures, and internal control systems for banks or regulated entities Strong analytical and systematic thinking abilities Keen interest in emerging technologies Excellent communication skills and receptiveness to innovative ideas Fluent in German and English, both written and spoken Team-oriented with high social competence What our client offers : Secure employment with competitive salary Opportunities for mobility and flexible working arrangements Collaborative environment with peers on equal footing Culture fostering innovation and teamwork Ready to advance your career? Submit your application and CV. As a headhunter, we provide comprehensive guidance throughout the application process.
-
Qualified Intermediary Compliance Officer
vor 3 Wochen
Frankfurt, Deutschland HAGER Executive Consulting GmbH VollzeitAbout us: We are a leading executive search company specializing in recruiting top talent for financial service providers, currently seeking a Qualified Intermediary (QI) Officer.Your tasks:Serve as the primary contact for risk management's second line of defenseImplement QI requirements and enhance the internal control system (ICS) within the QI...
-
Compliance Officer
vor 3 Wochen
Frankfurt am Main, Deutschland HAGER Executive Consulting GmbH VollzeitAbout us : We are a leading executive search company specializing in recruiting top talent for financial service providers, currently seeking a Qualified Intermediary (QI) Officer. Serve as the primary contact for risk management's second line of defense Oversee QI area controlling and assess outsourcing company performance, focusing on QI standards ...
-
Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Moody's VollzeitMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...
-
Compliance Product Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Citi Vollzeit**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. -...
-
Let's Begin! Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Moody's Investors Service VollzeitLet's begin! Compliance Officer (4737) Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's...
-
Head of Legal/ Family Office Cfo
Vor 6 Tagen
Frankfurt am Main, Deutschland Options Group Internal VollzeitFRANKFURT HEAD OF LEGAL/ FAMILY OFFICE CFO - Fully Qualified Lawyer - 10 Years Experience - Cologne Our client **Job description**: **HEAD OF LEGAL/ FAMILY OFFICE CFO - Fully Qualified Lawyer - 10 Years Experience - Cologne** Our client - a family office in Cologne - is looking for an experienced fully qualified lawyer with a background in tax law to...
-
Country Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Citi Vollzeit**Job Title**: Country Compliance Officer (Germany) - Vice President **Business**: ICRM **Division**: ICRM - Cross Enterprise & COO (Germany - Country Compliance) **Officer Title**: VP **C-Grade**: C13 **Location**: Frankfurt **Legal Entity**: CGME **Responsibilities**: Participating in the design, development, delivery and maintenance of best-in-class...
-
Compliance Officer
Vor 4 Tagen
Frankfurt am Main, Deutschland Quipu VollzeitWe are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...
-
Anti-money Laundering Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Citi Vollzeit**Title**: Anti Money Laundering Compliance Officer **Business**: Independent Compliance Risk Management **Division**: Financial Crimes **Officer Title**: VP **C-Grade**: C13 **Reporting to**: Country AMLCO for CEP Germany **Location**: Frankfurt **Legal Entity**: CGME The Compliance Anti Money Laundering Risk Management Officer is a senior professional...
-
Chief Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Broadgate VollzeitChief Compliance Officer Location: Germany Sector: Investment Solutions Overview Lead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure. Key Responsibilities Act as main contact for BaFin and...