Senior Compliance Manager

vor 2 Monaten

Frankfurt am Main, Deutschland Selby Jennings Vollzeit

Role: Senior Compliance Manager

Location: Frankfurt

Salary: Competitive and Candidate Dependent

We are partnered with a renowned global universal bank that offers a wide variety of financial services, including consumer banking, business solutions, and wealth management.

The Role

  • Assist the Team Lead Compliance and Management Board in ensuring adherence to relevant regulatory requirements and internal guidelines.
  • Design, draft, and implement essential compliance policies, procedures, systems, and controls.
  • Stay informed of regulatory developments and provide guidance, advice, and recommendations to Business Unit stakeholders.
  • Evaluate and oversee compliance with established policies and procedures, including the management of any exceptions.
  • Monitor, assess, and report on compliance performance to identify areas for improvement or corrective actions.
  • Create annual reports and provide key management information on significant compliance issues.
  • Manage the complaints process and use feedback as part of overall compliance monitoring activities.
  • Deliver regular compliance training and awareness programs to staff.
  • Cultivate a strong risk-aware culture with a focus on initiatives that strengthen the control environment.

The Candidate

  • Minimum of 5 years' experience in a similar legal or compliance role, experienced in MaComp & MaRisk.
  • Solid understanding of German and EU conduct and prudential regulations.
  • Proficiency in German and a strong command of English.
  • Excellent communication skills for engaging with both internal and external stakeholders.
  • Ability to exercise sound judgment and make decisions that align with the business's strategic goals while maintaining a strong focus on compliance.
  • Demonstrates the highest standards of personal integrity and ethical behavior.

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