Market Infrastructure Regulations Specialist for Risk and Compliance
Vor 6 Tagen
We are seeking a seasoned Senior Market Infrastructure Regulations Specialist to join our team at Pictet & Cie Europe AG in Frankfurt, Germany.
About the RoleThis is an exciting opportunity to strengthen our market infrastructure expertise for regulatory compliance. As a key member of our pan-European Risk & Compliance department, you will act as a Subject Matter Expert (SME) ensuring compliance with relevant EU/UK Market Infrastructure regulations. Your role will involve working closely with our front line and operations teams to implement activities and processes in line with MI regulations.
Responsibilities- Support the implementation of MI regulations across all aspects of our business, including front-to-back transactional flows, client onboarding, and risk mitigation.
- Act as SME for first-line and second-line functions, providing guidance on control framework implementation and regulatory reporting.
- Manage and oversee MI policies and directives, initiating thematic reviews to ensure compliance and participating in relevant committees.
- Translate market infrastructure regulatory requirements into actionable implementation plans, considering best market practices.
- Serve as a point of contact for exchanges regarding MI topics with relevant NCAs (BaFin, FCA, and CSSF) and auditors.
To succeed in this role, you will need:
- A university degree in Finance, Economics, or Risk Management, or a related field.
- At least ten years' experience in banking or the finance industry, preferably in MI regulatory compliance topics or projects.
- Prior experience dealing with EU regulators/authorities, specifically strong knowledge of BaFin's expectations related to MI requirements.
- Strong communication skills, with the ability to communicate efficiently and professionally with peers and external stakeholders.
- A team player with a positive approach and a strong culture of risk management, who is flexible and able to cope with stress and manage priorities.
We offer a competitive salary package, estimated at €120,000 - €180,000 per year, depending on experience, plus benefits and opportunities for professional growth and development.
If you are a skilled professional looking to make a meaningful contribution to our team, please submit your application.
-
Senior Market Infrastructure Specialist
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitThe Pictet & Cie Group is seeking a Senior Market Infrastructure Specialist to strengthen market expertise and ensure regulatory compliance.About the RoleAs a Senior Market Infrastructure Specialist, you will act as a Subject Matter Expert (SME) to ensure compliance with relevant EU/UK Market Infrastructure regulations. You will support the implementation of...
-
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitJob SummaryWe are seeking an experienced Compliance Manager to join our team in Frankfurt, Germany. As a key member of our European Compliance & Anti Financial Crime function, you will be responsible for supporting the development of compliance policies and procedures, preparing regulatory responses, and participating in audits and risk management...
-
Frankfurt am Main, Hessen, Deutschland Pictet VollzeitOverviewPictet, a leading independent wealth and asset manager, is seeking an experienced Regulatory Compliance Expert to strengthen market infrastructure expertise.
-
Compliance Risk Manager for Pharmaceutical Industry
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland STADA Arzneimittel AG VollzeitAbout STADA Arzneimittel AGSTADA is a leading international pharmaceutical company that operates in over 30 countries worldwide. Our mission is to improve the health of people worldwide by providing high-quality medicines and healthcare solutions.Job DescriptionWe are currently seeking a Senior Manager Healthcare Compliance (f/m/d) to join our Corporate...
-
Market Risk Compliance Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland BANKING CONSULT Executive Search VollzeitJob DescriptionWe are seeking a highly skilled KYC Analyst to join our team in Frankfurt am Main or Düsseldorf. As a KYC Analyst, you will play a critical role in ensuring the integrity of our client onboarding process and compliance with regulatory requirements.Key Responsibilities:Conduct thorough customer due diligence and onboard new clients in...
-
Chief Compliance and Risk Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Raisin VollzeitAbout the RoleThis is a hybrid responsibility role that combines Business Audits and IT Audits, requiring a professional with expertise in both areas.ResponsibilitiesAudit Execution: Conduct audits as per the annual plan, focusing on compliance with regulations and frameworks.Compliance and Risk Assessment: Evaluate the adequacy and effectiveness of...
-
GxP Validation Expert for Life Science
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Global Market Solutions GmbH VollzeitGlobal Market Solutions GmbH is seeking a highly skilled GxP Validation Expert to join our team in Frankfurt, Rhine-Main Area. As a key member of our Life Science division, you will play a critical role in ensuring the quality and compliance of our clients' regulated environments.About the RoleThis is an exciting opportunity for a seasoned validation...
-
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitJob SummaryWe are seeking a seasoned Compliance Expert to join our team at Selby Jennings in Frankfurt. As Senior Compliance Manager, you will be responsible for ensuring regulatory adherence, designing compliance policies, and monitoring performance.This is a fantastic opportunity to leverage your expertise in risk management and regulatory compliance to...
-
Senior Environmental Compliance Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Silverback Staffing Limited VollzeitSilverback Staffing Limited is seeking a highly skilled and experienced Senior Environmental Compliance Specialist to join our team in Frankfurt, Germany. The successful candidate will have a proven track record of ensuring compliance with local EHS regulations and company policies.Key Responsibilities:Develop and implement comprehensive EHS programs and...
-
Compliance Risk Manager
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitJob OverviewWe are seeking a highly experienced Compliance Risk Manager to join our team at Société Générale Assurances in Frankfurt.About the RoleThe Compliance Risk Manager will be responsible for implementing and maintaining an effective compliance framework within their perimeter, ensuring that local regulations are complied with in addition to Group...
-
Financial Risk Analyst Intern
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Deutsche Börse AG VollzeitAbout Deutsche Börse AGWe are a leading global exchange organization, dedicated to providing innovative infrastructure solutions for the capital markets. Our mission is to enable our customers to achieve their financial goals through secure, efficient, and transparent trading environments.Job Description:The successful candidate will be responsible for...
-
Senior GMP Compliance Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland ARCONDIS VollzeitJob DescriptionWe are seeking a highly skilled Senior GMP Compliance Specialist to join our team at ARCONDIS.Company OverviewARCONDIS is a leading company in the field of pharmaceuticals and medical devices, committed to delivering high-quality products and services. We are a dynamic and innovative organization that values teamwork, creativity, and...
-
Compliance Risk Manager
vor 4 Wochen
Frankfurt am Main, Hessen, Deutschland Emma VollzeitCompany OverviewEmma – The Sleep Company, world's largest D2C sleep brand, is driving growth and pushing sleep industry boundaries. We're a highly ambitious team that sets goals, values impact, and drives innovation.Job SummaryWe are seeking an experienced Compliance Risk Manager to join our cross-functional team. As a key member of our compliance...
-
Senior Financial Crime Compliance Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitHirschman Associates is a leading financial institution with a global presence and a reputation for excellence in banking services.With a commitment to innovation and growth, we combine deep-rooted tradition with a forward-looking approach, offering top-tier financial services. We are seeking a Senior Financial Crime Compliance Specialist (Vice President) to...
-
Senior Electrical Infrastructure Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Technical Global Solutions VollzeitJob DescriptionAbout the Role:We are seeking an experienced Senior Electrical Infrastructure Specialist to provide engineering support for monitoring planned servicing and corrective maintenance on a range of critical data centre infrastructure and associated equipment.Main Responsibilities:Manage routine plant inspections, act as a first-line response and...
-
Senior Risk Management Professional
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Australia and New Zealand Banking Group Limited (ANZ) VollzeitAt Australia and New Zealand Banking Group Limited (ANZ), we're shaping a world where people and communities thrive. Our Institutional bank helps our largest customers move trade and capital around the region, providing our people with great opportunities to build their technical expertise and their careers.">We're seeking a highly skilled Senior Risk...
-
IT Risk Management Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Deutsche Börse AG VollzeitCompany Overview:We are Deutsche Börse AG, a leading provider of financial markets infrastructure and a significant player in the global exchange business.Salary:The estimated annual salary for this position is €80,000 - €110,000 depending on experience.Job Description:This role involves planning and executing risk-oriented IT audits to ensure...
-
Market Infrastructure Regulatory Expert
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland Pictet & Cie VollzeitCompany OverviewBanque Pictet & Cie (Europe) AG, a leading independent wealth and asset manager, is seeking an experienced Market Infrastructure Regulatory Expert to strengthen its regulatory compliance capabilities.
-
Risk Management Specialist
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Michael Page VollzeitJob DescriptionAs a Risk Management Specialist, you will be responsible for managing all internal and external outsourcing activities for the Frankfurt subsidiary. This involves ensuring ongoing compliance with service level agreements and maintaining effective relationships with stakeholders.About the RoleWe are looking for a seasoned professional who can...
-
Capital Markets Sales Specialist
Vor 6 Tagen
Frankfurt am Main, Hessen, Deutschland DZ BANK AG VollzeitJob OverviewWe are seeking a highly skilled Capital Markets Sales Specialist to join our team in Scandinavia. As a key member of our sales team, you will be responsible for distributing approved capital markets products to institutional clients in the region.About YouYou hold a Bachelor's Degree in Business or Finance, or equivalent qualifications.You have...