Quality Assurance
Vor 5 Tagen
**Who we are looking for**
With immediate effect we are looking for Quality Assurance - Core Compliance, Assistant Vice President, Hybrid in Munich, Germany. This position will directly report to the Head of Core Compliance. The role will support the Executive Management Board of State Street Bank International GmbH (SSBI) and SSBI’s employees in their responsibility to comply with laws and regulations applicable to SSBI’s business activities and functions. The Compliance Department is an independent control function. This position is perfect for an individual who has expertise in compliance functions within the Financial Services sector, who possesses strong attention to regulations and its impact on Financial Institutions. This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.
**Why this role is important to us**
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
**What you will be responsible for**
As Quality Assurance - Core Compliance you will
- Work closely together with the Head of Core Compliance ensuring the execution of the Compliance program fulfils the quality expectations of the Head of Compliance
- Review Compliance Monitoring and Testing Results ensuring the correctness of the content
- Analyze the Monitoring and Testing Results to provide the Head of Compliance with key issues and common themes out of it proposing further actions to be taken by the bank’s management
- Review of executed Monitoring and Testing Activities to ensure amongst other topics that relevant regulations were considered appropriately and respective process chains as well as outsourcing relationships documented in detail
- Analyze the Monitoring and Testing Results as well as other information sources as Internal and External Audit reports, Letters from Regulators and / or Market Events to recognize key issues of the bank and trends which help to form the Compliance Risk Opinion and subsequent consideration in the Compliance program
- Assess the Monitoring and Testing Designs to validate the sufficiency of regulation’s coverage
- Review the web pages of our main regulators to identify guidance / letters / FAQs which the bank might have to consider and prepare respective information for the regulatory forum of the bank
- Screen the news to identify topics of Monitoring and Testing relevance, such as publications on peer’s issues and regulatory actions
- Monitor European Regulator’s guidelines and propose topics for the regulatory forum of the bank
**What we value**
These skills will help you succeed in this role
- Domestic and foreign rulemaking processes
- Financial services organizations and environments.
- Financial services products and services.
- Strong communication skills, both written and verbal.
- Fluency in oral and written English is required, German, a plus
- Project Management / Change Management skills and expertise, a plus
**Education & Preferred Qualifications**
- MA/ MSc/ BA/ BS (or equivalent experience) in Business Administration or Law
- Minimum of 5 years relevant work experience with compliance within the financial services sector, ideally internationally
- Broad knowledge of EU and local regulations across Europe relevant for the fund industry and banks
- Understanding of regulatory environment in Europe and ECB
- Excellent critical thinking skills
- Excellent interpersonal, communication (written and verbal), and presentation skills
- High degree of initiative and strong ability to meet key responsibilities with limited direction and oversight
- Strong relationship building and collaboration skills
- Strong organizational and time management skills
**We offer**
- Flexible working time
- Work from home days might be possible depending on the role
- 37,5 working hours per week
- Pension plan offering
- Wellbeing & health programs (anonymous Employee Assistance Program, PME Family Service, trainings)
- Group accident insurance
- Mentoring program
- Regular performance reviews and structured performance management
- Personal development possibilities and extensive web based training catalogue
- Free German and English language classes
- Global Inclusion, Global Outreach and Corporate Citizenship programs
- Dynamic, diverse, international, and multicultural working environment with English company language
We truly believe in the p
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