FRA Private Banking Compliance Vice President

vor 1 Monat

Frankfurt, Deutschland JPMorgan Chase & Co. Vollzeit

You will form part of the . Morgan SE Private Bank Compliance team as well as support regional and global compliance initiatives and programs within the Private Bank line of business and within the entity as necessary. The role will include line of business advisory cover for Private Bank personnel in Germany, as well as the central European regulatory framework on branches as it relates to Private Bank activities. The role will also include involvement in work associated with regulatory interaction associated with the Private Bank, the delivery of specific responses to supervisory bodies and involvement of any relevant examination or deep dive activities, notably with the external auditors/regulators.

As a Private Banking Compliance Vice President within the Private Bank Compliance team, you will be having strong interaction with regional teams across the compliance framework, Regulatory Management and advisory teams to support consistency and ensure local considerations are adequately covered. For that you need to possess a strong regulatory and compliance background to advise on core compliance obligations within the European regulatory framework. You will report to the head of . Morgan SE – Luxembourg Branch Private Bank Compliance Advisory.

Job Responsibilities

Provide Compliance advice to support the Private Bank (PB) business in particular but not limited to European Union regulation and banking requirements covering governance, data privacy, outsourcing, ESG, review of new products, product governance, cross border, Insurance, conflicts of interest;  Partner with Regional and Global Compliance to ensure consistency and leverage best practices for the PB business; Keep abreast of regulatory and legislative changes (. MiFID, MAR, SFDR, GDPR etc.,) and provide advice to enable the business to implement changes and operate in a compliant and controlled manner; Review regulations and related regulatory mapping analyses, and work with divisional partners to advise the relevant owners on the development of policies and procedures within the legal entity and across other group legal entities as necessary; Develop close working relationships within the bank and line of business to engender a culture of compliance within the business; Contribute to the performance of Compliance risk assessment, testing and monitoring program, and new business regulatory reviews and where necessary coordinate within the legal entity and across other group legal entities as necessary; Take a supporting role in day-to-day PB communications with regulators, supporting Regulatory Management and when needed act as the lead SME for the PB LOB on relevant external audits, regulatory examinations, reviews, information requests or other specific deliverables;

Required qualifications, capabilities, and skills

University Graduate; Detailed knowledge of products and services in Private Banking; Strong background and experience in a banking or risk management environment, or financial services from a legal or regulatory perspective; Team player with strong communication, interpersonal and influencing skills, ability to establish good partnerships with others parts of a large organization. Self-motivated, positive professional and can-do attitude; Ability to work in a fast-paced environment, demonstrate strong judgement and an ability to think, plan and execute on multiple projects simultaneously in an organized manner, prioritize deliverables, work under pressure and meet tight deadlines; Strong communication skills - German speaker with strong command of English language (both verbal and written).

Preferred qualifications, capabilities, and skills

Strong knowledge of key financial services regulation and EU regulations . MiFID, MAR, SFDR, GDPR and any German specificities. Prudential regulatory experience preferred; Previous experience in dealing with and maintaining relationships with the BaFin, ECB or European or Global regulators within a large and complex financial services firm or experience working at a relevant regulator or auditor; Knowledge of other European languages, aside of English and German.

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