Aktuelle Jobs im Zusammenhang mit Compliance Officer - Frankfurt - Gruppe Deutsche Börse
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Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Moody's VollzeitMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...
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Compliance Officer
Vor 4 Tagen
Frankfurt am Main, Deutschland Quipu VollzeitWe are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...
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Compliance Officer
Vor 2 Tagen
Frankfurt Rhine-Main Metropolitan Area, Deutschland ManpowerGroup Vollzeit 1.440.000 € - 1.800.000 € pro JahrUnser Mandant ist ein führendes Investmentunternehmen in der DACH-Region mit Sitz in Frankfurt. Aktuell suchen wir für diesen Kunden einen Compliance Officer (gn) mit Schwerpunkt Kapitalmarkt.Ihre Aufgaben:Regulatorische Überwachung: Sicherstellung der Einhaltung von MiFID II, MAR, WpHG und internen Richtlinien.Beratung und Prozessgestaltung: ...
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Chief Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Broadgate VollzeitChief Compliance Officer Location: Germany Sector: Investment Solutions Overview Lead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure. Key Responsibilities Act as main contact for BaFin and...
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Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Saxton Leigh Vollzeit**THE COMPANY**: Our client is an international commercial bank, with assets of over $20 billion. They are looking for a Compliance Officer for their branch in Frankfurt. **THE RESPONSIBILITIES**: - Ensuring compliance with the regulations specified by BaFin - Initiating the development and adaptation of the necessary activities as well as monitoring...
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Compliance Officer
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Von Poll Vollzeit 40.000 € - 60.000 € pro JahrCompliance Officer (w/m/d)in Frankfurt am Main - WestendIhre AufgabenDu arbeitest in einem Team an forensischen Sonderuntersuchungen zur Aufklärung wirtschaftskrimineller Sachverhalte – mit Fokus auf Betrug, Untreue, Korruption sowie Datenmanipulation und Verstöße gegen das GeschGehG (Gesetz zum Schutz von Geschäftsgeheimnissen).Forensische Auswertung...
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Chief Compliance Officer
vor 2 Wochen
Frankfurt, Deutschland Broadgate VollzeitChief Compliance OfficerLocation: GermanySector: Investment SolutionsOverviewLead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.Key ResponsibilitiesAct as main contact for BaFin and manage all...
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Junior Compliance Officer
vor 2 Wochen
Frankfurt am Main, Deutschland Saxton Leigh Vollzeit**THE COMPANY**: Our client is one of the worlds most recognisable brokerages. The work on behalf of hedge funds, asset managers and pension funds to name just a few. They are looking for a Junior Compliance Officer to join their office based in Frankfurt where they will gain broad experience and exposure to senior management from day one. **THE...
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Compliance Officer
Vor 2 Tagen
Frankfurt am Main, Deutschland Deutsche Börse Vollzeit**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...
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Senior Compliance Advisory Officer
Vor 2 Tagen
Frankfurt am Main, Deutschland Apollo Solutions VollzeitA prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. Some of your tasks will be: - Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental...
Compliance Officer
vor 2 Wochen
Your area of work: As an experienced legal professional in the field of international sanctions, you will play a key role within the Compliance function of Deutsche Börse Group (DBG). You will work closely with business units and control functions to ensure adherence to national and international sanctions regulations. Acting as a legal expert, you will provide guidance on complex sanctions-related matters, contribute to the development of Group-wide policies, and support the implementation of effective compliance frameworks to mitigate legal and reputational risks. Your responsibilities: Legal analysis and interpretation of sanction regimes (e.g. EU regulations, US Executive Orders) and their impact on DBG´s legal entities Supporting the development and implementation of Group wide sanctions policies and procedures Advising business units across DBG on (legal) risks associated with financial sanctions Providing legal opinions on sanctions-related issues Perform monitoring and sanctions alert handling activities to identify and prevent misconduct with sanctions and embargoes Provide training for dedicated target groups on specific sanctions topics Your profile: Fully qualified lawyer with excellent academic credentials In depth knowledge of international sanctions regimes and their legal implementation Minimum of 4 years of professional experience in the financial industry, law firm or similar compliance function Solid understanding of financial market infrastructure and financial products Strong analytical skills and the ability to communicate complex legal matters clearly and effectively High level of initiative, integrity and accountability Strong interpersonal and communication skills Very good knowledge of German and English, both written and spoken Collaborative mindset Why Deutsche Börse Group? We are committed to providing a work environment where everyone feels welcome and can reach their full potential. Our standards go far beyond simply matching candidates with the right position. Mobility We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities. Work environment Collaboration, communication, or deep focus – in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included. Health and wellbeing We care for your health and wellbeing and besides various health promotion measures we offer you a group accident insurance and additional insurance offers at discounted rates. Financial stability We provide financial stability by offering attractive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies and discounts. Hybrid work Collaborate and exchange on-site or work remotely several days a week in line with business needs and local regulations. Our hybrid working model combines the best of both worlds. Flexible working hours We want your job to fit your life situation and offer flexible working time models, childcare allowance, or the possibility to study alongside your job. Internationality Our market infrastructures are globally connected. Working with us means collaborating with like-minded colleagues across over 60 locations from more than 100 nations. Development We promote individual development by offering internal development programmes, mentoring, further education and training budgets.
