Regulatory Compliance Expert: Shape Global Risk Management

Vor 4 Tagen


Munich, Bayern, Deutschland PIMCO Vollzeit

PIMCO, a pioneering leader in active fixed income, seeks an exceptional Compliance Expert to spearhead the EMEA Regulatory Compliance team. Based in Munich, you will play a vital role in shaping PIMCO's risk management strategy and ensuring adherence to global regulatory standards.

Company Overview

PIMCO is a trailblazer in active fixed income with unparalleled expertise across public and private markets. We invest our clients' capital across a diverse range of fixed income and credit opportunities, leveraging decades of experience navigating complex debt markets.

Job Description

We are seeking a highly skilled Compliance Expert to lead PEG's Compliance Monitoring Program, focusing on branch and shareholder oversight. The ideal candidate will possess strong knowledge of regulatory requirements for PIMCO Europe GmbH (PEG) and its EU and UK branches, with familiarity in Real Estate and Swiss regulations being a plus.

Key Responsibilities:
  • Develop, promote, and implement Compliance policies, standards, and procedures to ensure PEG and EMEA staff operate in compliance with regulatory obligations
  • Maintain a best-in-class Compliance Monitoring Program covering WpHG, WpIG, GwG, BaFin ordinances, and ESMA publications (including SFDR and other sustainability-related publications), providing advice, training, regulatory filings, and monitoring activities
  • Exhibit exceptional communication skills and effectively manage a busy, time-sensitive environment
  • Report to PEG's Compliance Officer in Munich, with a pathway to becoming PEG's Deputy Compliance Officer
Salary and Benefits

The estimated salary for this role is approximately €80,000 - €110,000 per annum, depending on experience, along with a comprehensive benefits package that includes health insurance, retirement plans, and paid time off.

Requirements

To be successful in this role, you will need to possess a minimum of 4-6 years of experience in compliance, legal, or audit roles within a global financial services organization, focusing on strategic advice for financial services. You should also have experience as a Compliance Officer in a Financial Services Firm or KVG, with a focus on investment funds, fixed income, and equity products.


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