Fund Compliance Officer

vor 4 Wochen


Ralingen, Rheinland-Pfalz, Deutschland BDO Luxembourg Vollzeit

BDO Luxembourg is seeking a highly skilled Fund Compliance Officer to join our team. As a Fund Compliance Officer, you will be responsible for ensuring the compliance of our investment funds with regulatory requirements.

Key responsibilities include:

  • Reviewing due diligence of new client structures on-boarding and requests from the Transfer Agent for due diligence on investors;
  • Managing the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy;
  • Screening clients, investors, and related parties against sanction lists and PEP lists;
  • Reviewing Transaction Monitoring reports from the Transfer Agent;
  • Annual review of PEP register and High-Risk clients and investors;
  • Following up on queries from Client Relationship Managers;
  • Reviewing account opening documentation and system update of Client details;
  • Supporting the Compliance Director in the Internal Audit, External Audit process due diligence requests;
  • Liaising with first line of defense, attending meetings, and performing due diligences;
  • Responding promptly to client problems/queries on business as usual and requests while ensuring accuracy, timeliness, and quality of client reports.

Requirements:

  • Bachelor - Master degree in finance or law;
  • At least 2 years of experience in fund compliance in Luxembourg;
  • Knowledge of the AIFMD and CSSF Circulars related to compliance;
  • Fluency in French and English.

BDO Luxembourg offers a dynamic and multicultural work environment with opportunities for career development and continuous learning. We provide a competitive salary, benefits, and a range of perks, including a 13th month, performance bonus, pension plan, car leasing scheme, mobility budget, lunch vouchers, extra days of annual leave, flexible hours, homeworking, parking access, canteen on site, free access to our fitness room, and company mobile phone and laptop.



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