Head of Legal and Compliance

Vor 3 Tagen


Frankfurt am Main, Deutschland Eton Clarke Vollzeit

**Key Responsibilities**:

- Act as Head of Compliance at DCMD including staff management for Compliance
- Manage and represent the Compliance, AML, CTF and Anti-Fraud as well as MaRisk Compliance functions and liaise with senior management, Front Office as well as support and control functions of the Business.

**Compliance / AML & CTF Function**:

- Oversight of the Compliance Monitoring Programme
- Conducting AML, CTF and Anti-Fraud Risk Analysis in his role as MLRO
- Conducting Compliance (WpHG) Risk Analysis in his role as Compliance Officer
- Provide Annual Compliance Officer Report to Management as defined in BT 1.2.2 MaComp
- Provide Annual MaRisk Compliance Officer Report to Management as defined in AT 4.4.2 MaRisk
- Provide annual AML, CTF and Anti-Fraud Report to Management incl. Report on 2LoD controls

Compulsory requirements:

- Native German speaker.
- Experienced within the Capital Markets space.
- Experienced with Anti Money Laundering.


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