Aktuelle Jobs im Zusammenhang mit Country Compliance Officer - Frankfurt am Main - Citi
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Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Angove Partners Vollzeit**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...
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Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Robert Walters VollzeitJob Opportunity: Compliance Officer (m/f/d)Location:FrankfurtSalary:Competitive and commensurate with experienceKeywords:Collaborative, dependable, supportive leadership, inclusive culture, flexible working, training opportunities, knowledgeable teamA prominent global financial services organisation in Frankfurt is seeking a skilledCompliance Officer...
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Antitrust Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Deutsche Börse Group VollzeitYour area of work:We are looking for an enthusiastic and experienced Compliance Officer to strengthen Deutsche Börse Group Compliance in the field of antitrust compliance. As an Antitrust Compliance Officer, you will be working in a team of compliance and regulatory specialists of Deutsche Börse AG who are mitigating compliance risks by various measures,...
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Antitrust Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Deutsche Börse Group VollzeitYour career at Deutsche Börse GroupYour area of work:We are looking for an enthusiastic and experienced Compliance Officer to strengthen Deutsche Börse Group Compliance in the field of antitrust compliance. As an Antitrust Compliance Officer, you will be working in a team of compliance and regulatory specialists of Deutsche Börse AG who are mitigating...
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WpHG Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland RBC VollzeitJob DescriptionWhat is the opportunity?You will be protecting RBCCM's brand and enable achievement of business goals through an integrated compliance culture and program across the enterprise by:Assisting senior management and businesses in embedding compliance and compliance management in the culture of RBC EG businesses and operations;Aligning regulatory...
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Senior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitAbout the RoleA dynamic financial technology company is seeking a Senior Compliance Officer to join its growing team. This role offers the opportunity to contribute to strategic compliance initiatives and foster a culture of regulatory awareness across the organization.Key ResponsibilitiesMaintain and enhance the company's compliance strategy and...
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Compliance Testing Officer, Equities Icg Cgme
vor 1 Woche
Frankfurt am Main, Deutschland Citi Vollzeit**Job Title: Compliance Testing Officer, Equities ICG CGME - Vice President** **Business: ICRM Compliance Testing** **Division: ICRM** **Officer Title: Vice President** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing...
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Junior Compliance Officer
Vor 5 Tagen
Frankfurt am Main, Deutschland PICTET Vollzeit**Your team**: - Bank Pictet & Cie (Europe) AG (the “Bank”) is seeking to strengthen its European and German Compliance team in Frankfurt am Main with a Junior Compliance Officer (M/F/d). - The Bank operates across Europe, with branches in Luxembourg, Spain, Monaco, France, Italy and the UK. **Your role**: - As a Junior Compliance Officer, you will...
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Junior Compliance Officer
Vor 3 Tagen
Frankfurt am Main, Hessen, Deutschland Pictet Group VollzeitYour teamBank Pictet & Cie (Europe) AG (the "Bank") is seeking to strengthen its European and German Compliance team in Frankfurt am Main with a Junior Compliance Officer (m/f/d).The Bank operates across Europe, with branches in Luxembourg, Spain, Monaco, France, Italy and the UK.Your roleAs a Junior Compliance Officer, you will assist in monitoring and...
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Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitDescription OUR IMPACTOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of...
Country Compliance Officer
vor 3 Wochen
**Responsibilities**: - Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. - Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. - Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure compliance risks are appropriately identified and addressed. - Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries. - Overseeing the monitoring of adherence to Citi's Compliance Risk Policies and relevant procedures and preparation, editing, and maintenance of Compliance program related materials. - Interacting and working with other areas within Citi, as necessary. - Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas. - Additional duties as assigned. - Has the ability to operate with a limited level of direct supervision. - Can exercise independence of judgement and autonomy. - Acts as SME to senior stakeholders and /or other team members. **Qualifications**: - Knowledge of Compliance laws, rules, regulations, risks and typologies - Must be a self-starter, flexible, innovative and adaptive - Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization - Strong written and verbal communication and interpersonal skills - Ability to both work collaboratively and independently; ability to navigate a complex organization - Advanced analytical skills - Ability to both work independently and collaborate with team members - Excellent project management and organizational skills and capability to handle multiple projects at one time - Demonstrated knowledge in area of focus **Education**: - Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus**Job Family Group**: Compliance and Control - **Job Family**: Compliance Risk Management - **Time Type**: Full time - Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. **Accessibility at Citi **. View the " **EEO is the Law** " poster. View the **EEO is the Law Supplement**. View the **EEO Policy Statement**. View the **Pay Transparency Posting
