Aktuelle Jobs im Zusammenhang mit Compliance & Controls Officer Dbag (F/m/d) - Frankfurt am Main - Deutsche Börse
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Compliance & Controls Officer Dbag - Regulatory
vor 4 Monaten
Frankfurt am Main, Deutschland Deutsche Börse Vollzeit**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...
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Internal Control Expert
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Regulatory Control Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitJobbeschreibung Wir suchen einen Regulatory Control Officer, der sich auf die Verwaltung von regulatorischen Anforderungen in der Finanzindustrie spezialisiert hat. Verantwortlichkeiten Durchführung von regelmäßigen Kontrollen zur Bargeldeinzahlung, zu ruhenden Konten, Systemeingaben, etc. Unterstützung des KWG...
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Regulatory Control Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Société Générale Assurances VollzeitJobbeschreibung Wir suchen einen Regulatory Control Officer, der sich auf die Verwaltung von regulatorischen Anforderungen in der Finanzindustrie spezialisiert hat. Verantwortlichkeiten Durchführung von regelmäßigen Kontrollen zur Bargeldeinzahlung, zu ruhenden Konten, Systemeingaben, etc. Unterstützung des KWG...
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Frankfurt am Main, Hessen, Deutschland 0010 Deutsche Bank Aktiengesellschaft VollzeitJobbeschreibung Wir suchen einen erfahrenen Compliance Officer für unser Corporate Bank, Investment Bank & Capital Release Unit Team in Deutschland. Als Teil des Chief Administrative Office (Controls Testing & Assurance) sind wir eine unabhängige und organisatorisch eigenständige Einheit mit unmittelbarer Berichtslinie an den Konzernvorstand. Wir...
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Frankfurt am Main, Hessen, Deutschland 0010 Deutsche Bank Aktiengesellschaft VollzeitJobbeschreibung Wir suchen einen erfahrenen Compliance Officer für unser Corporate Bank, Investment Bank & Capital Release Unit Team in Deutschland. Als Teil des Chief Administrative Office (Controls Testing & Assurance) sind wir eine unabhängige und organisatorisch eigenständige Einheit mit unmittelbarer Berichtslinie an den Konzernvorstand. Wir...
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Regulatory Notifications Compliance Officer
vor 3 Monaten
Frankfurt am Main, Deutschland Deutsche Börse Vollzeit**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...
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Compliance Officer
vor 3 Monaten
Frankfurt am Main, Deutschland Deutsche Börse Vollzeit**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...
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IT Compliance Officer
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Clearstream Banking AG VollzeitAbout the RoleThe Compliance function at Clearstream Banking AG works closely with individual business areas and control functions to ensure compliance with national and international laws and regulations. As an IT-Compliance Officer, you will advise the IT organisation on compliance requirements and check respective controls have been adequately designed...
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IT Compliance Officer
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Clearstream Banking AG VollzeitAbout the RoleThe Compliance function at Clearstream Banking AG works closely with individual business areas and control functions to ensure compliance with national and international laws and regulations. As an IT-Compliance Officer, you will advise the IT organisation on compliance requirements and check respective controls have been adequately designed...
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IT Compliance Officer
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Clearstream Banking AG VollzeitAbout the RoleWe are seeking a highly skilled IT Compliance Officer to join our team at Clearstream Banking AG. As an IT Compliance Officer, you will play a critical role in ensuring that our organization achieves its compliance goals and reduces compliance risk.Key ResponsibilitiesAdvise the IT organization on compliance requirements and ensure that...
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IT Compliance Officer
Vor 7 Tagen
Frankfurt am Main, Hessen, Deutschland Clearstream Banking AG VollzeitAbout the RoleWe are seeking a highly skilled IT Compliance Officer to join our team at Clearstream Banking AG. As an IT Compliance Officer, you will play a critical role in ensuring that our organization achieves its compliance goals and reduces compliance risk.Key ResponsibilitiesAdvise the IT organization on compliance requirements and ensure that...
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Compliance Officer
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, we strive to prevent, detect, and mitigate compliance, regulatory, and reputational risk across the firm. Our Compliance division plays a crucial role in strengthening the firm's culture of compliance by implementing an enterprise-wide compliance risk management program. As an independent control function, Compliance assesses the...
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Compliance Officer
vor 10 Stunden
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, we strive to prevent, detect, and mitigate compliance, regulatory, and reputational risk across the firm. Our Compliance division plays a crucial role in strengthening the firm's culture of compliance by implementing an enterprise-wide compliance risk management program. As an independent control function, Compliance assesses the...
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Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitAbout the RoleThe Compliance Officer will be responsible for maintaining the Compliance program for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in ensuring the Compliance function tasks are executed as required by MaComp and MaRisk.Key ResponsibilitiesManage Compliance input for regular...
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Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitAbout the RoleThe Compliance Officer will be responsible for maintaining the Compliance program for Goldman Sachs Bank Europe SE (GSBE) and its European branches. This role will support the Chief Compliance Officer in ensuring the Compliance function tasks are executed as required by MaComp and MaRisk.Key ResponsibilitiesManage Compliance input for regular...
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Vie Compliance Control
vor 3 Monaten
Frankfurt am Main, Deutschland BNP Paribas VollzeitVIE COMPLIANCE CONTROL & RISK MANAGEMENT - FRANCFORT, H/F (NUMÉRO DE L'EMPLOI : !V_CONF_0081) **VIE Compliance Control & Risk Management - Francfort, H/F** ***Concrètement, votre quotidien** **Dans le cadre de votre mission, vous**: Effectuez des contrôles au regard du Plan de Contrôle de Surveillance Groupe qui comprend l'exécution des contrôles en...
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Compliance Officer
vor 1 Tag
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, we are committed to preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our Compliance division plays a critical role in strengthening the firm's culture of compliance by assessing risk, monitoring regulatory requirements, and designing controls to ensure adherence to laws and...
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Compliance Officer
vor 1 Tag
Frankfurt am Main, Hessen, Deutschland Goldman Sachs VollzeitOur ImpactAt Goldman Sachs, we are committed to preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our Compliance division plays a critical role in strengthening the firm's culture of compliance by assessing risk, monitoring regulatory requirements, and designing controls to ensure adherence to laws and...
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Compliance Officer
vor 4 Monaten
Frankfurt, Deutschland Société Générale Assurances VollzeitCompliance Officer (m/f/d) Permanent contract|Frankfurt am Main|Compliance Compliance Officer (m/f/d) Frankfurt am Main, Germany Permanent contract Compliance Ihre aufgaben You will focus on providing proactive real-time compliance and regulatory advice to some of the transversal topics within Societe Generale Frankfurt branch and...
Compliance & Controls Officer Dbag (F/m/d)
vor 4 Monaten
**Learn. Develop. Grow. But always: Share value**:
Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because we are the ones shaping it. Let´s do this together by sharing value
**Who we are**:
Tracing its origins to 1585, Deutsche Börse Group has become one of the world’s leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What’s your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies for security, transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.
Frankfurt am Main
**Your career at Deutsche Börse Group**:
**Your area of work**:
**Your responsibilities**:
- In this role you will continuously strengthen the existing Compliance methodology for control management
- Perform, coordinate and structure internal/external controls according to the Group Compliance mandate.
- You will ensure and coordinate comprehensive communication between internal business lines and other control functions and Group Compliance
- In addition, you will support yearly compliance control planning and ensure timely and adequate reporting and (ad-hoc) escalation
- You will review compliance relevant audit reports and will be responsible for tracking / follow-up of findings and remediation actions
- Furthermore, you will support continuous improvement and optimisation of compliance processes and procedures
- In addition, you will also support the team in coordinating current internal / external audits and preparing reports as well as with administrative issues including data collection, status update related to open findings
- Creation of a risk-based IT compliance control plan and related control execution.
**Your profile**:
- You have completed your university degree in in economics, finance or law or you have a relevant comparable qualification
- You have at least 2 years of relevant professional experience in audit or control functions and control testing
- Proficiency in written and spoken English; German language skills will be an asset
- Experience in the execution of LoD controls
- Understanding of the relevant legal and regulatory compliance requirements and associated risks
- You have strong analytical skills and attention to detail as well as organisational and negotiation skills, including the ability to present complex matters in a clear and comprehensive way
- You will be trained on the job in relevant laws applicable for DBAG
- Strong individual initiative, high level commitment and motivation
**Why Deutsche Börse Group?**:
**Mobility**:
We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities.
**Work environment**:
Collaboration, communication, or deep focus - in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included.
**Health and wellbeing**:
We care for your health and wellbeing and besides various health promotion measures we offer you a group accident insurance and additional insurance offers at discounted rates.
**Financial stability**:
We provide financial stability by offering attractive salaries, company pension schemes, participation in our Group Share Plan, as well as bonuses, subsidies and discounts.
**Hybrid work**:
Collaborate and exchange on-site or work remotely several days a week in line with business needs and local regulations. Our hybrid working model combines the best of both worlds.
**Flexible working hours**:
We want your job to fit your life situation and offer flexible working time models, part-time models, childcare allowance, or the possibility to study alongside your job.
**Internationality**:
Our market infrastructures are globally connected. Working with us means collaborating with like-minded colleagues across over 60 locations from more than 100 nations.
**Development**:
We promote individual development by offering internal development programmes, mentoring, further education and training budgets.
