Fund Compliance Officer
vor 4 Wochen
We are seeking a highly skilled Fund Compliance Officer to join our team at AXIS Group. The ideal candidate will have a strong background in finance or law, with a minimum of 2 years of experience in fund compliance in Luxembourg.
Key Responsibilities:- Conduct due diligence on new client structures and respond to Transfer Agent requests for due diligence on investors.
- Manage daily fund compliance operations, ensuring accurate reports are produced and addressing issues promptly.
- Screen clients, investors, and related parties against sanction and PEP lists on a daily basis.
- Evaluate Transaction Monitoring reports provided by the Transfer Agent.
- Perform annual reviews of PEP register and High-Risk clients and investors.
- Address inquiries from Client Relationship Managers (CRMs).
- Review account opening documentation and update Client information in the system.
- Assist the Compliance Director in responding to due diligence requests from Internal and External Audit processes.
- Collaborate with the first line of defense, participate in meetings, and conduct due diligence activities.
- Handle client issues and queries promptly and ensure accuracy, timeliness, and quality of client reports.
- A Bachelor-Master degree in finance or law.
- At least 2 years of experience in fund compliance in Luxembourg.
- Knowledge of the AIFMD and CSSF Circulars related to compliance.
- Good organizational skills in order to meet deadlines and to keep well-documented records.
- Fluent in French and English.
Our client offers a permanent contract.
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Fund Compliance Officer
vor 3 Wochen
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