Compliance Expert for Regulatory Excellence

Vor 6 Tagen

Munich, Bayern, Deutschland PIMCO Vollzeit
About PIMCO

PIMCO is a leading global investment manager, offering a range of fixed income and credit solutions to clients worldwide. Our expertise spans public and private markets, with a focus on delivering strong risk-adjusted returns.

We pride ourselves on our inclusive culture, where diverse thinking thrives. Our employees are the driving force behind our success, and we invest heavily in their development and well-being.

Job Summary

We are seeking an experienced Compliance Officer to join our team in Munich, Germany. As a key member of our EMEA Regulatory Compliance team, you will play a critical role in maintaining our top-tier compliance program.

This 12-month contract position offers a unique opportunity to work with a global asset management firm, collaborating with teams across various departments. Your primary responsibilities will include developing and implementing compliance policies, monitoring regulatory requirements, and providing guidance to staff.

Key Responsibilities
  • Compliance Program Development: Design, promote, and implement effective compliance policies, standards, and procedures to ensure PIMCO Europe GmbH (PEG) and EMEA staff operate within regulatory guidelines.
  • Maintain a Best-in-Class Compliance Monitoring Program: Cover WpHG, WpIG, GwG, BaFin ordinances, and ESMA publications, including SFDR and other sustainability-related publications. Provide advice, training, regulatory filings, and monitoring activities, coordinating internal and external audits to meet compliance standards.
  • Communication and Reporting: Showcase exceptional communication skills and effectively manage a busy, time-sensitive environment. Report to PEG's Compliance Officer and MLRO in Munich, with a pathway to becoming PEG's Deputy Compliance Officer and Deputy MLRO.
  • Business Understanding: Enhance program execution by understanding PEG's business operations, particularly in Institutional and Intermediary Client Relationship Management, Marketing, Business Development, and Portfolio Management.
  • Regulatory Evolution: Evolve the EMEA Compliance program through ongoing analysis of the regulatory environment, including horizon scanning for changes and integrating industry best practices.
  • Global Team Contribution: Contribute to the global regulatory compliance team focused on EU, German, and UK regulatory frameworks, participating in local, regional, and global project work and working groups.
Requirements
  • Experience: Minimum 3 to 6 years in compliance, legal, or audit roles within a global financial services organization, focusing on strategic advice for financial services.
  • Generalist Role: Must be a German language speaker with the ability to operate independently and oversee branches, including AML, COE for synthetic products, PA dealing, UAT testing, and reviewing German marketing materials.
  • Asset Management Knowledge: Experience as a Compliance Officer in a Financial Services Firm or KVG, with a focus on investment funds, fixed income, and equity products.
  • Financial Product Familiarity: Knowledge of various financial products, including derivatives, structured products, and alternative investments, is a plus.
  • Regulatory Knowledge: Strong understanding of UK and EU regulations relevant to PIMCO Europe GmbH (PEG) and its branches, with the ability to navigate complex regulatory environments.
  • Compliance Expertise: Proven experience in executing and enhancing risk-based, audit-ready Compliance monitoring programs.
  • Communication Skills: Exceptional ability to present complex regulatory concepts clearly to diverse audiences.
  • Client-Centric Approach: Commitment to high professional standards and client service, fostering collaborative relationships.
  • Adaptability: Flexibility in addressing complex subject matter while understanding business needs in a regulatory context.
Benefits and Remuneration

The estimated salary for this position is €80,000 - €120,000 per annum, depending on experience. We also offer a comprehensive benefits package, including health insurance, pension plan, and generous paid time off.

Equal Employment Opportunity and Affirmative Action Statement

PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion, sex, sexual orientation, gender, age, military or veteran status, disability, or any other factor prohibited by law. We provide reasonable accommodation for qualified individuals with disabilities and strive to create an inclusive workplace.

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