Fund Compliance Officer

vor 4 Wochen


Dahnen, Deutschland AXIS Group Vollzeit
Job Title: Fund Compliance Officer

We are seeking a highly skilled Fund Compliance Officer to join our team at AXIS Group. The ideal candidate will have a strong background in finance or law, with a minimum of 2 years of experience in fund compliance in Luxembourg.

Key Responsibilities:
  • Conduct due diligence on new client structures and respond to Transfer Agent requests for due diligence on investors.
  • Manage daily fund compliance operations, ensuring accurate reports are produced and addressing issues promptly.
  • Screen clients, investors, and related parties against sanction and PEP lists on a daily basis.
  • Evaluate Transaction Monitoring reports provided by the Transfer Agent.
  • Perform annual reviews of PEP register and High-Risk clients and investors.
  • Address inquiries from Client Relationship Managers (CRMs).
  • Review account opening documentation and update Client information in the system.
  • Assist the Compliance Director in responding to due diligence requests from Internal and External Audit processes.
  • Collaborate with the first line of defense, participate in meetings, and conduct due diligence activities.
  • Handle client issues and queries promptly and ensure accuracy, timeliness, and quality of client reports.
Requirements:
  • A Bachelor-Master degree in finance or law.
  • At least 2 years of experience in fund compliance in Luxembourg.
  • Knowledge of the AIFMD and CSSF Circulars related to compliance.
  • Good organizational skills in order to meet deadlines and to keep well-documented records.
  • Fluent in French and English.
Offer:

Our client offers a permanent contract.



  • Dahnen, Deutschland AXIS Group Vollzeit

    Job SummaryWe are seeking a highly skilled Fund Compliance Officer to join our team at AXIS Group. The ideal candidate will have a strong background in finance or law, with a minimum of 2 years of experience in fund compliance in Luxembourg.Key ResponsibilitiesConduct due diligence on new client structures, ensuring compliance with regulatory...

  • Fund Administrator

    vor 4 Wochen


    Dahnen, Deutschland Austin Bright Vollzeit

    Fund Administrator Job DescriptionAustin Bright is seeking a highly skilled Fund Administrator to join our team in Luxembourg. As a Fund Administrator, you will play a crucial role in managing the administrative, legal, and regulatory aspects of investment entities.Key Responsibilities:Entity Administration: Create and manage financial entities, ensuring...

  • Fund Administrator

    vor 4 Wochen


    Dahnen, Deutschland Austin Bright Vollzeit

    Fund Administrator Job DescriptionAustin Bright is seeking a highly skilled Fund Administrator to join our team in Luxembourg. As a Fund Administrator, you will play a crucial role in managing the administrative, legal, and regulatory aspects of investment entities.Key Responsibilities:Entity Administration: Create and manage financial entities, ensuring...

  • Fund Administrator

    vor 3 Wochen


    Dahnen, Deutschland Austin Bright Vollzeit

    Be part of a prestigious investment firm specializing in Private Equity, recognized for its commitment to driving growth in mid-sized companies across various sectors.This firm plays a vital role in empowering businesses to flourish by providing not only financial support but also strategic insights and operational expertise. The Luxembourg team manages key...

  • Fund Administrator

    vor 3 Wochen


    Dahnen, Deutschland Austin Bright Vollzeit

    About the Role:The Fund Administrator will be responsible for managing the administrative, legal, and regulatory aspects of investment entities. This includes creating and managing financial entities, handling investor subscriptions and distributions, drafting investment-related documents, and ensuring compliance with Luxembourgish laws.About the Team:Austin...


  • Dahnen, Deutschland Austin Bright Vollzeit

    Be part of a prestigious investment firm specializing in Private Equity, recognized for its commitment to driving growth in mid-sized companies across essential different sectors.This firm plays a vital role in empowering businesses to flourish by providing not only financial support but also strategic insights and operational expertise. The Luxembourg...

  • Senior Fund Accountant

    vor 3 Wochen


    Dahnen, Deutschland Abiomis Vollzeit

    Job Opportunity: Senior Fund AccountantWe are pleased to present a job opportunity for a Senior Fund Accountant to join our esteemed partner's growing team in Luxembourg. This role has arisen due to the successful expansion of their fund business in the region.Our partner is a highly regarded company in the industry, providing personalized services to their...

  • Compliance Officer

    vor 4 Wochen


    Dahnen, Deutschland Gentis Vollzeit

    Compliance Officer Job DescriptionGentis, a leading company in the insurance sector, is seeking an experienced Compliance Officer to join their team in Luxembourg. The Compliance department plays a vital role in advising management and various services on regulatory compliance, assessing the impact of legal changes, and identifying and evaluating compliance...

  • Compliance Officer

    vor 4 Wochen


    Dahnen, Deutschland Gentis Vollzeit

    Compliance Officer Job DescriptionGentis, a leading company in the insurance sector, is seeking an experienced Compliance Officer to join their team in Luxembourg. The Compliance department plays a vital role in advising management and various services on regulatory compliance, assessing the impact of legal changes, and identifying and evaluating compliance...


  • Dahnen, Deutschland Arendt Investor Services Vollzeit

    Arendt Investor Services is a leading provider of investor services, offering a comprehensive suite of fund and corporate services to clients across the globe. As a Fund Accounting Specialist - Private Equity/Real Estate, you will play a critical role in ensuring the accuracy and timeliness of financial reporting for our clients' private equity and real...

  • Senior Fund Accountant

    vor 4 Wochen


    Dahnen, Deutschland Abiomis Vollzeit

    About the RoleWe are seeking a highly skilled Senior Fund Accountant to join our team in Luxembourg. As a Senior Fund Accountant, you will be responsible for preparing and reviewing NAV reports, working closely with clients to provide personalized support, and assisting auditors in the audit process.ResponsibilitiesPrepare and review NAV reports to ensure...

  • Domiciliation Officer

    vor 4 Wochen


    Dahnen, Deutschland Lemanik Asset Management Vollzeit

    Job Title: Domiciliation OfficerWe are seeking a highly skilled Domiciliation Officer to join our Legal Team at Lemanik Asset Management S.A.Key Responsibilities:Manage corporate secretarial tasks for a portfolio of companies, ensuring compliance with regulatory requirements.Organize board and shareholders meetings, ensuring smooth communication with...


  • Dahnen, Deutschland Arendt Investor Services Vollzeit

    Arendt Investor Services, which is part of Arendt & Medernach, the largest law firm in Luxembourg, is regulated by the Luxembourg supervisory authority (CSSF – Commission de Surveillance du Secteur Financier) and operates under the status of Professional of Financial Sector (“PSF”).Arendt Investor Services offers a wide range of services, such as...


  • Dahnen, Deutschland DO Recruitment Advisors Vollzeit

    Senior Regulatory Compliance OfficerDO Recruitment Advisors is seeking a highly skilled Senior Regulatory Compliance Officer to join our client, a prestigious private bank in Luxembourg. The successful candidate will report to the Head of Regulatory Compliance and be responsible for overseeing the legal and regulatory landscapes, identifying and assessing...


  • Dahnen, Deutschland DO Recruitment Advisors Vollzeit

    Senior Regulatory Compliance OfficerDO Recruitment Advisors is seeking a highly skilled Senior Regulatory Compliance Officer to join our client, a prestigious private bank in Luxembourg. The successful candidate will report to the Head of Regulatory Compliance and be responsible for overseeing the legal and regulatory landscapes, identifying and assessing...

  • KYC Officer

    vor 1 Monat


    Dahnen, Deutschland Le Grand & Associates Vollzeit

    My client, a European credit fund management company, is looking for its KYC Officer. Your responsibilities:  - In-depth KYC review: Carry out detailed KYC reviews for new and existing customers, ensuring compliance with regulatory requirements and internal policies.- Risk assessment: Analysing risk profiles based on the data collected, identifying any...


  • Dahnen, Deutschland DO Recruitment Advisors Vollzeit

    Job Title: Senior Regulatory Compliance Officer - Private BankJob Description:The successful candidate will report to the Head of Regulatory Compliance and be responsible for overseeing the legal and regulatory landscapes, identifying and assessing relevant changes, and contributing to the regulatory watch. The role will also involve supervising Regulatory...


  • Dahnen, Deutschland DO Recruitment Advisors Vollzeit

    Our client, a prestigious private bank in Luxembourg, is seeking a Senior AML/CFT Compliance Officer to join their team. The successful candidate will report to the Head of AML/CFT and be responsible for monitoring the risk associated with client relationships.Key Responsibilities:Review and conduct risk assessments for prospective clients.Ensure client...

  • Client Servicing

    vor 3 Wochen


    Dahnen, Deutschland Amundi Investment Solutions Vollzeit

    Description du posteMissionsThe Client Servicing main mission is to support the commercial development of the Group providing on a daily basis our clients with outstanding operational and administrative support in line with group procedures.The department is the group’s backbone for the Third Party Fund Distribution activity for cross boarder products...

  • Domiciliation Officer

    vor 1 Monat


    Dahnen, Deutschland Lemanik Asset Management Vollzeit

    We are looking for a Domiciliation Officer to join the Legal Team.Your mission will consist in contributing to the legal activities of the company and monitoring the social life of your own portfolio of investment funds (UCITs, AIFs, non-regulated),Your roleManage corporate secretarial tasks for your portfolio of companiesOrganize board/shareholders...