Regulatory Strategy Officer

vor 3 Wochen

Frankfurt am Main, Deutschland JPMorgan Chase & Co. Vollzeit

The role is positioned within the Corporate & Investment Bank Compliance team and collaborates closely with the Europe, Middle East, and Africa (EMEA) Regulatory Management team (a part of the wider Europe, Middle East, and Africa Compliance Department) that is responsible for the oversight and coordination of engagement with J.P. Morgan SE (JPMSE) regulators. 

This is a specific and critical role within the Compliance function which provides excellent visibility of J.P. Morgan’s local and regional operations and the opportunity to interact with senior management and subject matter experts across the bank and the entire firm.

 

Job Summary:

As a Regulatory Strategy Officer - Vice President within the Corporate & Investment Bank Compliance team, you will report to the J.P. Morgan SE Head of Regulatory Management and you will play a critical role in managing J.P. Morgan's relationship with the European Central Bank (ECB) and other EU regulators. You will have the opportunity to interact with senior management and subject matter experts across the bank, providing you with great visibility of J.P. Morgan’s local and regional operations. Your responsibilities will include building and maintaining strong working relationships with supervision teams, overseeing the delivery of information to our regulators, and taking a lead role in day-to-day communications with regulators. This role will require a proactive approach, strong analytical skills, and the ability to understand and interpret regulatory requirements.

 

Job Responsibilities:

  • Report to the J.P. Morgan SE Head of Regulatory Management and act as a lead on managing J.P. Morgan's relationship with the European Central Bank (ECB) and other EU regulators
  • Build and maintain a strong working relationship with the supervision teams for all regulators and other staff as required while overseeing the schedule of meetings that J.P. Morgan has with our regulators and the delivery of information to our regulators in a timely manner and track the various deliverables
  • Take a lead role in day-to-day communications and proactively consider the overall relationship with regulators as well as involve in work planning discussions with them to ensure the firm has a good sense of their forward looking agenda
  • Oversee the management of regulatory examinations, reviews, information requests or other specific deliverables to our regulators
  • Work as a broader member of the EMEA Regulatory Management team and contribute to the team's goals
  • Provide timely and appropriate management information on regulatory liaison and relationship management within Compliance and also to broader stakeholders within the firm
  • Work closely and effectively across the organization and across lines of business with other key stakeholders in the firm's relationship with our regulators
  • Review and disseminate important communications from the regulators
  • Act as a subject matter expert on the ECB and other regulators, the way they regulate and their expectations of firms
  • Provide briefing and training sessions as necessary on elements of J.P. Morgan SE's supervision
  • Develop a good awareness of other regulatory interactions in the region and support other team members in their interactions and relationship management with these other regulators. Make sure to start each bullet point with a verb or an adverb to maintain consistency and clarity in job responsibilities. Consolidate bullet points in this section.

Required qualifications, capabilities and skills:

  • University degree in the area of Finance, Law, Business Administration or similar;
  • Previous experience in dealing with and maintaining relationships with the ECB or European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator; 
  • Good knowledge of key financial services regulation and the ECB and EU regulations would be helpful especially when gained in a bank, regulatory authority, consulting or law firm;
  • Strong team player willing to work closely across and with multiple teams where inter-dependencies will be strong and ongoing. Can-do attitude with a willingness to help others in and outside of the team. Willingness to go beyond the day to day activities to deliver excellence; 
  • Strong analytical skills and ability to understand and interpret requirements;
  • Excellent English communication and presentation skills, with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels; 
  • Ability to think, plan and execute on multiple projects simultaneously in an organized manner;
  • Meticulous attention to detail, strong organizational skills and a commitment to ensuring that information provided to the firm’s regulators is of a high standard;
  • The ability to offer robust and constructive challenge, at all corporate title levels and across different disciplines – to become a trusted advisor to the business on regulatory relationship matters;
  • Ability to consider the regulators’ position and understand, anticipate and react positively to their requirements and demands; 
  • Strong judgement and the ability to exercise sound judgement under pressure when faced with imperfect information.
#J-18808-Ljbffr

  • Global Regulatory Strategy Lead

    vor 4 Wochen

    Frankfurt Am Main, Deutschland BI International GmbH Vollzeit

    **The Position**: We are seeking a dynamic individual to provide global strategic regulatory guidance and leadership throughout the product lifecycle on assigned projects in the Therapeutic Area of CNS, Retinal Health & Emerging Areas (CREA). In this pivotal role, you will develop and be accountable for the Global Regulatory Strategy of your projects lead...

  • Team Lead

    vor 4 Wochen

    Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

  • Werkstudent in

    vor 4 Wochen

    Frankfurt am Main, Deutschland Deutsche Börse Vollzeit

    **Learn. Develop. Grow. But always: Share value**: Werden Sie Teil unserer internationalen Teams, die positiven Wandel vorantreiben - vereint durch Aufgeschlossenheit und Neugierde. Bei uns dürfen Sie etwas bewirken und gleichzeitig wachsen - persönlich und beruflich. Bei uns arbeiten Sie im Herzen der Finanzwirtschaft und entwickeln funktionierende...

  • Regulatory Reporting Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland PICTET Vollzeit

    **Your team**: - Following the successful establishment of the Bank´s European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG is seeking to strengthen its European Regulatory Reporting team with a Regulatory Reporting Officer (M/F/d).- This is a unique opportunity to join a prestigious firm at an exciting time and contribute to the expansion...

  • Praktikum - Regulatory Strategy (w/m/d)

    vor 3 Wochen

    Frankfurt, Deutschland Deutsche Börse AG Vollzeit

    Ihr Arbeitsgebiet Als Praktikant*in (w/m/d) in der Abteilung Group Regulatory Strategy haben Sie die Möglichkeit, Politik und Finanzmarktgeschehen live zu erleben, politische und regulatorische Themenschwerpunkte mit zu entwickeln sowie wertvolle Praxiserfahrung in einem innovativen Unternehmen zu sammeln. Die Abteilung Group Regulatory Strategy...

  • Regulatory Reporting Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland Pictet & Cie (Europe) Vollzeit

    Company description: Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805. Pictet is today one of the leading Europe-based independent wealth...

  • Regulatory Reporting Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland Pictet & Cie (Europe) Vollzeit

    Company description: Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805. Pictet is today one of the leading Europe-based independent...

  • Regulatory Site Officer

    vor 4 Wochen

    Frankfurt am Main, Deutschland adesta Vollzeit

    **Sie sind auf der Suche nach neuen beruflichen Horizonten?** Und Sie legen viel Wert auf eine abwechslungsreiche Tätigkeit in einem hochinnovativen Umfeld? Dann bieten wir Ihnen genau das, was Sie suchen! Steigen Sie über uns ein bei unserem Kunden, einem namhaften weltweit aktiven Pharmaunternehmen. Wir freuen uns auf Ihre Bewerbung für den Standort...

  • Regulatory Officer Data Protection

    vor 2 Wochen

    Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch Vollzeit

    Regulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...

  • Regulatory Reporting Officer

    vor 4 Wochen

    Frankfurt, Deutschland Pictet Vollzeit

    Your team Following the successful establishment of the Bank´s European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG is seeking to strengthen its European Regulatory Reporting team with a Regulatory Reporting Officer (m/f/d). This is a unique opportunity to join a prestigious firm at an exciting time and contribute to the expansion...

  • Regulatory Officer Data Protection

    vor 2 Wochen

    Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch Vollzeit

    Regulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...

  • Executive Office, Office of Government Affairs, Frankfurt, Vice President/Executive Director Fr[...]

    vor 3 Wochen

    Frankfurt am Main, Deutschland Goldman Sachs Group, Inc. Vollzeit

    The Executive Office plays an integral role in setting and advancing Goldman Sachs’ corporate strategy, and in preserving the firm’s distinctive culture. We are responsible for safeguarding the firm’s relationship with alumni, clients, shareholders, policy makers, and the broader public, while ensuring that our own people remain informed about the...

  • Regulatory Officer Mit Schwerpunkt Wphg/duty Of Care

    vor 2 Wochen

    Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch Vollzeit

    Regulatory Officer mit Schwerpunkt WpHG/Duty of Care (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft ....

  • Regulatory Compliance Officer m/f/d

    vor 3 Wochen

    Frankfurt, Deutschland Hirschman Associates Vollzeit

    Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

  • Director & Head of Quality & Regulatory Country Hub

    vor 4 Wochen

    Frankfurt Am Main, Deutschland Fresenius Medical Care Vollzeit

    Establish, implement and lead regulatory and quality strategies to actively support Fresenius Medical Care's Business in adequate time and way. Ensure product safety, quality and regulatory compliance in accordance with applicable laws and standards in all countries in scope of the hub. **Your assignments**: - Establish QR structures, national teams to...

  • Regulatory Control Officer

    vor 3 Wochen

    Frankfurt, Deutschland Société Générale Vollzeit

    Die Société Générale S.A. ist einer der größten Finanzdienstleister der Eurozone. Die Gruppe beschäftigt mehr als 117.000 Mitarbeiter, ist in 60 Ländern vertreten und begleitet täglich 25 Millionen Kunden weltweit. Die Teams der Société Générale bieten Privat- und Firmenkunden sowie institutionellen Investoren Beratung und Dienstleistungen. Im...

  • Risk and Compliance Officer

    vor 2 Wochen

    Frankfurt, Deutschland Angove Partners Vollzeit

    Risk and Compliance Officer, GermanyAbout the CompanyOur client is a Global Insurance Broker that is expanding its offering in arranging transactions in securities and other investments that complement its core insurance broking business. Our client is in the process of applying for authorisation for a new MiFID investment firm in Germany to support its...

  • Regulatory Compliance Officer m/f/d

    vor 4 Wochen

    Frankfurt, Deutschland Hirschman Associates Vollzeit

    Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

  • Regulatory Compliance Officer m/f/d

    vor 4 Wochen

    Frankfurt, Deutschland Hirschman Associates Vollzeit

    Our client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...

  • Partner Corporate Biodiversity

    vor 4 Wochen

    Frankfurt am Main, Deutschland ERM Group Vollzeit

    Consulting Partner (m/w/d) - Nature Positive Strategy, Nature Based Solutions and Natural Climate Solutions (Partner Level) Central Europe Business Unit - Germany About ERM At ERM we are shaping a sustainable future with the world's leading organizations, including working as a partner with some of the leading Fortune 500 companies across the lifecycle of...