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Head of Compliance

vor 2 Monaten


Frankfurt am Main, Hessen, Deutschland CMC Markets Vollzeit

Job Summary

CMC Markets is seeking a highly skilled and experienced professional to lead our Compliance and Anti-Financial Crime department in the European region. As the Head of Compliance, you will be responsible for ensuring that our business operations are in compliance with all relevant regulatory requirements and laws.

Key Responsibilities

  • Develop and implement effective compliance programs to mitigate risks and ensure regulatory compliance.
  • Manage and maintain relationships with regulatory bodies, including the European Securities and Markets Authority (ESMA) and the German Federal Financial Supervisory Authority (BaFin).
  • Provide guidance and support to employees on compliance matters, including training and awareness programs.
  • Conduct regular audits and risk assessments to identify and mitigate potential compliance risks.
  • Develop and maintain policies, procedures, and frameworks to ensure compliance with regulatory requirements.
  • Represent CMC Markets in industry forums and working groups to stay up-to-date on regulatory developments.
  • Collaborate with other departments, including Risk Management and Legal, to ensure a comprehensive approach to compliance.
  • Stay up-to-date on regulatory changes and developments, and provide recommendations to senior management on how to address them.

Requirements

  • Proven experience in compliance and regulatory affairs, preferably in the financial services industry.
  • Strong knowledge of regulatory requirements and laws in the European region, including the Markets in Financial Instruments Directive (MiFID II) and the Anti-Money Laundering Directive (AMLD).
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with regulatory bodies, employees, and other stakeholders.
  • Strong analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
  • Ability to work in a fast-paced environment and prioritize multiple tasks and deadlines.

What We Offer

  • A competitive salary and benefits package.
  • The opportunity to work with a leading financial services company in the European region.
  • A dynamic and supportive work environment.
  • Professional development opportunities, including training and mentorship.