Compliance Officer

SENIOR COMPLIANCE OFFICERIndustry: Financial Services, BankingReports to: Lead Compliance Officer and Management BoardLanguages: Full Professional German and EnglishLocation: FrankfurtRESPONSIBILITIESEnsure Compliance: Oversee adherence to internal policies and ensure full compliance with applicable regulations across the organization.Optimize Controls:...

**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...

We are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...

Sanctions Compliance OfficerLocation: FrankfurtWe are seeking an experienced Financial Sanctions professional, to provide transactions analysis and advisory for our client- ensuring compliance throughout the organisation.Position Responsibilities:Assist in evaluating, managing, and analysing financial sanctions cases to provide expert guidance, ensuring...

**THE COMPANY**: Our client is multinational Corporate and Retail Banking company. They are looking for an AML Compliance Officer to join their team in Frankfurt. **THE RESPONSIBILITIES**: - Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti - Money Laundering legislation and fraud prevention,...

Compliance Officer (m/w/d)Sie sind erfahren in Compliance und möchten eine zentrale Rolle in der Vermögensverwaltung übernehmen? Als Compliance Officer (m/w/d) sichern Sie die Einhaltung regulatorischer Vorgaben, beraten das Management, entwickeln Richtlinien und führen Schulungen durch. Sie überwachen Standards, erstellen Berichte und stehen im...

**Compliance-Risk Officer** **Arbeitsausmaß**: 20 Stunden/Woche **Berufsfeld**: Compliance/Audit **Ort**: Frankfurt am Main **Ihr Profil**: - Im Studium bzw. kurz vor Abschluss oder bereits abgeschlossenes Studium mit Schwerpunkt Betriebswirtschaft/Finanzen - umfassende MaRisk Compliance Kenntnisse - theoretische und praktische Kenntnisse im Bereich...

As a Capital Markets Compliance Officer, you will ensure our client's organisation operates with integrity, complies with regulatory standards, and protects their customers. Your expertise will help shape the future of their compliance landscape. Your ResponsibilitiesServing as the primary expert for all compliance matters related to capital markets.Ensuring...

A prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. Some of your tasks will be: - Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental...

Our client is a well-known Global Asset Manager with a long term presence in European markets with their lead MiFID entity based in Germany. They are seeking a new Compliance Officer and MLRO to be based in Frankfurt to have oversight of all Compliance matters relating to the German business as well as two other EU branches. **Responsibilities**: - Act as...

Compliance Officer (m/w/d)Als Compliance Officer (m/w/d) bist du ein zentraler Ansprechpartner für regulatorische Fragestellungen und sicherst die Einhaltung gesetzlicher sowie interner Vorgaben. Du trägst maßgeblich zur Risikominimierung und Integrität des Unternehmens bei, indem du bestehende Prozesse überwachst und...

**Tasks**: - Primary compliance reviewer and approver of financial promotional and marketing materials in Europe (mainly) and, to a lesser extent, globally. - Communicate content issues and required revisions in a respectful and succinct manner; explain the regulatory rationale for the changes; and propose creative options to achieve content compliance. -...

**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

As a Deputy Compliance Officer at Michael Page Germany, you will play a vital role in ensuring our client's compliance with regulatory requirements and internal policies. This exciting opportunity is perfect for an experienced professional looking to drive business growth while maintaining the highest standards of compliance.About the RoleWe are seeking a...

Compliance Officer (m/w/d)Als Compliance Officer (m/w/d) bist du ein zentraler Ansprechpartner für r...

Compliance Officer (m/w/d)Als Compliance Officer (m/w/d) tragen Sie dazu bei, die Einhaltung regulat...

**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for...

Firmenprofil Unser Kunde ist ein dynamisches Finanzdienstleistungsunternehmen mit einer starken Ausrichtung auf Nachhaltigkeit und Integrität. Mit einem professionellen Team und innovativen Ansätzen bietet unser Kunde eine moderne und offene Unternehmenskultur, die Raum für persönliche und berufliche Entwicklung lässt. Aufgabengebiet Überwachung...

Herausforderungen haben wir genug - und jetzt brauchen wir dich, um sie anzugehen! **Deine Aufgaben**: Als Sanctions Compliance Officer bist du zentrale*r Ansprechpartner*in unserer in - und ausländischen Einheiten bei sanktionsbezogenen Themen. Dies beinhaltet u. a. Beratung, Anweisung und Schulung in Übereinstimmung mit den sanktionsrechtlichen...