Qualified Intermediary Compliance Officer

About us : We are a leading executive search company specializing in recruiting top talent for financial service providers, currently seeking a Qualified Intermediary (QI) Officer. Your tasks : Serve as the primary contact for risk management's second line of defense Implement QI requirements and enhance the internal control system (ICS) within the QI...

About us : We are a leading executive search company specializing in recruiting top talent for financial service providers, currently seeking a Qualified Intermediary (QI) Officer. Serve as the primary contact for risk management's second line of defense Oversee QI area controlling and assess outsourcing company performance, focusing on QI standards ...

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...

**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. -...

Let's begin! Compliance Officer (4737) Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's...

FRANKFURT HEAD OF LEGAL/ FAMILY OFFICE CFO - Fully Qualified Lawyer - 10 Years Experience - Cologne Our client **Job description**: **HEAD OF LEGAL/ FAMILY OFFICE CFO - Fully Qualified Lawyer - 10 Years Experience - Cologne** Our client - a family office in Cologne - is looking for an experienced fully qualified lawyer with a background in tax law to...

**Job Title**: Country Compliance Officer (Germany) - Vice President **Business**: ICRM **Division**: ICRM - Cross Enterprise & COO (Germany - Country Compliance) **Officer Title**: VP **C-Grade**: C13 **Location**: Frankfurt **Legal Entity**: CGME **Responsibilities**: Participating in the design, development, delivery and maintenance of best-in-class...

We are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...

**Title**: Anti Money Laundering Compliance Officer **Business**: Independent Compliance Risk Management **Division**: Financial Crimes **Officer Title**: VP **C-Grade**: C13 **Reporting to**: Country AMLCO for CEP Germany **Location**: Frankfurt **Legal Entity**: CGME The Compliance Anti Money Laundering Risk Management Officer is a senior professional...

Unser Mandant ist ein führendes Investmentunternehmen in der DACH-Region mit Sitz in Frankfurt. Aktuell suchen wir für diesen Kunden einen Compliance Officer (gn) mit Schwerpunkt Kapitalmarkt.Ihre Aufgaben:Regulatorische Überwachung: Sicherstellung der Einhaltung von MiFID II, MAR, WpHG und internen Richtlinien.Beratung und Prozessgestaltung: ...