Regulatory Compliance Expert

vor 6 Monaten


Munich, Deutschland Baumlink Vollzeit

For a leading financial services institution based near to Frankfurt..._

Your role
- Be the go-to person for all internal and external questions about regulatory matters.
- Keep an eye on regulatory changes and make sure they're implemented properly.
- Maintain the legal inventory for the company
- Communicate and coordinate with regulators, namely with BaFin
- Oversee supervisory reporting processes.
- Handle and coordinate internal and external audits and compliance checks.
- Address and support the resolution of any issues found.
- Manage outsourcing contracts, acting as the business owner.
- Maintain the process for material changes in new products as the deputy inventory manager.

**Profile**:

- You have a university degree in economics, business administration, law, or similar professional experience.
- You bring around 5 years experience in regulatory compliance or a similar field.
- You know a lot about German and EU laws related to investment firms (like MaRisk, WpIG, WpHG, MiFID II, etc.).
- You speak and write German and English fluently


  • Compliance Expert

    vor 2 Wochen


    Munich, Bayern, Deutschland PIMCO Vollzeit

    About PIMCOPIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.Our flexible capital base and deep relationships with issuers have helped us become one...


  • Munich, Bayern, Deutschland Certivity Vollzeit

    Company OverviewCertivity is a technology-driven startup that is transforming the way product makers manage regulatory requirements to ensure compliance. Our innovative cloud-based platform digitizes the regulatory landscape, enabling businesses to navigate complex regulations with ease.Salary and BenefitsWe offer a competitive salary of €60,000 -...


  • Munich, Bayern, Deutschland PIMCO Vollzeit

    PIMCO, a pioneering leader in active fixed income, seeks an exceptional Compliance Expert to spearhead the EMEA Regulatory Compliance team. Based in Munich, you will play a vital role in shaping PIMCO's risk management strategy and ensuring adherence to global regulatory standards.Company OverviewPIMCO is a trailblazer in active fixed income with...


  • Munich, Bayern, Deutschland PIMCO Vollzeit

    About PIMCOPIMCO is a leading global investment manager, offering a range of fixed income and credit solutions to clients worldwide. Our expertise spans public and private markets, with a focus on delivering strong risk-adjusted returns.We pride ourselves on our inclusive culture, where diverse thinking thrives. Our employees are the driving force behind our...


  • Munich, Deutschland Schulz & Cie. Consulting GmbH Vollzeit

    Aufgabengebiet im S+P Compliance Team - Regulatory Monitoring, - Assessment zu aufsichtsrechtlichen Änderungen, - Durchführung von Risk Assessments, - Mitarbeit an Fachkonzepten zur Umsetzung regulatorischer Neuerungen sowie - Bestellung als Compliance Officer Branche - Finanzunternehmen - Banken - Wertpapierdienstleister -...


  • Munich, Bayern, Deutschland tozero Vollzeit

    About the RoleWe are seeking a highly skilled Recycling Regulatory Compliance Expert to join our team at tozero, Europe's leading deep-tech startup specializing in the recycling of lithium-ion batteries.The successful candidate will be responsible for ensuring that all operations are conducted in compliance with relevant regulations and standards, such as...


  • Munich, Deutschland PIMCO Vollzeit

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the...


  • Munich, Deutschland PIMCO Vollzeit

    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the...


  • Munich, Bayern, Deutschland Compliance GmbH Vollzeit

    Unser Unternehmen Compliance GmbH ist ein dynamisches Startup aus München, das innovative SaaS-Lösungen für den Mittelstand entwickelt.Aufgaben und VerantwortlichkeitenDu bist verantwortlich für die Vereinbarung von Demoterminen und unterstützt unser Sales Team mit fundierten Recherchen und der Pflege unseres CRM-Systems.Wir erwarten eine proaktive und...


  • Munich, Bayern, Deutschland SciPro Vollzeit

    About SciProSciPro is a fast-growing startup dedicated to fighting skin cancer with innovative products.Job OverviewThis role offers an exciting opportunity to maintain and oversee compliance with quality systems, optimize global QA/RA processes, and ensure regulatory requirements are met.Key ResponsibilitiesMaintain and improve compliance with quality...


  • Munich, Bayern, Deutschland NIO Vollzeit

    About NIO: A pioneer in premium smart electric vehicles, leading the industry with technological breakthroughs and innovations. Our mission is to shape the future of mobility.Job OverviewWe are seeking a highly skilled Regulatory Specialist/Expert ADAS&AD to join our team. As a key member of our regulatory affairs department, you will play a crucial role in...


  • Munich, Bayern, Deutschland European Tech Recruit Vollzeit

    Job Description:We are seeking a highly skilled Chemical Regulatory and Compliance Specialist to join our team at European Tech Recruit.About the Role:This is an exciting opportunity for a seasoned professional to develop and implement quality assurance policies, procedures, and standards that drive consistency and compliance throughout our organization.You...


  • Munich, Bayern, Deutschland AWS EMEA SARL (Germany Branch) - H13 Vollzeit

    Job OverviewAutomotive industry is rapidly transforming, and AWS EMEA SARL (Germany Branch) is seeking a highly skilled Cloud Compliance Expert to help automotive customers navigate the complexities of cloud computing. This role requires expertise in developing compliance strategies, regulatory documentation, and engaging with global compliance...

  • SAP GRC Specialist

    vor 3 Wochen


    Munich, Bayern, Deutschland The Recruitment 2.0 Group Vollzeit

    Are you a highly skilled SAP GRC consultant looking for a new challenge? We have an exciting opportunity for a SAP GRC specialist to join our team at The Recruitment 2.0 Group.About the RoleThis is a fantastic opportunity to work with one of Europe's leading start-up SAP consultancies, known for their modern approach and commitment to innovation.As a SAP GRC...


  • Munich, Bayern, Deutschland Compliance GmbH Vollzeit

    Wir suchen einen motivierten und kundenorientierten Kältetelefon-Experten, der sich auf die Erfüllung von Terminen und die Unterstützung unseres Sales Teams spezialisiert hat.ZielsetzungenDie Vereinbarung von Demoterminen und die Kommunikation mit KundenDie Förderung von Verkäufen durch fundierte Recherchen und das Pflegen des...


  • Munich, Bayern, Deutschland Metric Bio Vollzeit

    Metric Bio Seeks Quality and Regulatory Affairs LeaderAre you a skilled professional looking to make a meaningful impact in the medical device industry? Metric Bio, a pioneering company in skin cancer treatment, is seeking an experienced Quality and Regulatory Affairs Leader to drive their regulatory strategy in Munich, Germany.About the RoleWe are seeking a...


  • Munich, Bayern, Deutschland Schulz & Cie. Consulting GmbH Vollzeit

    Wir suchen einen erfahrenen Rechtlichen Compliance-Manager, der sich in das S+P Compliance Team integrieren und die folgenden Aufgaben übernehmen kann:BerufsprofilErfahrung in der Regulierung von Finanzdienstleistungen und BankenKenntnisse in aufsichtsrechtlichen Vorschriften und -anforderungenFähigkeit zur Durchführung von Risiko-Assessments und...


  • Munich, Bayern, Deutschland Schulz & Cie. Consulting GmbH Vollzeit

    We are seeking a highly experienced Head of Cybersecurity and Compliance to join our team at Schulz & Cie. Consulting GmbH. This is an exciting opportunity for a seasoned professional to lead our cybersecurity and compliance efforts.About the RoleThe successful candidate will be responsible for developing and implementing comprehensive cybersecurity...


  • Munich, Bayern, Deutschland TÜV SÜD Vollzeit

    About TÜV SÜDTÜV SÜD is passionate about technology, driving innovations that impact our daily lives in countless ways. We test, audit, inspect, and advise to ensure the safety of society and its people. Our commitment to professional excellence and innovation makes us a leader in our field.Job SummaryWe are seeking a Senior Technical Compliance and...


  • Munich, Bayern, Deutschland SciPro Vollzeit

    Job OverviewSciPro is a pioneering startup dedicated to combating skin cancer through innovative products. The company requires an experienced professional to maintain and oversee compliance with quality systems, ensuring seamless global QA/RA processes and adherence to regulatory requirements.