Regulatory Notifications Compliance Officer
vor 6 Monaten
**Learn. Develop. Grow. But always: Share value**:
Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because we are the ones shaping it. Let´s do this together by sharing value
**Who we are**:
Tracing its origins to 1585, Deutsche Börse Group has become one of the world’s leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What’s your part in all this? With your commitment you contribute to the success of our unique business model: offering a wide range of products, services and technologies for security, transparency and integrity on the markets. By creating trust in the markets of today and tomorrow we foster growth and contribute to the prosperity of future generations.
Frankfurt am Main
**Your career at Deutsche Börse Group**:
**Your area of work**:
You are working in our team of Compliance and Regulatory specialists in Group Compliance who are taking care of various topics related to the supervision of the companies of Deutsche Börse Group by various national and supranational supervisory bodies. Law & Regulation acts as oversight function in monitoring regulatory changes applicable to DBG while it also ensures compliance with dedicated regulatory requirements applicable to DBAG and its affiliated entities. You will be supporting our overarching target of ensuring compliance with regulatory requirements through maintaining regulatory repositories and ensure timely regulatory notifications to competent authorities.
You will act as first point of contact for various group entities and areas affected by changes in governance structures, assess those changes and prepare notifications and support business areas in managing the day-to-day fulfilment of currently applicable and newly arising regulatory obligations through maintenance of regulatory repositories. Further, you will govern the dialogue with different internal stakeholders and assure necessary reporting to the Chief Compliance Officer of Deutsche Börse Group.
In a dynamic environment with growing regulatory challenges as well as product and process innovations, you will be an essential support for business units in identifying relevant regulatory changes in time and initiating necessary implementations and adjustments in existing structures and processes. Moreover, you will track changes in DBAGs corporate structure as well as in the regulatory environment, identify interdependencies and increase awareness across our organisation.
**Your responsibilities**:
- You will be responsible for proactively maintaining regulatory repositories focusing on regulatory notifications, licences and communication with competent authorities
- You will be monitoring regulatory developments on international, EU and national level in the field of regulatory notifications and licensing with relevant implication for DBG group entities
- You will be in an on-going dialogue with various group entities and areas affected by changes in regulatory requirements, including local Compliance Functions of Deutsche Börse Group entities
- You will prepare management presentations, coordinate discussions and alignment meetings and identify potential inconsistencies as well as challenges to management and affected business areas
- You will identify room for potential improvements to increase efficiencies in processes relating to regulatory notifications and maintenance of regulatory repositories
- You will provide assistance in interpreting and operationalizing regulatory requirement as well as advise and support potential implementation projects
**Your profile**:
- You have a university degree in law, business administration or economics
- You have a minimum of two years of relevant professional experience in the field of compliance, internal audit or financial regulation
- Strong writing, conceptual and methodological skills, ability to communicate positions in a clear and structured manner is self-evident for you
- You have the ability to work in a team and in a matrix organisation within a multicultural and multi-location, international environment with high level of initiative, commitment and motivation
- Proficiency in written and spoken German and English is required
**Why Deutsche Börse Group?**:
**Mobility**:
We enable you to move freely with our job tickets, job (e-)bikes and free parking opportunities.
**Work environment**:
Collaboration, communication, or deep focus - in our modern office buildings you will find the perfect work environment. Free drinks and food and meal allowances included.
**Health and wellbeing**:
We care for your health and wellbeing and besides
-
Deputy Compliance Officer
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Michael Page - Germany VollzeitAs a Deputy Compliance Officer at Michael Page Germany, you will play a vital role in ensuring our client's compliance with regulatory requirements and internal policies. This exciting opportunity is perfect for an experienced professional looking to drive business growth while maintaining the highest standards of compliance.About the RoleWe are seeking a...
-
Compliance Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Angove Partners Vollzeit**About the Company** **Role Summary** You will play a crucial role in ensuring compliance with regulatory requirements for the company's Capital Markets & Advisory business in Europe. In addition to Risk & Compliance, you will also take on the role of Money Laundering Reporting Officer (MLRO) and provide compliance support for Group investment business...
-
Compliance Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Moody's VollzeitMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing and administering the Company's compliance program. The individual will...
-
Compliance, Regulatory Affairs, Analyst, Frankfurt
vor 6 Monaten
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...
-
Compliance & Controls Officer Dbag - Regulatory
vor 6 Monaten
Frankfurt am Main, Deutschland Deutsche Börse Vollzeit**Learn. Develop. Grow. But always: Share value**: Join our international team that drives positive change, united by a spirit of openness and curiosity. We empower you to have an impact and to grow - personally and professionally. With us, you work at the heart of financial systems and evolve the way markets operate. We’re excited about the future because...
-
Compliance Officer Leader
vor 1 Monat
Frankfurt am Main, Hessen, Deutschland Hirschman Associates VollzeitAt Hirschman Associates, we seek a seasoned Compliance Manager to support our European Compliance & Anti Financial Crime function in the Frankfurt office. This role is a vital part of our team, responsible for ensuring our company adheres to the highest standards of regulatory compliance.Key ResponsibilitiesDevelop and maintain documentation, policies,...
-
Regulatory Compliance Specialist
vor 1 Woche
Frankfurt am Main, Hessen, Deutschland Michael Page VollzeitJob DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will play a key role in managing and implementing our Compliance Surveillance & Control Plan.Main ResponsibilitiesDevelop and implement Compliance Surveillance & Control measures in line with the established plan.Identify areas where...
-
Compliance Officer
vor 7 Monaten
Frankfurt, Deutschland Moody's VollzeitMoody’s is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don’t meet every single requirement, please apply! You may be a perfect fit for this role or other open roles. Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. ...
-
Senior Compliance Officer
vor 3 Wochen
Frankfurt am Main, Hessen, Deutschland CMC Markets VollzeitAbout the RoleWe are seeking an experienced Compliance Director to lead our European Compliance and Anti-Financial Crime team.This is a fantastic opportunity for a seasoned professional to oversee the management of compliance programs, regulatory development, and risk assessment in Europe, particularly in Germany.The successful candidate will have strong...
-
Compliance Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Berenberg VollzeitBeschreibung & AnforderungenBerenberg’s Group Compliance unit works closely with the bank’s business lines (Investment Bank, Corporate Banking and Wealth & Asset Management) to prevent, detect and mitigate compliance and regulatory risk across the firm. As an independent control function, Compliance assesses the firm's compliance and regulatory risk,...
-
Regulatory Finance Controller
vor 6 Monaten
Frankfurt am Main, Deutschland Jefferies & Company, Inc. Vollzeit**Key Responsibilities & Tasks - Preparation and review of notifications, periodic and ad-hoc regulatory reporting in compliance with requirements of Bundesbank and BaFin, and any other relevant authority. This requires cooperation with the regulatory reporting team in London and includes preparation of any supporting documentation. - Interaction with the...
-
Compliance Expert for Risk and Regulatory Management
vor 2 Wochen
Frankfurt am Main, Hessen, Deutschland Selby Jennings VollzeitJob SummaryWe are seeking a seasoned Compliance Expert to join our team at Selby Jennings in Frankfurt. As Senior Compliance Manager, you will be responsible for ensuring regulatory adherence, designing compliance policies, and monitoring performance.This is a fantastic opportunity to leverage your expertise in risk management and regulatory compliance to...
-
Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information. Execute Compliance Surveillance and control measures in line...
-
Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in...
-
Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in line...
-
Compliance Officer
vor 1 Woche
Frankfurt am Main, Deutschland Michael Page VollzeitCompliance Officer (m/w/d) Vice President* Manage Compliance Surveillance & Control plan and gradually enhance the Compliance Surveillance and Monitoring framework over time to appropriately cover relevant risks such as Money Laundering, Market Abuse, and/or the misuse of confidential information.* Execute Compliance Surveillance and control measures in line...
-
Regulatory Strategy Compliance
vor 6 Monaten
Frankfurt am Main, Deutschland JPMorgan Chase & Co Vollzeit**JOB DESCRIPTION** Currently we are looking for a highly motivated Working Student (all genders), who would like to join our Regulatory Strategy Compliance Team in Frankfurt which is also part of the broader EMEA Regulatory Strategy team within the EMEA Compliance Department responsible for the support in oversight and coordination of engagement with J.P....
-
Esg Compliance Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Citi VollzeitThis is an exciting opportunity to form part of an expanding ESG Compliance team for Citi Europe, supporting Citi Global Markets Europe (CGME) and other EU legal entities in particular. The role sits within the Independent Compliance Risk Management (ICRM) organization, an independent control function that is designed to oversee and credibly challenge...
-
Compliance Product Officer
vor 6 Monaten
Frankfurt am Main, Deutschland Citi Vollzeit**Job Title**:Compliance Product Officer - Germany **Business**:Compliance Risk Management **Division: ICRM** **Officer Title: VP** **C-Grade: C13** **Location: Frankfurt** **Legal Entity: CGME** **Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for...
-
Frankfurt, Deutschland Goldman Sachs VollzeitOUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of...