Regulatory Officer
vor 3 Wochen
Your area of work “Trade Venue Regulation” oversees the European and National regulatory framework applicable to Eurex Deutschland and Frankfurt Stock Exchange and to the exchange operators Eurex Frankfurt AG and Deutsche Börse AG in the context of an exchange organisation. It designs, implements, and executes compliant solutions mindfully balancing the derivatives/cash markets and regulators interests while it continuously monitors the regulatory landscape. The team also contributes to regulatory consultations and maintains exchange rulebooks to reflect new regulatory requirements, or to develop the rules proactively if those seem outdated. As an integral part of a mid-sized team with low hierachies, you will play a major role in the design of a future target operating model to ensure compliance with regulatory requirements applicable for the most important exchanges. Your responsibilities Analysis and evaluation of regulatory reporting requirements applicable for Eurex Deutschland and the Frankfurter Wertpapierbörse mainly resulting from MiFID/MiFIR and MAR related to reference and transparence data as well as market microstructureDesign and Implementation of processes to monitor compliance with the exchange rulebooks as well as setting up sanctioning procedures including execution (Monitoring & Sanctioning)Conduct impact analysis driven by new consultations or technical releases of the trading system T7 and other related core systems and if required, derive respective changes and monitor the implementation Maintenance of Reporting documents, such as Business Requirements, Functional Requirements and Customer handbooksPrimary Interface to Competent Authorities, Customers, Key Account Managers and IT regarding Regulatory Reporting related questions including L2 supportSupport the implementation of a sustainable Target Operating Model for Regulatory Reporting Solutions Support and contribute to the Improvement of Error Handling processes in daily reporting Regular Regulatory Reporting Status Updates to Steering Committees and the Executive Board Your profile Successfully completed your university degree in economics, law or natural sciences with a focus on financial industries At least 5 years’ experience in the financial industry and a good understanding of an exchange organizationSound knowledge of derivatives and cash markets and regulatory (reporting) topics impacting exchanges or financial markets as a wholeKnowledge of trading and ability to read orderbooks is a plusAbility to perform quantitative analysis and to read code is a plusBeing pragmatic whilst paying attention to details is essential Full proficiency in English and German Excellent communication on all levels, organizational skills, as well as resilience complete your profile
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Regulatory Officer
Vor 7 Tagen
Frankfurt Am Main, Deutschland Viatris VollzeitMylan Germany GmbH At VIATRIS, we see healthcare not as it is but as it should be. We act courageously and are uniquely positioned to be a source of stability in a world of evolving healthcare needs. Viatris empowers people worldwide to live healthier at every stage of life. We do so via: Access - Providing high quality trusted medicines regardless of...
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Regulatory Officer Data Protection
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...
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Regulatory Reporting Officer
vor 4 Wochen
Frankfurt am Main, Deutschland PICTET Vollzeit**Your team**: - Following the successful establishment of the Bank´s European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG is seeking to strengthen its European Regulatory Reporting team with a Regulatory Reporting Officer (M/F/d).- This is a unique opportunity to join a prestigious firm at an exciting time and contribute to the expansion...
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Regulatory Reporting Officer
vor 3 Wochen
Frankfurt am Main, Deutschland Pictet & Cie (Europe) VollzeitCompany description: Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805. Pictet is today one of the leading Europe-based independent...
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Regulatory Reporting Officer
vor 3 Wochen
Frankfurt am Main, Deutschland Pictet & Cie (Europe) VollzeitCompany description: Pictet is an investment-led service company, offering wealth management, asset management and related services. We are a partnership of eight owner managers and our principles of succession and transmission of ownership have remained unchanged since foundation in 1805. Pictet is today one of the leading Europe-based independent wealth...
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Regulatory Site Officer
vor 4 Wochen
Frankfurt am Main, Deutschland adesta Vollzeit**Sie sind auf der Suche nach neuen beruflichen Horizonten?** Und Sie legen viel Wert auf eine abwechslungsreiche Tätigkeit in einem hochinnovativen Umfeld? Dann bieten wir Ihnen genau das, was Sie suchen! Steigen Sie über uns ein bei unserem Kunden, einem namhaften weltweit aktiven Pharmaunternehmen. Wir freuen uns auf Ihre Bewerbung für den Standort...
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Regulatory Officer Data Protection
vor 2 Wochen
Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...
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Regulatory Reporting Officer
vor 4 Wochen
Frankfurt, Deutschland Pictet VollzeitYour team Following the successful establishment of the Bank´s European headquarters in Frankfurt am Main, Pictet & Cie (Europe) AG is seeking to strengthen its European Regulatory Reporting team with a Regulatory Reporting Officer (m/f/d). This is a unique opportunity to join a prestigious firm at an exciting time and contribute to the expansion...
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Regulatory Officer Data Protection
vor 2 Wochen
Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...
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Regulatory Officer Mit Schwerpunkt Wphg/duty Of Care
vor 2 Wochen
Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer mit Schwerpunkt WpHG/Duty of Care (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft ....
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Regulatory Compliance Officer m/f/d
vor 3 Wochen
Frankfurt, Deutschland Hirschman Associates VollzeitOur client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance.We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...
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Regulatory Control Officer
vor 3 Wochen
Frankfurt, Deutschland Société Générale VollzeitDie Société Générale S.A. ist einer der größten Finanzdienstleister der Eurozone. Die Gruppe beschäftigt mehr als 117.000 Mitarbeiter, ist in 60 Ländern vertreten und begleitet täglich 25 Millionen Kunden weltweit. Die Teams der Société Générale bieten Privat- und Firmenkunden sowie institutionellen Investoren Beratung und Dienstleistungen. Im...
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Regulatory Compliance Officer m/f/d
vor 4 Wochen
Frankfurt, Deutschland Hirschman Associates VollzeitOur client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...
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Regulatory Compliance Officer m/f/d
vor 4 Wochen
Frankfurt, Deutschland Hirschman Associates VollzeitOur client is a leading international investment bank committed to delivering exceptional financial services to their clients. With a global presence, they strive to uphold the highest standards of integrity, transparency, and compliance. We are seeking a highly skilled and motivated Regulatory Compliance Manager to join our client's team. The successful...
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Regulatory Officer mit Schwerpunkt WpHG/Duty of Care
vor 4 Wochen
Frankfurt am Main, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer mit Schwerpunkt WpHG/Duty of Care (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft,...
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Cib Operations
Vor 7 Tagen
Frankfurt am Main, Deutschland JPMorgan Chase & Co Vollzeit**JOB DESCRIPTION** The COO Office supports the JPMSE Head of OOT (Head of Operations, Outsourcing & Technology) across the full functional remit (Operations, Regulatory Reporting, Outsourcing, Technology, Resiliency and Data Governance) with matters relating to Boards governance, regulatory reporting, Audit and Regulatory engagement quality assurance. We...
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Head of Regulatory Affairs
Vor 4 Tagen
Frankfurt Am Main, Deutschland Viatris VollzeitMylan Germany GmbH At VIATRIS, we see healthcare not as it is but as it should be. We act courageously and are uniquely positioned to be a source of stability in a world of evolving healthcare needs. Viatris empowers people worldwide to live healthier at every stage of life. We do so via: Access - Providing high quality trusted medicines regardless of...
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Compliance, Regulatory Affairs, Analyst, Frankfurt
vor 20 Stunden
Frankfurt am Main, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line...
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Regulatory Officer Data Protection
vor 2 Wochen
Frankfurt, Deutschland ABN AMRO Bank N.V. Frankfurt Branch VollzeitRegulatory Officer Data Protection (m/w/d) Für unsere Zentrale in Frankfurt am Main Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die Gemeinschaft, persönliche...
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Frankfurt am Main, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second...