Compliance Officer Capital Markets

As a Capital Markets Compliance Officer, you will ensure our client's organisation operates with integrity, complies with regulatory standards, and protects their customers. Your expertise will help shape the future of their compliance landscape. Your ResponsibilitiesServing as the primary expert for all compliance matters related to capital markets.Ensuring...

**Unser Kunde, Ihr neuer Arbeitgeber**: Im Auftrag eines renommierten Unternehmens aus der Finanzdienstleistungsbranche suchen wir zum nächstmöglichen Zeitpunkt eine:n** Wirtschaftsjurist im Capital Markets und Compliance (m/w/d) **für den Standort Frankfurt am Main. Mit einer exzellenten Beratungsexpertise im Bereich (nachhaltiger) Investmentstrategien...

ÜberblickFür unseren Kunden, eine mittelständige Beratungsgesellschaft, suchen wir einen erfahrenen Finanzexperten für die Bereiche Capital Markets und Blockchain. Der Kunde bietet innovative Lösungen in den Bereichen Trading, Treasury, Compliance und Regulatory für Banken und Finanzdienstleister an.

The Compliance department at Finance in Motion enables FiM to cope with non-financial risks by continuously enhancing FiM's Compliance framework ranging from Anti-Money Laundering and Terrorist Financing, Markets Compliance, take precautions concerning Insider Trading, prevention of Sanctions breaches, Anti-Bribery and Corruption measures, Anti-Fraud...

Company OverviewManagement Solutions is a global consulting firm dedicated to delivering expert advisory services in business, risk, finance, and technology. With a team of over 4,000 professionals across 48 offices worldwide, we provide cutting-edge solutions to leading financial institutions.SalaryWe offer a highly competitive salary package, estimated to...

**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

CMC Markets GmbH sucht einen qualifizierten Compliance Officer mit Erfahrung in Compliance in den Bereich der Wertpapiere/Derivate/Kapitalmärkte sowie MAComp und MARisk, der die europäische Compliance & Anti Financial Crime Funktion in unserer Frankfurter Gresellschaft unterstützt.ROLLE UND VERANTWORTLICHKEITEN:Pflege und Weiterentwicklung der internen...

Job OverviewWe are seeking a highly skilled Capital Markets Sales Specialist to join our team in Scandinavia. As a key member of our sales team, you will be responsible for distributing approved capital markets products to institutional clients in the region.About YouYou hold a Bachelor's Degree in Business or Finance, or equivalent qualifications.You have...

**IHRE NEUEN HERAUSFORDERUNGEN** - Entwicklung, Überwachung und Umsetzung gruppenweiter Prozesse zur Erfüllung der gesetzlichen Anforderungen in Deutschland und Luxemburg - Implementierung von Präventionsmaßnahmen sowie Durchführung von Compliance Prüfungen - Vertretung der Gesellschaft gegenüber der BaFin, CSSF und externen Prüfern - Ansprechpartner...

Senior Associate - Equity Capital Markets (M/F/d) **About the team and the role** The Public Companies and Capital Markets team is growing and we are looking for an additional lawyer at Senior Associate level, with experience in both corporate law and equity capital markets, to join us and assist us in delivering the very best client experience. Your...

Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. This role is based in Germany and as such all normal working days must be carried out in Germany. **Why NatWest Markets Frankfurt?**: At NatWest Markets, we focus on what matters most to our...

**Für eine internationale Consultancy im Bereich Finance/Capital Markets suchen wir aktuell einen Finance/IT Berater (m/w/d) auf Directorlevel. In dieser Position beraten Sie hochspezialisiert im Bereich Digital Transformation bei kapitalmarktnahen Unternehmen, akquirieren neue Projekte und übernehmen fachliche sowie disziplinarische...

Front Office Markets Technical Specialists, Front Office Markets NatWest Markets - Frankfurt Internship Programme - Frankfurt am Main, Germany- Internship- Full Time#R-00246578 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based...

Front Office Markets Technical Specialists, Front Office Markets NatWest Markets - Frankfurt Internship Programme - Frankfurt am Main, Germany- Internship- Full Time#R-00246576 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based...

Hauck Aufhäuser Investment Banking is a fast growing stock broker in Europe and recognized the leader for German Small and Mid Caps. Covering a broad universe of some 140 stocks with a focus on TecDax, MDAX and SDAX, our equity research is recognized for its quality, speed and passion. That's why many of the leading asset managers, hedge funds and family...

If you have in-depth knowledge about capital market financings, credit rating agencies and creditor relations and are looking for a new challenge in a great team and a fascinating company and industry, you should apply! **Tasks** - Structuring and executing capital market financings as well as Schuldscheindarlehen, loans and credit facilities for DLH -...

Financial Regulatory & Capital Markets mit Schwerpunkt auf Krypto/ Digital Assets Frankfurt Vollzeit Jetzt bewerben! Zur Verstärkung unseres Bereichs Financial Regulatory & Capital Markets mit Schwerpunkt auf Krypto/ Digital Assets suchen wir Sie zum nächstmöglichen Zeitpunkt als tatkräftige Unterstützung an unserem Standort in Frankfurt. stetige...

**Who we are looking for** The State Street Bank International GmbH Global Markets Compliance team seeks Compliance Officer to support the oversight of and provide advice and guidance related to the suite of products & services provided by the State Street Bank International GmbH Global Markets (SSGM), Global Treasury (GT) and Global Credit Finance (GCF)...

**Job Title**: Associate, Debt Capital Markets **Corporate Title**: Associate **Location**: Frankfurt **Company Overview**: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities...

**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...