Senior Market Infrastructure Regulations Specialist
vor 4 Wochen
About the Role
Pictet, a leading independent wealth and asset manager, is seeking a Senior Market Infrastructure Regulations Specialist to strengthen its regulatory compliance expertise. This is a unique opportunity to join a prestigious firm at an exciting time and contribute to the development of a Pan-European Risk & Compliance Department.
The successful candidate will act as a Senior Subject Matter Expert (SME), ensuring compliance with EU/UK Market Infrastructure (MI) regulations on securities and derivatives within Pictet's European Bank and its branches. The role will involve supporting the implementation of MI regulations, setting up front-to-back transactional flows and processes, and managing MI policies and directives.
Key Responsibilities
- Support the front line and operations in implementing MI regulations and activities
- Act as SME for the first line and second line in implementing the appropriate control framework
- Manage and oversee MI policies and directives, initiate thematic reviews, and participate in relevant committees
- Translate market infrastructure regulatory requirements into actionable implementation plans
- Be the point of contact for all exchanges concerning MI topics with relevant NCAs and auditors
- Perform regulatory watch and impact analysis stemming from EU regulatory requirements
- Participate in professional associations to keep up to date on industry trends and best practices
Requirements
- University degree in Finance, Economics, and/or Risk Management or similar
- Minimum of ten years' experience in banking or the finance industry, preferably involved in MI regulatory compliance topics or projects
- Prior experience in dealing with EU regulators/authorities, specifically strong knowledge of BaFin's expectations related to MI requirements
- Strong communication skills, ability to communicate efficiently and professionally with peers and external stakeholders
- A team player with a positive approach and a strong culture of risk management
- Excellent MS Office skills
- Fluency in German and/or English, French would be a plus
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Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitJob Description:As a Senior Market Infrastructure Regulations Specialist at Pictet & Cie, you will play a crucial role in ensuring the bank's compliance with EU/UK Market Infrastructure regulations. Your expertise will be essential in implementing and maintaining regulatory frameworks, ensuring that our European Bank Pictet & Cie Europe AG and its branches...
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