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vor 2 Wochen
Who we are looking for
We are looking for a Compliance Officer (AVP) who will primarily focus on the oversight of and provide advice and guidance related to the suite of products & services provided by Investment Servicing, Custody, Fund administration and Global Delivery functions of State Street Bank International GmbH.
The role is based in Munich, with hybrid work model.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need reliable and proactive individuals to help navigate products and the organization as a whole and ensure compliance with applicable regulations. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As Compliance Officer, AVP, you will:
- Be a primary provider of compliance advisory to all business units with a focus on Investment Servicing, Custody, Fund administration and Global Delivery.- Support the successful and timely completion of the compliance oversight programs, including the identification and resolution of risks and issues which impact the compliance program delivery, while building strong relationships with compliance and business colleagues.- Independently conduct assigned responsibilities within their section of the overall Compliance function and execute a range of complex tasks and analyses to support the business unit and department goals.- Lead the discussion regarding on-going adjustments to scores of inherent and control risk factors based on micro and macro changes to the business and regulatory environment, including but not limited to regulatory changes, strategic business initiatives and the output of risk mitigation activities.- Participate in the development, implementation, review and revisions of policies and procedures.- Actively participate in the review of new business initiatives, products and services, including Requests for Proposal, new product assessment and marketing materials to ensure regulatory requirements are addressed, as applicable.- Prepare business for and assist with regulatory and third party examinations as well as support interactions with regulators.- Act as SME for the provision of regulatory advice for the product suite of Investment Servicing, Custody and Fund Administration and the marketing thereof across the EU and into overseas jurisdictions.- Provide regulatory support to Compliance network overseas with regard to the impact of EU legislation.- Review and assess the impact of new regulations and work collaboratively with the impacted business to implement necessary changes to comply with them.- Design and deliver compliance training when required.- Design and execute compliance testing reviews to ensure compliance with internal policies and external applicable regulations- Support the Switzerland compliance function in delivering the local compliance program.
What we value
These skills will help you succeed in this role- Ability to make independent decisions, develop creative solutions to problems and manage implementation through to acceptance- Have a strong understanding of policies, procedures and controls- Excellent interpersonal, organizational, communication and team-working skills- Demonstrated ability to work effectively with outside parties at all organizational levels- Strong analytical skills, excellent oral and written communication skills- Attention to detail, project management and organizational skills- Aptitude to work both independently and collaboratively, manage multiple simultaneous tasks in a high-pressure, deadline-driven environment- Previous experience in a compliance advisory function covering custody, fund administration or investment servicing businesses is considered plus.
Education & Preferred Qualifications- Bachelor’s degree, Masters or other advanced degree preferred- 5-10 years’ experience in compliance, legal or internal audit within an international bank- Fluent German and English speaker- Compliance qualifications is considered a plus
We offer- Flexible working time- Work from home days might be possible depending on the role- Depending on legal entity 37,5 or 40 working hours per week- Pension plan offering- Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)- Group accident insurance- Mentoring program- Regular performance reviews and structured performance management- Personal development possibilities and extensive web based training catalogue- Free German and English language classes- Global Inclusion, Global Outreach and Corpo
