Regulatory Compliance Expert
vor 6 Monaten
For a leading financial services institution based near to Frankfurt..._
Your role
- Be the go-to person for all internal and external questions about regulatory matters.
- Keep an eye on regulatory changes and make sure they're implemented properly.
- Maintain the legal inventory for the company
- Communicate and coordinate with regulators, namely with BaFin
- Oversee supervisory reporting processes.
- Handle and coordinate internal and external audits and compliance checks.
- Address and support the resolution of any issues found.
- Manage outsourcing contracts, acting as the business owner.
- Maintain the process for material changes in new products as the deputy inventory manager.
**Profile**:
- You have a university degree in economics, business administration, law, or similar professional experience.
- You bring around 5 years experience in regulatory compliance or a similar field.
- You know a lot about German and EU laws related to investment firms (like MaRisk, WpIG, WpHG, MiFID II, etc.).
- You speak and write German and English fluently
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