Business Compliance Officer

**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...

A prestigious and long-standing private bank is looking for an experienced Compliance Advisory Manager/Officer to join a growing compliance function and provide advice to their investment banking arm. Some of your tasks will be: - Providing advice and regulatory guidance to the investment banking business, specifically the Investment Banking Continental...

**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for...

Our client is a well-known Global Asset Manager with a long term presence in European markets with their lead MiFID entity based in Germany. They are seeking a new Compliance Officer and MLRO to be based in Frankfurt to have oversight of all Compliance matters relating to the German business as well as two other EU branches. **Responsibilities**: - Act as...

**Tasks**: - Primary compliance reviewer and approver of financial promotional and marketing materials in Europe (mainly) and, to a lesser extent, globally. - Communicate content issues and required revisions in a respectful and succinct manner; explain the regulatory rationale for the changes; and propose creative options to achieve content compliance. -...

Your tasks Wir suchen Sie für unseren Bereich Group Compliance. Die Funktion kann an den Standorten Hannover und Frankfurt besetzt werden. Zu Ihren Aufgaben gehören folgende Tätigkeiten: - Unterstützung des Teams Compliance Corporate bei der Geschäftspartner Due Diligence, als Schnittstelle zwischen zentralen Compliance-Funktionen und Regionen -...

As a Deputy Compliance Officer at Michael Page Germany, you will play a vital role in ensuring our client's compliance with regulatory requirements and internal policies. This exciting opportunity is perfect for an experienced professional looking to drive business growth while maintaining the highest standards of compliance.About the RoleWe are seeking a...

**Business Compliance Officer (m/w/d)** **Mit Schwerpunkt Capital Market für unsere Zentrale in Frankfurt am Main **Nutzen Sie Ihre Chance in unserem Unternehmen, das seine zukunftsorientierte Nachhaltigkeitsstrategie mit Stabilität und sicheren Arbeitsplätzen verbindet. Profitieren Sie von attraktiven Perspektiven dank unserer Unternehmenskultur, die...

**THE COMPANY**: Our client is multinational Corporate and Retail Banking company. They are looking for an AML Compliance Officer to join their team in Frankfurt. **THE RESPONSIBILITIES**: - Have a good understanding of: the relevant German Banking Act, MaRisk, German Anti-Money Laundering Act/Anti - Money Laundering legislation and fraud prevention,...

Compliance Officer (m/w/d) Kapitalmarkt-Compliance - Frankfurt - Corporate Functions - Vollzeit - unbefristet CHALLENGE YOURSELF: Du möchtest deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist du bei uns richtig! Hauck Aufhäuser Lampe ist eine innovative und unabhängige Privatbank, die auf eine über 226-jährige...

**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

*English version below* _ **Über den Bereich** Die Compliance-Abteilung ist eine unabhängige Kontrollfunktion, die die Einhaltung von Gesetzen, Regeln und Vorschriften durchsetzt und eine Kultur der Rechtstreue und ethisch verantwortungsvollen Verhaltens fördert. Die für die Privatkundenbank zuständigen Compliance Bereiche (PB Compliance) beraten,...

We are looking for a Compliance Officer to join our team in FRANKFURT. **What we expect from you**: **Experience**: - Experience in compliance, risk or audit, preferably in a technology environment - Experience in working with geographically distributed and remote team members - University degree in Law, Risk Management, Compliance, Computer Science, or a...

**Compliance Officer - Surveillance** **Frankfurt** As a Barclays Compliance Officer, you will join our German Compliance team, focusing on the Surveillance programme for EME and associated legal and regulatory requirements, firm policies and industry best practices. This is an exciting opportunity to join a knowledgeable team, where you will be working...

CHALLENGE YOURSELF: Du möchtest deine persönliche Entwicklung und berufliche Laufbahn aktiv mitgestalten? Dann bist du bei uns richtig! Hauck Aufhäuser Lampe ist eine innovative und unabhängige Privatbank, die auf eine über 226-jährige Tradition zurückblickt. An unseren Standorten in Deutschland, Luxemburg, Großbritannien und Irland wirken wir mit...

SENIOR COMPLIANCE OFFICERIndustry: Financial Services, BankingReports to: Lead Compliance Officer and Management BoardLanguages: Full Professional German and EnglishLocation: FrankfurtRESPONSIBILITIESEnsure Compliance: Oversee adherence to internal policies and ensure full compliance with applicable regulations across the organization.Optimize Controls:...

**Title**:Business Development Officer **Location**: Frankfurt am Main (on-site) **Salary**: Depending on experience We are currently recruiting for a Business Development Officer to join our office in Frankfurt am Main. This role will require an individual who will proactively engage and convert hot new business leads. They will conduct quality customer...

**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...

**Title**:Business Development Officer **Location**: Frankfurt am Main (remote - based in Germany) **Salary**: Depending on experience We are currently recruiting for a **German Speaking Business Development Officer** to join our Business Development team. This role will require an individual who will proactively engage and convert hot new business...