Compliance Officer

Vor 7 Tagen

Merzig, Saarland, Deutschland VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA Vollzeit

Job Summary

We are seeking a highly skilled Compliance Officer to join our team at VP Bank (Luxembourg) SA & VP Fund Solutions (Luxembourg) SA. As a key member of our Compliance department, you will be responsible for ensuring that our business operations are in compliance with relevant regulatory requirements.

Key Responsibilities

  • Perform daily and periodic Compliance tasks, including AML transaction monitoring, name checks, sanctioned securities monitoring, and CMP execution.
  • Regulatory monitoring, assessment, and implementation of changes in close collaboration with our headquarter in Liechtenstein.
  • Perform initial and periodic due diligence on prospects/clients, end clients of EAMs, and Luxembourg domiciled funds by reviewing and assessing KYC/MiFID/tax information and documentation.
  • Take over the external reporting and consolidated response to official requests, e.g. to CSSF, FIU, Ministry of Finance, Police Judiciaire, ACD, and other authorities.
  • Act as a solution-oriented senior sparring partner in providing Compliance-related advice to internal and external stakeholders at all hierarchical levels, including those in relevant Group functions at our headquarters in Liechtenstein.

Requirements

  • You have a master's degree in business management, law, or finance.
  • You gained prior extensive working and initial managerial experience in Compliance of at least seven years, preferably in a financial institution or a big 4 company.
  • You have a good understanding of the processes in a Bank (ideally in the private banking sector and in the fund business/business of a depositary bank) including the relevant regulatory requirements.
  • You are intrinsically motivated and enjoy both working independently and in a team.
  • You are customer-, solution-, and execution-oriented, have a hands-on working approach, and excellent analytical skills; in addition, you show a high degree of integrity and reliability.
  • Your strong written and verbal communication skills enable you to deal in a convincing manner when faced with challenges.
  • You are fluent in English (verbally and in writing); the knowledge of German and/or any Scandinavian language is considered as an asset.

In case of an employment, we will ask you to present a criminal record.

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