Compliance & Risk Associate

vor 3 Wochen

Munich, Deutschland Cambridge Associates LLC Vollzeit

Firm Overview

We are a leading global investment firm and aim to help endowments & foundations, pension plans, and high net worth private clients implement and manage custom investment portfolios that generate outperformance and enable them to maximize their impact on the world. Working alongside its early clients, Cambridge Associates pioneered the strategy of high-equity orientation and broad diversification, which since its inception in the s has been a primary driver of performance for institutional investors. Today, we deliver a range of portfolio management services, including outsourced CIO, non-discretionary portfolio management, investment staff extension, and asset class mandates. Cambridge Associates maintains offices in major financial centers across the globe, with headquarters in Boston, MA.

 Working with some of the world’s most sophisticated institutional investors, we bring a deep knowledge of portfolio management best practices to the clients we serve, and select our colleagues with great attention to their potential to become a valuable member of a collaborative, intelligent and hard-working team.

Position Overview

As our international business is growing, we are seeking a Compliance and Risk Associate to support our Head of Compliance and Risk at our Munich office and collaborate with our firmwide teams on developing our group compliance and risk frameworks. This role will be pivotal in enhancing our compliance and risk management capabilities, ensuring that we meet regulatory requirements and maintain our reputation for excellence in the investment industry.

Responsibilities:

Conduct and document compliance and risk controls (second-level)

· Draft relevant reports according to applicable rules (WpIG/MaRisk, WpHG/MaComp)

·Develop, maintain and update compliance and risk policies and procedures

·Perform risk assessments, maintain and develop key performance and key risk indicators

·Assist in capital adequacy assessment process (e.g., ICAAP)

·Assist in the implementation of new regulatory requirements (regulatory monitoring)

·Participate in regulatory and business projects

·Prepare and present materials to the Firm’s management and business partners

·Provide guidance and training to business on compliance and risk topics

·Assist with internal and external audits

·Act as liaison between CA and external consultants, auditors and regulators

·Collaborate with Compliance and Risk Management of the Cambridge Associates Group on the development and implementation of an integrated and automated group compliance and risk framework

·Promote a robust compliance culture across the firm

Ideal Candidate Profile:

·Bachelor’s degree in business, finance, law or relevant subject, Master’s degree desirable

·Fluent in German and English

·Around 2-5 years compliance, risk or relevant experience required in the financial sector (investment firm, bank or consulting)

·Finance, risk or compliance certifications are preferred

·General understanding of the German regulatory requirements (MaRisk, MaComp)

·General knowledge of compliance and risk assessment methodologies (three lines of defense)

·Experience with business processes, controls, and project management desirable

·Excellent written and verbal communication skills, capable of adapting messaging to various audiences

·Ability to interact with and build relationships with colleagues at all levels of the organization, focusing on collaboration to achieve results

·Familiarity with compliance or risk management software is a plus

·Able to work independently and in a team environment to manage and deliver quality results

·Operate with the highest level of integrity and confidentiality

Employees of Cambridge Associates GmbH or an affiliated firm, are prohibited from employment or other association with any company, organization, business, or other entity that is involved in any way with the securities or financial services industry except for those entities that are directly affiliated with Cambridge Associates GmbH.

Employees are prohibited from acting as a Trustee or Director of, or accepting a similar position of responsibility with, any entity that is a client of or directly affiliated with a client of Cambridge Associates, GmbH or any of its affiliated companies without prior written consent from the Chief Compliance Officer of Cambridge Associates, GmbH.

Employees are prohibited from serving on the investment or finance committee of any company or organization with investable funds, or likely to develop investable funds, without prior written consent from the Chief Compliance Officer of Cambridge Associates, GmbH.

If applying for the role, you need to inform the Recruiter if there are any potential conflicts with the above.

  • Risk- und Compliance-Manager

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG-Germany Vollzeit

    BeschreibungAls Teil des Risk & Compliance Teams bei KPMG unterstützt du unsere Mandanten bei der Konzeption, Implementierung oder Prüfung von Internen Kontrollsystemen, Risiko- oder Compliance Management Systemen. Du bist mit einem abgeschlossenen Studium der Wirtschafts- oder Rechtswissenschaften und 3-5 Jahren Berufserfahrung im Umfeld Governance, Risk...

  • Risk- und Compliance-Manager

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG Vollzeit

    Rollenbeschreibung:Wir suchen einen erfahrenen Risk- und Compliance-Manager, der unsere Mandanten bei der Konzeption, Implementierung und Prüfung von Internen Kontrollsystemen, Risiko- oder Compliance Management Systemen unterstützt. Als Teil unseres Teams im Bereich Risk & Compliance Services werden Sie gemeinsam mit Ihrem Team die Herausforderungen...

  • Praktikum Risk

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG Vollzeit

    Dein Praktikum im Bereich Risk & ComplianceMit Deinem Praktikum im Bereich Risk & Compliance kannst Du Dein Theoriewissen in der Praxis unter Beweis stellen. Du wirst Teil unseres Teams und sammelst wertvolle praktische Erfahrungen bei der Konzeptionierung, Implementierung oder Prüfung von Risiko- oder Compliance Management Systemen.Deine AufgabenDu...

  • Risk- und Compliance-Spezialist

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG-Germany Vollzeit

    Dein Praktikum bei KPMG-GermanyWir suchen Dich für ein spannendes Praktikum im Bereich Risk & Compliance. Als Teil unseres Teams wirst Du Dein Theoriewissen in der Praxis unter Beweis stellen und wertvolle praktische Erfahrungen sammeln.Deine Aufgaben • Du unterstützt bei der Beratung und Prüfung von Management Systemen (CMS, RMS, IKS) internationaler...

  • Risk und Compliance Praktikant/in

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG Vollzeit

    Risikomanagement und Compliance in der PraxisAls Praktikant/in im Bereich Risk & Compliance bei KPMG hast Du die Möglichkeit, Dein Theoriewissen in der Praxis anzuwenden. Du wirst Teil unseres Teams und unterstützt bei der Konzeptionierung, Implementierung und Prüfung von Risiko- oder Compliance Management Systemen.Deine AufgabenDu unterstützt bei der...

  • Compliance Risk Manager

    vor 4 Wochen

    Munich, Bayern, Deutschland Munich Re Vollzeit

    As a key member of the Munich Re Compliance team, you will play a crucial role in ensuring the company's Compliance Management System (CMS) is risk-adequate and compliant with all relevant laws and regulations.Key Responsibilities:Conduct risk assessments, monitor measures, and reviews, providing their methodology to ensure compliance.Ensure internal and...

  • Compliance and Risk Management Leader

    vor 4 Wochen

    Munich, Bayern, Deutschland Freudenberg Vollzeit

    Empowering People, Creating TechnologyAbout the RoleWe are seeking a highly skilled Compliance and Risk Management Leader to join our team at Freudenberg. As a key member of our Compliance and Risk Management Team, you will be responsible for leading the development and implementation of our Compliance Management System.Key ResponsibilitiesLead the...

  • Compliance and Risk Management Leader

    vor 4 Wochen

    Munich, Bayern, Deutschland Freudenberg Vollzeit

    Empowering Innovation, Enhancing ComplianceAbout the Role:As the Head of Compliance and Risk Management, you will lead the Compliance & Risk Management Team, driving compliance and risk management initiatives across the Freudenberg Chemical Specialities Business Group.You will be responsible for the Compliance Management System, ensuring its effectiveness...

  • Compliance and Risk Management Leader

    vor 4 Wochen

    Munich, Bayern, Deutschland Freudenberg Vollzeit

    Empowering Innovation and ExcellenceAbout the Role:As the Head of Compliance and Risk Management, you will lead the Compliance and Risk Management Team, driving the development of the Compliance Management System and ensuring its effective implementation across the Business Group.You will be responsible for the structural and operational implementation of...

  • Audit Manager, Transportation, Risk and Compliance

    vor 5 Monaten

    Munich, Deutschland Amazon Deutschland Transport GmbH Vollzeit

    Join our Logistics Compliance team, partnering with Amazon’s WW Transportation & Logistics leaders to identify and mitigate risk in a rapidly growing and complex, global environment. We are looking for individuals who can apply their knowledge of operations and internal controls to a diverse set of risk areas including compliance, process, technology,...

  • Risk and Compliance Manager, Transportation Audit

    vor 4 Wochen

    Munich, Bayern, Deutschland Amazon Deutschland Transport GmbH Vollzeit

    About the RoleWe are seeking a highly skilled Risk and Compliance Manager to join our Logistics Compliance team at Amazon Deutschland Transport GmbH. As a key member of our team, you will partner with Amazon's WW Transportation & Logistics leaders to identify and mitigate risk in a rapidly growing and complex global environment.Key ResponsibilitiesWork...

  • Head of Ssc Compliance

    vor 6 Monaten

    Munich, Deutschland Freudenberg Group Vollzeit

    Empowering people, creating technology. **Responsibilities**: - Head of the Compliance & Risk Management Team (1 MA) as a shared service of the Freudenberg Chemical Specialities Business Group (Division of the Freudenberg Group)- Responsibility for the Compliance Management System and its further development as Compliance Officer and Money Laundering...

  • Global Compliance and Risk Manager

    Vor 7 Tagen

    Munich, Bayern, Deutschland Simon-Kucher & Partners Vollzeit

    We are seeking a seasoned professional to fill the role of Global Senior Manager Compliance at Simon-Kucher & Partners.Job Description:Company OverviewSimon-Kucher & Partners is a global consultancy with over 2,000 employees in more than 30 countries. Our sole focus is on unlocking better growth for our clients by optimizing their commercial strategy –...

  • Compliance Manager

    vor 4 Wochen

    Munich, Bayern, Deutschland Munich Re Vollzeit

    As a Compliance Manager at Munich Re, you will play a key role in ensuring the company's Compliance Management System (CMS) is risk-adequate and compliant with all relevant laws and regulations.Key responsibilities include:Conducting risk assessments, monitoring measures, and reviews, and providing their methodology.Ensuring internal and external reporting...

  • Manager Risk Advisory

    vor 3 Monaten

    Munich, Deutschland BRL Risk Consulting GmbH & Co. KG Vollzeit

    Über BRL Risk Consulting GmbH & Co. KGGlobale Expertise, lokale Präsenz: Ihre verlässlichen Partner für Rechts-, Wirtschafts- und Steuerfragen seit 2006.Wir sind eine international ausgerichtete Partnerschaft von Rechtsanwälten, Wirtschaftsprüfern und Steuerberatern, die im Jahr 2006 gegründet wurde. Heute sind wir mit rund 380 Mitarbeitern an den...

  • (Senior) Manager Risk und Compliance

    vor 6 Monaten

    Munich, Deutschland KPMG-Germany Vollzeit

    Begleite KPMG bei den zukünftigen Herausforderungen unserer Kunden und Kundinnen. Begeistere auch Du Dich für die Vielfalt unserer Fragestellungen - und mach gemeinsam mit uns den Unterschied. Berate gemeinsam mit Deinem Team aus dem Bereich Risk & Compliance Services Unternehmen bei der Konzeption, Implementierung oder Prüfung von Internen...

  • Risikomanager (w/m/d) - Risk & Compliance

    vor 4 Wochen

    Munich, Bayern, Deutschland KPMG Vollzeit

    Risikomanager (w/m/d) - Risk & ComplianceWir suchen einen motivierten Werkstudenten (w/m/d) im Bereich Risk & Compliance, der sich für die Sicherung der Existenz von Unternehmen begeistert. Als Risikomanager (w/m/d) - Risk & Compliance bist du hautnah am Puls des spannenden Tagesgeschehens dabei und kannst dein Theoriewissen in der Praxis unter Beweis...

  • Praktikum Risk

    vor 6 Monaten

    Munich, Deutschland KPMG-Germany Vollzeit

    Mit Deinem Praktikum im Bereich Risk & Compliance kannst Du Dein Theoriewissen in der Praxis unter Beweis stellen. Werde bereits im Studium Teil unseres Teams, sammle wertvolle praktische Erfahrungen und wirke bei der Konzeptionierung, Implementierung oder Prüfung von Risiko- oder Compliance Management Systemen mit.Deine Aufgaben Ein Praktikum im Bereich...

  • Associate Gesellschaftsrecht

    vor 5 Monaten

    Munich, Deutschland Mutares Vollzeit

    [] Mutares actively supports and develops its portfolio companies with its own investment and expert teams as well as through strategic add-on acquisitions. The objective is to achieve a significant increase in value with a focus on sustainable growth of the portfolio company. Associate Gesellschaftsrecht & Compliance (m/w/d) Vollzeit...

  • (Junior) Consultant Risk

    vor 6 Monaten

    Munich, Deutschland KPMG-Germany Vollzeit

    Als (Junior) Consultant (w/m/d) Risk & Compliance begleitest Du Unternehmen bei der Konzeption, Implementierung oder Prüfung von Risiko- oder Compliance Management Systemen. Unsere Mandanten und Mandantinnen stehen vor vielfältigen Herausforderungen durch die Digitalisierung von Prozessen, steigende Regulatorik und der damit einhergehenden Notwendigkeit,...