Compliance Assistant

Vor 4 Tagen

Frankfurt am Main, Deutschland Saxton Leigh Vollzeit

**THE COMPANY**:
Our client is a successful international bank, with a presence in more than 11 countries with more than 30 overseas branches across the world. They are looking for a Compliance Manager to join their thriving Frankfurt business.

**THE RESPONSIBILITIES**:

- Support the Head of Compliance to comply with the German/European regulatory requirements and the Head Office’s regulations;
- Identify and assess significant legal risks in business departments and document the analysis in the bank’s database ;
- Carry out CDD or EDD procedures on new business relationships or as required;
- Investigate AML/CTF alerts/cases flagged by the Branch’s AML system; release or to further escalate alerted cases to the HEAD OF COMPLIANCE as required;
- Assist the Head of Compliance to prepare Suspicious Activity Report (SAR) for reporting to the supervisory authorities;
- Support the Head of Compliance in respect of suspicious activities reporting when the Head of Compliance is absent;
- Maintenance and regular updating of the indicators in the money laundering monitoring system;
- Conduct periodic risk assessments according to customers’ risk levels;
- Assist the Head of Compliance to monitor and control of all business departments for compliance with money laundering guidelines;
- Prepare related topics of the Compliance meeting and minutes;
- Process and answer of internal bank inquiries regarding money laundering and terrorist financing;
- Conduct GDPR related duties, including vendor assessment, vendor name screening and customer file destruction cooperating with other applicable departments;
- Review and maintain the Polices & Procedures and/or Manuals in the relevant area updated, according to the regulatory and Head Office’s requirements;
- Facilitate the communication between Head of Compliance and the Compliance Division of H.O.;
- Prepare periodical reports to H.O., for example Compliance Monthly Report and Compliance Quarterly Report;
- Arrange the Compliance Quarterly Video Conference with H.O. and assist Head of Compliance to prepare the questions;
- Collect the latest local laws and regulations regarding AML and Compliance and assist Head of Compliance to prepare for the Compliance Training

**EXPERIENCE REQUIRED**:

- Successful completion of degree in Law or / and Compliance related fields;
- At least 1 year of professional experience in compliance, legal in the financial services firm, regulatory organization, or legal/consulting firm, or a combination;
- Compliance professional with a strong personality and excellent communication skills;
- Fluent in German, English and Mandarin;
- Hold valid German long-term residence permit;

For further information please contact Jordan White

**About this role**:
**Location**:
Frankfurt Am Main

**Specialism**:
Compliance

**Salary**:
Up to €56,000 pa

**Type**:
Permanent

**Reference**:
18600

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