Head of Legal and Compliance
Vor 3 Tagen
**Key Responsibilities**:
- Act as Head of Compliance at DCMD including staff management for Compliance
- Manage and represent the Compliance, AML, CTF and Anti-Fraud as well as MaRisk Compliance functions and liaise with senior management, Front Office as well as support and control functions of the Business.
**Compliance / AML & CTF Function**:
- Oversight of the Compliance Monitoring Programme
- Conducting AML, CTF and Anti-Fraud Risk Analysis in his role as MLRO
- Conducting Compliance (WpHG) Risk Analysis in his role as Compliance Officer
- Provide Annual Compliance Officer Report to Management as defined in BT 1.2.2 MaComp
- Provide Annual MaRisk Compliance Officer Report to Management as defined in AT 4.4.2 MaRisk
- Provide annual AML, CTF and Anti-Fraud Report to Management incl. Report on 2LoD controls
Compulsory requirements:
- Native German speaker.
- Experienced within the Capital Markets space.
- Experienced with Anti Money Laundering.
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