Lead Principal Auditor

vor 2 Wochen

Frankfurt am Main, Deutschland Deutsche Bank Vollzeit

Group Audit is a professional, business focused, proactive risk-based global audit function that operates with openness, integrity, and independence, in order to examine, evaluate, and report objectively on the adequacy of both the design and operating effectiveness of the systems of internal control and the effectiveness of risk management and governance processes. As part of Group Audit, the Group Audit Anti-Financial Crime team is responsible for assessing the Deutsche Bank control environment related to primarily
- the prevention of Money Laundering (AML)
- adherence to Sanctions and Embargoes, as well as
- over-arching prevention of internal and external fraud

As such, the team works in a cooperative manner with other Group Audit teams, as well as our stakeholders in Deutsche Bank Group’s Anti Financial Crime function in Germany and Luxembourg.

**Key Responsibilities**
- The Lead Principal Auditor leads or participates independently in audits of a specific area in accordance with the Audit methodology. He or she evaluates the adequacy and effectiveness of internal controls, as well as adherence to relevant regulation - like e.g. EU / US / UK Sanctions, or the German Geldwäschegesetz (GwG). In addition, the Lead Principal Auditor may occasionally lead or participate in ad hoc projects and special investigations.
- The Lead Principal Auditor uses a range of sources and methods to obtain knowledge and applies judgment based on sound business knowledge of day-to-day audit work; this includes conducting regular business monitoring and risk assessments, identifying and assessing key risks and designing testing to assess the design and operating effectiveness of the key controls in place to mitigate risk. The Lead Principal Auditor needs a good understanding of AFC-related requirements, and industry standards. He / she needs to continuously develop relevant expertise.
- The Lead Principal Auditor will proactively develop and maintain professional consultative working relationships with the audit team, with internal stakeholders, clients and respective support areas and must use a range of approaches to collect relevant and readily available information to assess risk, resolve issues or carry out tasks.

**Skills & Qualifications**
- Master Degree (or equivalent) from an accredited college or university (or equivalent) or equivalent work experience; professional/industry recognised qualifications, e.g. ACAMS
- Knowledge of the regulatory environment specific to Anti-Financial Crime (Anti Money Laundering, Sanctions / Embargoes, Fraud Prevention).
- Experience in the delivery of audit-related assignments (ideally in complex financial services environment) and/or a role in an Anti-Financial Crime function
- Ideally data management and/or analysis/review of processes and project management
- Strong communication skills in English and -preferably
- German, communicating with clarity, both orally and in writing, in a logical order and structured approach as well as strong relationship management, analytical, problem solving, communication, influencing, planning and presentation skills

**Was wir Ihnen bieten**:
Bitte beachten Sie, dass dies von Standort zu Standort geringfügig variieren kann.

Bei Fragen zum Rekrutierungsprozess steht Ihnen Ulrike Riederich gerne zur Verfügung.

Kontakt: Ulrike Riederich (+(49)151 - 74636813)

............................................................................................................

Group Audit ist ein professionelles, kunden
- und risikoorientiertes Revisionsteam. Wir arbeiten offen, integer und unabhängig daran, die Wirksamkeit der bankinternen Kontrollen, der Governance und der Mechanismen des Risikomanagements zu überprüfen und erstatten Bericht über unsere Ergebnisse. Als Teil dieser Funktion deckt Group Audit Financial Crime vor allem die folgenden Themenbereiche ab:

- Verhinderung von Geldwäsche
- Einhaltung von Sanktionen und Embargos
- übergreifende Prozesse zu Verhinderung von internem und externem Betrug.

Um diese Aufgaben zu erfüllen, arbeitet das Team eng und kooperativ mit anderen Group Audit Teams, aber auch unseren Ansprechpartnern in der AFC-Funktion der Bank in Deutschland und Luxemburg zusammen.

**Key Responsibilities**
- Der Lead Principal Auditor (M/F/x) übernimmt selbständig Aufgaben im Rahmen der Teilnahme an Prüfungen oder leitet Prüfungen von vorgegebenen Themen unter Einhaltung der methodischen Vorgaben von Group Audit. Er oder sie bewertet die Wirksamkeit interner Kontrollen, und die Einhaltung von regulatorischen Vorgaben wie z.B. von EU / US / UK Sanktionen, oder des deutschen Geldwäschegesetzes (GwG).
- Ergänzend dazu kann der Lead Principal Auditor (M/F/x) auch an ad hoc nötigen Revisionsprojekten oder Sonderuntersuchungen teilnehmen.
- Der Lead Principal Auditor (M/F/x) setzt eine Reihe von Quellen und Methoden ein, um die ihm übertragenen Themen zu verstehen und zu bewerten. Dabei spielt auch die Anwendung

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