Compliance Officer

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...

We are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...

Chief Compliance Officer Location: Germany Sector: Investment Solutions Overview Lead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure. Key Responsibilities Act as main contact for BaFin and...

**THE COMPANY**: Our client is an international commercial bank, with assets of over $20 billion. They are looking for a Compliance Officer for their branch in Frankfurt. **THE RESPONSIBILITIES**: - Ensuring compliance with the regulations specified by BaFin - Initiating the development and adaptation of the necessary activities as well as monitoring...

Compliance Officer (w/m/d)in Frankfurt am Main - WestendIhre AufgabenDu arbeitest in einem Team an forensischen Sonderuntersuchungen zur Aufklärung wirtschaftskrimineller Sachverhalte – mit Fokus auf Betrug, Untreue, Korruption sowie Datenmanipulation und Verstöße gegen das GeschGehG (Gesetz zum Schutz von Geschäftsgeheimnissen).Forensische Auswertung...

**THE COMPANY**: Our client is one of the worlds most recognisable brokerages. The work on behalf of hedge funds, asset managers and pension funds to name just a few. They are looking for a Junior Compliance Officer to join their office based in Frankfurt where they will gain broad experience and exposure to senior management from day one. **THE...

Support statutory compliance under German law, acting as Deputy Money Laundering Officer in line with AML and CTF regulations - The role includes assisting with client onboarding, responding to regulatory and auditor requests, and serving as a key contact for trading venues - Responsibilities also involve advising management on regulatory matters, conducting...

**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. -...

Herausforderungen haben wir genug - und jetzt brauchen wir dich, um sie anzugehen! **Deine Aufgaben**: Als Sanctions Compliance Officer bist du zentrale*r Ansprechpartner*in unserer in - und ausländischen Einheiten bei sanktionsbezogenen Themen. Dies beinhaltet u. a. Beratung, Anweisung und Schulung in Übereinstimmung mit den sanktionsrechtlichen...

Compliance Officer (m/w/d) Kapitalmarkt-Compliance - Frankfurt - Corporate Functions - Vollzeit - unbefristet CHALLENGE YOURSELF: Du möchtest deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist du bei uns richtig! Hauck Aufhäuser Lampe ist eine innovative und unabhängige Privatbank, die auf eine über 226-jährige...