Director (m/f/d) – FSI – Regulatory & Compliance
vor 3 Wochen
Description
A&M Financial Services Industry (FSI) revolves around core areas of expertise: Performance Improvement, Restructuring, Disruptive and Regulatory and Compliance (R&C) Advisory. A&M's dedicated Financial Services professionals work on some of the world's most high-profile cases in a rapidly transforming financial institution landscape, striving for game-changing solutions that provide impactful long-term change.
The Role:
This is a unique opportunity to work with leading figures from the world of regulation. Our R&C team works with financial institutions to look for new ways to unlock and create value in their business whilst navigating the implications of the changing world. Our professionals' ability to effectively evaluate complex issues quickly, ranging from new regulations, risk, compliance, capital and liquidity and the wide range of conduct issues, allows us to develop effective, practical solutions in a timely and successful manner. A&M has assembled the right team at the right time, with proven professionals who bring interdisciplinary expertise and much needed tactical and strategic skills, to help financial institutions address these challenging times, as well as prepare to minimize economic and regulatory challenges.
Responsibilities:
You will play a pivotal role in leading and driving delivery of R&C advisory projects within FSI, where the R&C perspective is central to a business-critical judgement. Assignments will range from advising on compliance strategy, implementing new regulation, and the transformation of systems, process and policies, through to helping clients remediate regulatory findings or manage regulatory inquisition. To this effectively, you will need to:
- Keep constantly on top of any compliance and regulatory changes and advise clients accordingly
- Interpret regulation and present it in a clear and meaningful way, including how this could impact strategy, revenue streams or wider business issues
- Be an action-oriented self-starter with exceptional analytical skills and an entrepreneurial mindset
- Be comfortable working independently as well as in a high performing team
- Demonstrate ease and credibility in collaborating closely with senior stakeholders within the client's organization and professionals from prominent financial institutions
In joining a growing business, you will have the opportunity be involved in business development activities and will join the team meetings where WIP, project pipeline, resourcing, marketing and business development initiatives are discussed. You will be actively involved in these discussions and be an integrated part of the FSI team.
Requirements:
To excel in this role, we are seeking candidates with the following qualifications:
- Demonstrated history of advancing within the advisory environment, preferably with a focus on banks or insurance companies, including experience with a reputable consultancy or Big 4 firm
- Proven experience in dealing with compliance-relevant legislation, Anti-Money-Laundering, Compliance Management Systems (CMS), Capital Market Compliance, Economic Sanctions, Fraud etc.
- In-depth understanding of recent or pending regulatory initiatives, e.g. RRD, CRR / CRD IV, MiFIR / MiFID II, EMIR, MAR / MAD II, Solvency II, IMD II, AMLD IV
- Showcase excellent writing and presentation skills, with the ability to convey complex regulatory matters in easy-to-understand language for diverse audiences
- Mix of hard and soft skills, drive and leadership, ability to generate impact, assertiveness
- Exceptional project management capabilities, stakeholder management skills at senior levels
- Strong ability to conceptualize, summarize, and provide key messages to clients and/or senior levels
- Solid managerial skills, with ability to distribute workload among team members
- Successfully completed studies in economics, law, business law or a comparable field of study - also in combination with banking or insurance training or as a career changer from another field of study
- Native proficiency in German and business-fluent English, with additional European languages being highly desirable
Why A&M?
Companies, investors, lenders and government entities around the world turn to Alvarez & Marsal (A&M) when conventional approaches are not enough to activate change and achieve results.
Privately-held since 1983, A&M is a leading global professional services firm that delivers performance improvement, turnaround management and business advisory services to organizations seeking to transform operations, catapult growth and accelerate results through decisive action. Our senior professionals are experienced operators, world-class consultants and industry veterans who draw upon the firm's restructuring heritage to help leaders turn change into a strategic business asset, manage risk and unlock value at every stage.
When action matters, find us at
-
Regulatory Compliance Officer
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Deutsche Börse VollzeitLearnDevelop Grow But always:Share value:Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We're excited about the future because we are the...
-
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense,...
-
Manager Regulatory, Compliance, Governance
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Deutsche Leasing AG VollzeitManager Regulatory, Compliance, Governance (m/w/d)Die Deutsche Leasing ist mehr als ein Asset-Finance-Partner. Wir realisieren die Visionen des deutschen Mittelstands. Und treiben die digitale und klimafreundliche Transformation voran - als Marktführer. Mit mehr als Mitarbeitenden, in den unterschiedlichsten Branchen und in 24 Ländern weltweit. Ob...
-
Regulatory Adherence Specialist
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Deutsche Bank Vollzeit**Teambeschreibung und Rollendetails**Das Regulatory Adherence Team ist Teil der Second Line of Defense, die für den Lebenszyklus von regulatorischen Änderungen und das Management des regulatorischen Änderungsrisikos verantwortlich ist. Das Team leitet den Prozess rund um die Bewertung von regulatorischen Änderungen und deren Auswirkungen auf die...
-
Compliance Officer
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Angove Partners VollzeitAbout the CompanyRole SummaryYou will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business activities and...
-
Director (m/f/d)– Financial Services
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Alvarez and Marsal VollzeitDescription Business Unit: Financial Services Improvement (FSI)This role sits within the fast growing FSI team at Alvarez and Marsal in Germany. Our European FSI practice assists financial institutions seeking organic or inorganic growth opportunities, requiring restructuring, or seeking to conduct strategic reviews. Working directly with our client's...
-
Director (m/f/d)– Financial Services
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Alvarez and Marsal VollzeitDescription Business Unit: Financial Services Improvement (FSI)This role sits within the fast growing FSI team at Alvarez and Marsal in Germany. Our European FSI practice assists financial institutions seeking organic or inorganic growth opportunities, requiring restructuring, or seeking to conduct strategic reviews. Working directly with our client's...
-
Vp Compliance
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Moody's VollzeitResponsibilities: Develop and advise on processes and procedures to implement Compliance policies based on local requirements in particular with respect to the regulatory environment in the EU. Identify differences between local laws, regulations and company policies to recommend solutions as appropriate. Advise the business on the material to be presented,...
-
Compliance Officer
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Moody's VollzeitMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...
-
Compliance Officer
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland Moody's VollzeitMoody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.At...
-
Regulatory Control Officer
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Société Générale VollzeitDie Société Générale S.A. ist einer der größten Finanzdienstleister der Eurozone. Die Gruppe beschäftigt mehr als 117.000 Mitarbeiter, ist in 60 Ländern vertreten und begleitet täglich 25 Millionen Kunden weltweit. Die Teams der Société Générale bieten Privat- und Firmenkunden sowie institutionellen Investoren Beratung und Dienstleistungen. Im...
-
Frankfurt am Main, Hessen, Deutschland Ashurst LLP VollzeitJoin Our Regulatory Team in FrankfurtWe are looking for (Senior) Associates / Attorneys (m/f/d) to strengthen our Regulatory Team in Frankfurt.In Regulatory, we provide consulting services to national and international banks, investment companies, and securities service providers in the field of regulatory law. Our areas of expertise include:Banking,...
-
Werkstudierende:r Regulatory
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Cashlink Technologies GmbH VollzeitAbout the PositionYou will support our Compliance Department in examining and ensuring compliance processes in the areas of anti-money laundering, MaRisk, and BAITYou will assist in conducting regular anti-money laundering and compliance audits, supporting our COR team by handling identification processes, determining beneficial owners, and reviewing...
-
Senior Associate
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Alvarez and Marsal VollzeitDescription A&M Financial Services Industry (FSI) revolves around core areas of expertise: Performance Improvement, Restructuring, Disruptive and Regulatory and Compliance (R&C) Advisory. A&M's dedicated Financial Services professionals work on some of the world's most high-profile cases in a rapidly transforming financial institution landscape, striving...
-
Senior Associate
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Alvarez and Marsal VollzeitDescription A&M Financial Services Industry (FSI) revolves around core areas of expertise: Performance Improvement, Restructuring, Disruptive and Regulatory and Compliance (R&C) Advisory. A&M's dedicated Financial Services professionals work on some of the world's most high-profile cases in a rapidly transforming financial institution landscape, striving...
-
Consultant Corporate Governance
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Deloitte Germany VollzeitConsultant Corporate Governance & Compliance / Financial Services Industry (m/w/d) Als Spezialist:in Compliance, Outsourcing, Interne Revision oder Corporate Governance bist du Mitglied im Competence Center for Corporate Governance im Wachstumsmarkt der Financial Services Industry. Das Competence Center bietet für unsere anspruchsvolle Kundschaft im FSI...
-
Consultant Corporate Governance
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Deloitte Germany VollzeitConsultant Corporate Governance & Compliance / Financial Services Industry (m/w/d) Als Spezialist:in Compliance, Outsourcing, Interne Revision oder Corporate Governance bist du Mitglied im Competence Center for Corporate Governance im Wachstumsmarkt der Financial Services Industry. Das Competence Center bietet für unsere anspruchsvolle Kundschaft im FSI...
-
Director - Marketing (m/f/d)
vor 2 Monaten
Frankfurt am Main, Hessen, Deutschland Global Data Centers EMEA VollzeitDirector - Marketing (m/f/d) The Director – Marketing (m/f/d) is responsible for Marketing in Europe, Middle East and Africa (EMEA) region. This pivotal role brings the opportunity to shape our marketing landscape, enhancing our brand presence and supporting our sales endeavors across diverse markets. Reporting directly to the Senior Vice President of...
-
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitCompliance, Financial Crime Compliance, AML Analyst/Associate - FrankfurtOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an...
-
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitCompliance, Financial Crime Compliance, AML Analyst/Associate - FrankfurtOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an...