Chief Compliance Officer

vor 1 Woche

Frankfurt, Deutschland Broadgate Vollzeit

Chief Compliance OfficerLocation: GermanySector: Investment SolutionsOverviewLead the compliance function for an investment firm in Germany. Full ownership of regulatory strategy, BaFin interactions, and the firm’s compliance framework. High visibility, direct impact, and Board-level exposure.Key ResponsibilitiesAct as main contact for BaFin and manage all regulatory interactions.Oversee AIFMD, MiFID II, AML/CFT, ESG/SFDR compliance.Own the Compliance Monitoring Plan, policies, and procedures.Lead regulatory change management and governance.Advise senior management and drive a strong compliance culture.Manage and develop the compliance team as the business grows.Requirements6–10+ years in compliance within investment/asset management or a regulated financial entity.Strong BaFin knowledge and understanding of EU regulations.Experience leading a compliance function or acting as Deputy/Head of Compliance.Fluent English required; German strongly preferred.

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