Compliance, Regulatory Affairs, Vice President, Frankfurt
vor 3 Wochen
YOUR IMPACT
The role we are recruiting for is in the Regulatory Affairs team of the Compliance function based in Frankfurt providing coverage for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in maintaining the Compliance program for the activity of GSBE and support with the core Compliance function tasks as required by MaComp and MaRisk. This covers a broad spectrum of responsibilities which comprise but are not limited to the below:
Responsibilities:
Manage Compliance input for regular and ad-hoc regulatory audits Provide advise to the Global Markets business in relation to audit requests based, in particular, on MaComp and MaRisk Manage key Compliance controls in line with BaFin requirements (in particular MaComp, MaRisk) for foreign branches Coordinate audit input and related controls across the branchesExperience/Skills:
University degree 5+ years' Compliance or other relevant financial services experience. Strong knowledge of the European regulatory environment and of BaFin rules covered in the audits is key (. MiFID2, MAR, MaComp Any knowledge of other local regulatory regimes (in Europe or globally) is an advantage Global Markets business & product knowledge Good interpersonal skills and effective written/oral communication skills. Detail-oriented with ability to multitask, organize and prioritize Fluent in English and German. Additional (European) languages are an advantage ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.-
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