Aktuelle Jobs im Zusammenhang mit Compliance & AFC Manager - Frankfurt - CMC Markets
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AFC & Compliance Internship
Vor 7 Tagen
Frankfurt, Deutschland targetjobs Hired VollzeitThe RoleYou can be part of a leading, client-committed, global Asset Manager, making an impact on individuals, communities, and the world. Today, markets still face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change. This is...
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AFC Audit Manager
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin GmbH Vollzeit{"h1": "AFC Audit Manager Role", "p": "At Raisin GmbH, we are seeking a highly skilled AFC Audit Manager to join our team. As a key member of our internal audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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AFC Audit Manager
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin GmbH Vollzeit{"h1": "AFC Audit Manager Role", "p": "At Raisin GmbH, we are seeking a highly skilled AFC Audit Manager to join our team. As a key member of our internal audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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AFC Audit Manager
vor 8 Stunden
Frankfurt am Main, Hessen, Deutschland Raisin VollzeitAbout the RoleRaisin is seeking a highly skilled and experienced AFC Audit Manager to join its Group Internal Audit function. As a key member of the team, you will play a critical role in helping the Management protect the assets, reputation, and sustainability of the international organization.Key ResponsibilitiesConduct audits as per the annual audit plan,...
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AFC Audit Manager
vor 8 Stunden
Frankfurt am Main, Hessen, Deutschland Raisin VollzeitAbout the RoleRaisin is seeking a highly skilled and experienced AFC Audit Manager to join its Group Internal Audit function. As a key member of the team, you will play a critical role in helping the Management protect the assets, reputation, and sustainability of the international organization.Key ResponsibilitiesConduct audits as per the annual audit plan,...
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Business Line Afc Emerging Markets
vor 3 Monaten
Frankfurt am Main, Deutschland Deutsche Bank Vollzeit**English version below** _ Die Deutsche Bank (DB) kann zurückgreifen auf eine sehr erfahrene und engagierte Abteilung für die Bekämpfung von Finanzkriminalität (Anti Financial Crime, AFC). Diese spielt eine entscheidende Rolle dabei, der Finanzkriminalität bei Geschäftsaktivitäten und globalen Finanzdienstleistungen der DB vorzubeugen und...
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Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCMC Markets GmbH is seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring our business operations are compliant with regulatory requirements.Key Responsibilities:Develop and...
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Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitJob Title: Compliance & AFC ManagerCMC Markets GmbH is seeking a highly skilled Compliance & AFC Manager to join our team in Frankfurt. As a key member of our European Compliance & Anti-Financial Crime function, you will play a critical role in ensuring our business operations are compliant with regulatory requirements.Key Responsibilities:Develop and...
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Compliance Strategy Officer
vor 1 Monat
Frankfurt, Stuttgart, München, Deutschland PIMCO Prime Real Estate GmbH VollzeitPosition Title: Senior Compliance Officer (m/f/d) - Anti-Financial CrimeCompany Overview:PIMCO Prime Real Estate GmbH is a prominent player in the global real estate investment sector, focusing on the Core and Core+ market segments. As part of the Allianz Group, we manage a substantial portfolio, ensuring a diverse and inclusive work environment.Role...
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AFC Audit Manager
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin Vollzeit{"h2": "About the Role", "p": "We are seeking a highly skilled and experienced AFC Audit Manager to join our team at Raisin. As a key member of our Group Internal Audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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AFC Audit Manager
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin Vollzeit{"h2": "About the Role", "p": "We are seeking a highly skilled and experienced AFC Audit Manager to join our team at Raisin. As a key member of our Group Internal Audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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Senior Advisor Aml Steering
vor 3 Monaten
Frankfurt am Main, Deutschland Deutsche Bank VollzeitDie Deutsche Bank (DB) kann zurückgreifen auf eine sehr erfahrene und engagierte Abteilung für die Bekämpfung von Finanzkriminalität (Anti Financial Crime, AFC). Diese spielt eine entscheidende Rolle dabei, der Finanzkriminalität bei Geschäftsaktivitäten und globalen Finanzdienstleistungen der DB vorzubeugen und gleichzeitig die Interessen der Bank...
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Senior Compliance Specialist
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland PIMCO Prime Real Estate GmbH VollzeitSenior Compliance Officer (m/f/d) - Anti-Financial Crime PIMCO Prime Real Estate GmbH is seeking a Senior Compliance Officer (m/f/d) to assist the global Chief Compliance Officer in navigating compliance and regulatory challenges, particularly in the realm of anti-financial crime (AFC) initiatives.Location: Various locationsJob Level:...
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Senior Compliance Specialist
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland PIMCO Prime Real Estate GmbH VollzeitSenior Compliance Officer (m/f/d) - Anti-Financial Crime The Senior Compliance Officer (m/f/d) at PIMCO Prime Real Estate GmbH plays a crucial role in supporting the global Chief Compliance Officer in navigating compliance and regulatory challenges, particularly in the realm of anti-financial crime (AFC) initiatives.Location: Various locationsJob Level:...
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AFC Audit Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin Vollzeit{"h2": "About the Role", "p": "We are seeking a highly skilled and experienced AFC Audit Manager to join our team at Raisin. As a key member of our Group Internal Audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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AFC Audit Manager
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Raisin Vollzeit{"h2": "About the Role", "p": "We are seeking a highly skilled and experienced AFC Audit Manager to join our team at Raisin. As a key member of our Group Internal Audit function, you will play a critical role in helping us protect our assets, reputation, and sustainability. Your primary responsibility will be to provide independent, objective assurance and...
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Compliance Manager/Senior Manager
Vor 2 Tagen
Frankfurt am Main, Hessen, Deutschland Greenfields - Corporate Services VollzeitAbout Greenfields - Corporate ServicesWe are a leading Corporate Service Provider based in Frankfurt, specializing in offering comprehensive solutions to international clients. Our expertise lies in helping them efficiently establish, manage, and optimize their business operations in Germany, while ensuring compliance with stringent regulatory standards and...
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Compliance Manager/Senior Manager
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Greenfields - Corporate Services VollzeitAbout Greenfields - Corporate ServicesWe are a leading Corporate Service Provider based in Frankfurt, specializing in offering comprehensive solutions to international clients. Our expertise lies in helping them efficiently establish, manage, and optimize their business operations in Germany, while ensuring compliance with stringent regulatory standards and...
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Compliance Manager/Senior Manager
Vor 5 Tagen
Frankfurt am Main, Hessen, Deutschland Greenfields - Corporate Services VollzeitAbout Greenfields - Corporate ServicesWe are a leading Corporate Service Provider based in Frankfurt, specializing in offering comprehensive solutions to international clients. Our expertise lies in helping them efficiently establish, manage, and optimize their business operations in Germany, while ensuring compliance with stringent regulatory standards and...
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Compliance Manager/Senior Manager
Vor 2 Tagen
Frankfurt am Main, Hessen, Deutschland Greenfields - Corporate Services VollzeitAbout Greenfields - Corporate ServicesWe are a leading Corporate Service Provider based in Frankfurt, specializing in offering comprehensive solutions to international clients. Our expertise lies in helping them efficiently establish, manage, and optimize their business operations in Germany, while ensuring compliance with stringent regulatory standards and...
Compliance & AFC Manager
vor 4 Monaten
CMC Markets GmbH requires a suitably qualified Compliance (Senior) Analyst / Manager who will support the European Compliance & Anti Financial Crime function in our Frankfurt office.
ROLE AND RESPONSIBILITIES:
Assist in the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment;Assisting in preparing responses to regulatory queries/requests and consultation papers as they apply;Involvement in regulatory audits, organization, coordination and remediation activities;Reviewing and approving financial promotions, communications with clients and all other client facing documentation (marketing material, websites, videos etc.) which could impact local clients in accordance with the relevant regulatory and GmbH policies;Ensure compliance with personal account trading and outside business interest requirements;Regular and ad hoc management reporting, coordination of the annual Compliance & AFC ReportDesign and deliver any required bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues for the GmbH; organisation and administration, tracking / follow-up of training completion;Carry out, support and deputize other members of the European Compliance department, including but not exclusively compliance training, maintenance of registers, reporting of breaches etc.;Support the customer complaint handling process, supporting senior management and other employees to ensure all queries are dealt with;Dealing with day-to-day requests from the business or other departments within the Group;Performance of Monitorings and reviews (e.g. Market Abuse Monitorings, Client Classifications etc.)Performance of second-level-controls as defined in the Control Plan;Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative trainingWhen dealing with all customers, clients or colleagues ensure that we provide a clear, fair and consistent high quality service that presents a professional and positive image of CMC MarketsTake all reasonable steps to ensure appropriate confidentialityUndertake such other duties, training and/or hours of work as may be reasonably required and which are consistent with the general level of responsibility of this role.KEY SKILLS AND EXPERIENCE
3 years experience gained in a Compliance (and/or AFC) role within the area of Capital Markets- and Securities Compliance of a financial services institution - ideally in an international brokerage & trading firmKnowledge of European regulatory requirementsAn Economic or Legal background is preferredFluency in English and German; other European languages are a plusCMC Markets is powered by our people. We are an equal opportunities employer and are committed to creating a diverse and inclusive workplace, where our people feel confident to be themselves, feel valued and are able to do their best work. We don’t just value differences and unique perspectives, we seek them out and we invite them in, because we know it will lead to better outcomes for everyone.
